In re Estate of Bellesheim

1 N.Y.S. 276, 17 N.Y. St. Rep. 10, 6 Dem. Surr. 60, 1888 N.Y. Misc. LEXIS 1294
New York Surrogate's Court·Decided May 18, 1888·Published·Cited by 12 cases

Opinion

Coffin, Surrogate. I cannot divest my mind of the conviction that this court has no power to entertain and determine the question here presented. It was so held in the case of Wolfe v. Lynch, 2 Dem. Sur. 610, where reasons were given at length. That decision was reversed at general term; the opinion on reversal being reported in 33 Hun, 309. Nothing to alter the views expressed by this court is uttered in that opinion. There is, however, this distinction between that case and the present one: there the application was made by the purchaser; while here, by the petitioner. Surrogates’ courts have jurisdiction only over parties interested in estates either as executors, administrators, devisees, legatees, heirs at law, husband or wife, next of kin, assignees, guardians and wards, and such as the statute prescribes as parties; as, in this case, a freeholder appointed to sell. The matter in which this motion is made, is known to the statute as a proceeding to mortgage, lease, or sell real estate for the payment of decedent’s debts. To this proceeding, Mr. Phipps, the purchaser, is in nowise a party. He was a stranger throughout the proceeding which resulted in the decree of sale. The fact that he purchased the premises did not make him a party to a proceeding which was ended, except the entry of a decree of distribution. It cannot be said that the general rule of courts of equity prevails as to who shall be parties in surrogates’ courts. It is only those persons or that class of persons expressly designated in the statute who can be such parties. Redf. Pr. (3d Ed.) 87. Nor do surrogates’ courts possess the general powers of courts of equity, (Id. 54;) such as the coercing of a purchaser to pay the money and take the title. Section 2752 of the Code specifies what persons shall be named in the petition for sale of real [278] estate; and section 2754 directs as to what parties shall be cited; while the next section, as amended in 1887, (chapter 147,) provides that certain persons, among whom a purchaser is not named, may intervene, and be made parties to the proceeding. The maxim, expressio unius est exclusio alterius, is clearly applicable here to exclude the purchaser as a party. It seems to me that an executor having power by the will to sell real estate, and having agreed to sell it to a stranger to the estate, who for an alleged defect of title, or other cause, failed and refused to fulfill his contract, might with equal propriety come here, and ask this court to make an order to compel the purchaser to pay the money and take his deed. The relation of the purchaser to the freeholder in the one case, and that of the purchaser to the executor in the other, seems to be precisely the same. Neither, by the act of purchase, becomes a party to the proceeding. If Mr. Phipps is not a party, then any order that might be made against him would, as is conceived, be a nullity. Suppose the order asked for here be made, and he refuse to obey it, what can next be done? Has the court any power to enforce obedience to an order it has no authority to make?

In the opinion in 33 Hun, 309, stress is laid upon the incidental powers conferred on surrogates’ courts by subdivision 11 of section 2481 of the Code. That subdivision provides that a surrogate has power, “ with respect to any matter not expressly provided for in the foregoing subdivisions of this section, to proceed, in all matters subject to the cognizance of his court, according to the course and practice of a court having, by the common law, jurisdiction of such matters, except as otherwise prescribed by statute, and to exercise such incidental powers as are necessary to carry into effect the powers expressly conferred.” No court, by the common law, had jurisdiction to order a sale of real estate of decedents for the payment of debts. By the hard and unjust rule of that law, land, descended or devised, was not liable to simple-contract debts of the ancestor or testator. 4 Kent, Comm. 419; 3 Bl. Comm. 430. So that there is no course and practice of any common-law court for the surrogate to pursue in this case. It is true, he has power, in a proper case, to direct a sale of real estate for the payment of decedent’s debts. He may make a decree to that effect, and, on a report of sale made, may make a decree confirming it. The only other thing he is empowered by statute to do is to make a decree distributing the proceeds after they are paid into court. I cannot conceive that the compelling payment by a purchaser at such a sale, not being a party to the proceeding, or adjudicating as to the validity of the title to the premises sold, can be an incident to the powers expressly conferred with a view of carrying those powers into effect.. It is the business of the executor, or other person making the sale, to collect the money from strangers, and not the surrogate’s, and, when collected, to pay it into court. That act, in so far as the power conferred on the surrogate is concerned, is not incident to it. “Incident,” according to Jacobs, (Law Diet. “Incident,”) is “a • thing necessarily depending upon, appertaining to, or following another that is more worthy or principal.” Thus, timber trees are incident to the freehold, and so is a right of way. The powers which were regarded by the courts as incidental to the express powers conferred upon surrogates and their courts will, many of them, be found enumerated in Dayt. Sur. (3d Ed.) 5, 6; Redf. Pr. (1st Ed.) 24,—and fall within Mr. Jacobs’ definition. The enactment of the last paragraph of subdivision 11 of section 2481 was intended to cover such and the like cases only, and not to furnish an excuse to travel a field, in the exercise of powers, unfettered by the term “incidental” in its strictest sense. It is difficult to conceive that the trial of so grave a question as that relating to the title to real estate was intended to' be classed among powers which are merely incident to a main power. No direct or incidental power, however, can be exercised over a person not a party, except over witnesses or persons guilty of contempt. By section 2547 of the Code the surrogate may send any disputed question as to title, or any other matter in such a [279] proceeding as this, to be tried before a jury at the circuit or county court; but he can only do so when the dispute arises between parties. How can the question about the title in this case be sent to a jury when but one party to it is in court? By saying that he is such party, and by coining in and submitting the question here, does not render the stranger a party. Consent will not confer jurisdiction, nevertheless, fully conscious of the fallibility of the human mind, and out of respect for the decision of the appellate court, it is proposed to briefly consider the application upon its merits.

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In re Estate of Bellesheim, 1 N.Y.S. 276, 17 N.Y. St. Rep. 10, 6 Dem. Surr. 60, 1888 N.Y. Misc. LEXIS 1294 (N.Y. Super. Ct. 1888).

1 N.Y.S. 276 (In re Estate of Bellesheim) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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