In Re Estate of Alexander

634 N.E.2d 670, 92 Ohio App. 3d 190, 1993 Ohio App. LEXIS 5650
CourtOhio Court of Appeals
DecidedDecember 6, 1993
DocketNo. 64102.
StatusPublished
Cited by4 cases

This text of 634 N.E.2d 670 (In Re Estate of Alexander) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Estate of Alexander, 634 N.E.2d 670, 92 Ohio App. 3d 190, 1993 Ohio App. LEXIS 5650 (Ohio Ct. App. 1993).

Opinion

Krupansky, Judge.

The appeal sub judice is the second appeal in this probate court action. The first appeal on the merits was dismissed as being untimely filed from a probate court judgment entry ordering the distribution of a wrongful death medical malpractice action. The appeal sub judice stems from a subsequent order of the probate court denying a Civ.R. 60(B) motion for relief from judgment from the prior probate court judgment entry approving the wrongful death settlement. Appellant in this action seeks to vacate a $400,000 wrongful death settlement reached between decedent’s estate and the defendant doctor and his insurer because the estate’s own attorney embezzled the settlement funds, thereby allegedly perpetrating a fraud on the probate court.

Decedent Garlin Alexander, a thirty-two-year-old postal worker, died intestate on May 29, 1987, following outpatient sinus and nasal surgery performed two days earlier by Dr. Stephen Schreibman at Suburban Community Hospital. Decedent’s sister Loretta Nesbitt, represented by attorney Michael Greenwald of the law firm Barragate & Barragate, commenced the probate case sub judice by filing an application for authority to administer decedent’s estate in Cuyahoga County Court of Common Pleas, Probate case No. 100875, July 28, 1987 (the “Probate Case”). The probate court thereafter appointed Nesbitt administrator upon the filing of a bond. Administrator Nesbitt subsequently filed a wrongful *194 death medical malpractice action against Dr. Schreibman and Suburban Community Hospital on March 3, 1988 in Cuyahoga County Common Pleas Court General Division, case No. CV-145526 (the “Wrongful Death Case”). Attorney Phillip Barragate of the law firm of Barragate & Barragate served as counsel of record for plaintiffs in the Wrongful Death Case.

Barragate subsequently negotiated a settlement of the Wrongful Death Case with counsel for Dr. Schreibman and Dr. Schreibman’s medical malpractice liability insurer, PIE Mutual Insurance Company (“PIE”). PIE issued a check to Barragate dated June 9, 1988 in the amount of $400,000 payable to “Loretta Alexander Nesbitt, Administratrix of the Estate of Garlin Alexander, deceased and her attorneys Barragate & Barragate.” The Wrongful Death Case was thereafter dismissed without prior probate court approval on July 14, 1988. Barragate obtained payment of the $400,000 settlement check by endorsing the name of his law firm and • directing attorney Greenwald to affix the name of Nesbitt as administrator pursuant to authority purportedly conferred by power of attorney.

Administrator Nesbitt did not execute a release or seek approval of the Wrongful Death Case settlement by the probate court until more than one and one-half years thereafter. Nesbitt executed a release in favor of Dr. Schreibman and Suburban Community Hospital on April 25, 1990 and, through attorney Greenwald, filed an “Application to Approve Wrongful Death Settlement, Attorney Fees and Partial Distribution” in the probate court on May 7, 1990, with a request for immediate hearing. The record demonstrates that probate court referee Oglesby conducted a hearing on the application on May 7, 1990 to approve the Wrongful Death Case settlement but no verbatim transcript of this hearing was made.

The probate court thereafter entered a journal entry approving the $400,000 Wrongful Death Case settlement and awarded partial distributions for attorney and fiduciary fees and funeral expenses on May 7, 1990 (the ‘Wrongful Death Case Settlement Approval Entry”). The decedent’s minor son, father and five adult siblings were apparently unable to agree on a final distribution of the remaining settlement proceeds. The probate court Wrongful Death Case Settlement Approval Entry found that all decedent’s heirs and next of kin consented to the $400,000 settlement and reserved distribution of the remaining settlement proceeds until further order of the probate court.

The record demonstrates that a probate court referee thereafter conducted a hearing concerning the distribution of the remaining Wrongful Death Case settlement proceeds August 27, 1990. The referee filed a report December 11, 1990 which recommended the award of $217,526.52 to the guardian of decedent’s minor son, $8,500 to Administrator Nesbitt and $5,000 to decedent’s father and *195 each of decedent’s five adult siblings. Decedent’s brother Gerald Alexander filed objections to the referee’s report and recommendations December 20,1990. The probate court subsequently overruled the objections of Gerald Alexander and ordered distribution of the proceeds in the manner set forth above in entries journalized March 12, 1991 (the “Wrongful Death Settlement Distribution Order”). Gerald Alexander’s April 22,1991 appeal from the probate court Wrongful Death Settlement Distribution Order in Court of Appeals case No. 61684 was dismissed by this court of appeals as untimely filed in an order journalized May 3, 1991.

The record contains no further activity in the probate court to collect the settlement proceeds following the March 12, 1991 Wrongful Death Settlement Distribution Order until decedent’s former wife and minor child filed against attorneys Greenwald and Barragate on September 27, 1991 a “Motion to Show Cause or, in the alternative, to Distribute Funds.” The probate court granted the motion to show cause and to disburse the fiduciary fees, funeral expenses and parties’ respective shares of the Wrongful Death Case settlement proceeds in an order journalized October 2, 1991.

Decedent’s former wife and minor child subsequently filed a “Complaint for Concealment and Embezzlement of Assets” against attorneys Greenwald and Barragate October 17, 1991. The probate court found Barragate “intentionally and wilfully concealed and embezzled money from decedent’s estate” and entered judgment against Barragate and Greenwald in the amount of $266,026.52, together with ten percent penalty, statutory interest and costs in an order journalized October 30, 1991.

The record demonstrates Administrator Nesbitt was subsequently replaced by appellant Thomas Griveas as administrator of decedent’s estate pursuant to orders of the probate court journalized in November 1991. Administrator Griveas thereafter filed a two-page motion to vacate judgment relating to the probate court’s May 7,1990 Wrongful Death Case Settlement Approval Entry on November 18, 1991. The record demonstrates this motion did not cite Civ.R. 60(B), argue any specific grounds for relief under this rule, request an evidentia-ry hearing or attach any evidentiary materials.

Nevertheless, the record demonstrates the probate court conducted a hearing on the motion of administrator Griveas to vacate the Wrongful Death Case Settlement Approval Entry on April 12, 1992. The administrator presented testimony from the following three witnesses during the hearing, viz.: (1) former administratrix Nesbitt; (2) former probate court referee Oglesby; and (3) attorney Phillip Barragate. Counsel for Dr. Schreibman and his insurer PIE appeared at the proceedings and cross-examined the three witnesses. The record demonstrates the probate court denied the motion of administrator *196

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Bluebook (online)
634 N.E.2d 670, 92 Ohio App. 3d 190, 1993 Ohio App. LEXIS 5650, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-alexander-ohioctapp-1993.