In re Estate of LaVeglia

31 Pa. D. & C.5th 190
CourtPennsylvania Court of Common Pleas, Lancaster County
DecidedJune 21, 2013
DocketNo. 11-9066
StatusPublished

This text of 31 Pa. D. & C.5th 190 (In re Estate of LaVeglia) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Lancaster County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Estate of LaVeglia, 31 Pa. D. & C.5th 190 (Pa. Super. Ct. 2013).

Opinion

NANOVIC, P.J.,

On February 6,2011, Lawrence A. LaVeglia (“decedent”), age ninety, died, leaving to survive his two sons: Lawrence M. LaVeglia (“Lawrence”), age 60 (D.O.B. 7/06/50), and Michael A. LaVeglia (“Michael”), age 53 (D.O.B. 11/23/57). Michael is the petitioner and Lawrence the respondent in these proceedings. At issue are changes decedent made in October 2009 to the beneficiary designation for three investment accounts he held with Vanguard, effectively removing Michael as a joint equal beneficiary and naming Lawrence as the sole primary beneficiary of these accounts upon his death. In his petition, Michael asserts decedent lacked the necessary testamentary capacity to execute the [193]*193change of beneficiary forms, and that the execution of these forms was procured by undue influence.

PROCEDURAL AND FACTUAL BACKGROUND

At the time of decedent’s death, Michael and Lawrence were not speaking to one another — for more than thirty-five years — and were virtual strangers. (N.T. 4/23/12, pp. 27-30,48). Why is unimportant and was never made clear on the record. What is important is that decedent knew of this breach and, at least until the beneficiary changes which are in dispute, appears to have treated his sons as equals in the distribution of his estate. (N.T. 4/23/12, p.31; N.T. 7/12/12, p.317).

Also important is the discrepancy in the relationships each son separately maintained with their parents, especially during the final five years of decedent’s life. Early on, Michael and Lawrence were raised in New York. In 1962 their parents divorced. (N.T. 4/23/12, p.68; N.T. 7/12/12, p.203). Michael was five years old and Lawrence twelve. From that point forward, Michael’s mother was his primary caretaker and the parent with whom he remained closest.

Michael’s mother and her husband, his stepfather, relocated to North Carolina in the 1980s. Michael moved there in 1995. (N.T. 4/23/12, pp.9, 71). Before Michael left New York, he saw decedent approximately three to four times a year, mostly on holidays. (N.T. 4/23/12, pp.8, 37-38). In the beginning, when Michael moved to North Carolina, he saw decedent approximately once or twice a year and would also be in contact by telephone three [194]*194to four times a year. (N.T. 4/23/12, pp.37-39).1 However, while Michael maintained telephone contact, he last saw decedent sometime in 2004 or 2005, approximately six years before decedent’s death. (N.T. 4/23/12, pp.72, 76).

In contrast, Lawrence left his mother’s home when he was eighteen years old, in part because of strained relations with his stepfather. Since then, Lawrence’s relationship with his mother has been minimal. In fact, for over thirty-five years prior to his father’s death, Lawrence did not speak with or visit his mother. (N.T. 4/23/12, pp.49-50).2

Shortly after decedent and his wife divorced, decedent moved to Guantanamo Bay in Cuba where he had obtained a civilian job with the Navy overseeing ship repairs. (N.T. 7/12/12, pp.203-04). He worked in Guantanamo Bay for the next sixteen years, rarely returning to New York. (N.T. 4/23/12, pp.69-70). In 1978, decedent retired and moved to Greenport, New York, on Long Island.

[195]*195Although there were difficulties in their relationship earlier, after decedent returned from Guantanamo Bay and was retired, a normal parent-child relationship developed between Lawrence and his father. (N.T. 7/12/12, pp.216-18). By this time in his life, Lawrence had been married and divorced, and had a son, Jason, bom in 1974. Lawrence frequently visited his father, often on holidays, and Lawrence and his son would go boating and fishing with decedent.

Until the changes which are the subject of this litigation, decedent treated his sons equally in terms of gifting and his estate planning. In 2001, he transferred title of his home in Greenport to both of his sons and retained a life estate. In March 2007, the home was sold. Decedent received eighty thousand dollars ($80,000.00), and each of his sons approximately one hundred and twenty thousand dollars ($120,000.00). (N.T. 4/23/12, pp.21-22).

On August 3, 2006, decedent executed his last will and testament. (Petitioner exhibit no. 6). Decedent’s will names Lawrence as executor, and Michael as successor executor in the event Lawrence was unable to serve in this capacity. Therein, decedent divided his entire estate equally between his sons. That same date, he also executed a durable general power of attorney with Lawrence named as primary agent, and Michael as successor in the event Lawrence was unable or unwilling to serve. (Petitioner exhibit no. 10). At about this same time, in March 2005, decedent, who previously had his investments relatively equally divided between two separate brokerage accounts, with Michael the beneficiary of one and Lawrence the beneficiary of the other, transferred all of his investments to Vanguard, into three existing accounts. (N.T. 7/12/12, p.300; petitioner [196]*196exhibit no. 33 (Lawrence’s deposition), pp.83-85, 89). The beneficiary designation of these accounts was changed to name both Michael and Lawrence as equal primary beneficiaries of all three Vanguard accounts.3

In September of 2006, decedent moved from his home in Greenport to Peconic Landing Assisted Living Facility (“Peconic Landing”), an independent and assisted senior living community, also in Greenport, about a mile from decedent’s home. (N.T. 7/12/12, p.232). This move was prompted after decedent was hospitalized at Eastern Long Island Hospital for one week in June 2006 for fever, dehydration and dizziness. During this hospitalization, decedent was diagnosed by Dr. Caroline Gatewood, a board-certified neurologist, with mild dementia, probably of the Alzheimer’s type. (Petitioner exhibit no. 30 (Gatewood deposition), p.38). Dr. Gatewood advised Lawrence that decedent should not drive or live alone. (Petitioner exhibit no. 30 (Gatewood deposition), pp.28-29). Thereafter, Lawrence and decedent made arrangements for decedent to stay at Peconic Landing. (N.T. 4/23/12, p.87).

Decedent was at Peconic Landing until March of2009. During this time, decedent’s ability to take medication on his own was called into question. It was also noted that decedent needed assistance using kitchen equipment and would not eat if left alone. Dr. Mel B. Kaplan, who had been decedent’s primary care physician since 1988, observed on September 24, 2007, that decedent’s hearing, which was already poor, was getting worse, to the point [197]*197where decedent needed to read lips. (Petitioner exhibit no. 31 (Kaplan deposition), p.20).

While decedent was at Peconic Landing, Dr. Kaplan became concerned that decedent was showing signs of dementia, cognitive impairment. This decline in decedent’s cognitive functioning, which was slow at first, accelerated in 2007 and 2008. (Petitioner exhibit no. 31 (Kaplan deposition), pp.75-76). In consequence, decedent’s level of care at Peconic Landing was increased in October 2008 from independent living to assisted living. (Petitioner exhibit No. 31 (Kaplan deposition), pp.56-61; petitioner exhibit no. 30 (Gatewood deposition), pp.48-49). As of December 2008, Dr. Kaplan estimated decedent’s level of dementia on a scale of zero to ten, with ten being end-stage dementia, at six or seven. (Petitioner exhibit no. 31 (Kaplan deposition), p.70).

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Bluebook (online)
31 Pa. D. & C.5th 190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-laveglia-pactcompllancas-2013.