In Re Ernst

71 F.2d 169, 21 C.C.P.A. 1235, 1934 CCPA LEXIS 106
CourtCourt of Customs and Patent Appeals
DecidedJune 12, 1934
DocketPatent Appeal 3314
StatusPublished
Cited by16 cases

This text of 71 F.2d 169 (In Re Ernst) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Ernst, 71 F.2d 169, 21 C.C.P.A. 1235, 1934 CCPA LEXIS 106 (ccpa 1934).

Opinion

LENROOT, Associate Judge.

This is an appeal from a decision of the Board of Appeals of the United States Patent Office, affirming the decision of the Examiner, rejecting claims 1, 5, 7, 16, 17, 22, and 24 of appellants’ application, filed November 17,1929. All of the claims on appeal are method claims. Fourteen claims of the application have been allowed, all of said allowed claims being apparatus claims.

Of the claims on appeal, claims 1 and 22 are illustrative and read as follows:

“1. A method of operating at an uniform rate an hydraulic motor subject to variable loads which consists in causing the liquid to discharge therefrom at a gravimetrically constant rate.
“22. The method of propelling, hydraulically, at a substantially uniform, rate, a member subjected to a variable mechanical force, which consists in (a) connecting said member to a piston operable in an oil-filled cylinder, (b) supplying oil under pressure into said cylinder behind said piston, (e) withdrawing oil from said cylinder at the front of said piston at a volumetrieally uniform rate; and (d) varying the oil pressure in the intake end of said cylinder inversely to variations in oil pressure in the exhaust end thereof.”

The alleged invention of 'appellants relates to a hydraulic transmission for machine tools. It is described in general terms, sufficiently for the purposes 'of this opinion, in the Examiner’s statement as follows:

“In rotary cutter machine tools the resistance offered by the work to the cutter may vary as a result of the nonhomogeneous nature of the work piece or depending upon whether the cutter rotates with the work piece or against the same. * * * Under any operating condition the pressure differential between the exhaust and intake ends of the motor is disturbed and applicant has accordingly provided mechanism for maintaining a certain predetermined differential in order to maintain a uniform rate of reciprocation free from jump or jerk.”

Appellants in their application disclose two different forms of apparatus for carrying out the object of the invention; it is not shown in the disclosure that there is any means of carrying out the process claimed other than through the use of said apparatus above referred to, and apparatus claims have been allowed to appellants covering both forms of apparatus disclosed.

In rejecting the appealed claims, the Examiner stated as follows:

“Claims 1, 5, 7, 16,17, 22 and 24 are machine method , claims and stand rejected as being improper method claims. It is submitted that these claims depend upon definite machine structure arranged in a predetermined manner and which cooperates with each other in a definite and constant relationship. * * * It is not at all conceivable how the latter result [having the back pressure determine the amount of forward pressure] can be accomplished by other than definitely arranged and associated mechanism. The claim therefore sets forth no more than the necessary and obvious fune *170 tion of the machine. Since as outlined above each of the steps set forth in the claim is based and is entirely dependent upon certain machine parts arranged in a predetermined relation to one another and functioning in a definite relationship, the claim is considered no more than a statement of the manner in which the assembled mechanism operates. * *

It should be observed that the claim referred to in said quotation was claim 7, taken as an example to show the objection of the Examiner to all of the method claims.

The Board of Appeals, with respect to the method claims, stated in part as follows: “ * * * .These method claims have been rejected by the Examiner on the ground of being improper method claims. Specifically, that they .merely represent or depend upon the operation of a definite machine structure arranged in a predetermined manner, the parts of which cooperate with each other in a definite and constant relationship. Conversely, it is not apparent how the alleged method could be performed independently of this specific apparatus or one having exactly equivalent corresponding elements.

“As may he noted from the above illustrated claims the claims differ in extent of statement of the alleged method steps. Claim 1 includes only the step of causing the motive liquid to discharge from the motor at a gravimetricálly constant rate. Claim 22 sets forth quite specifically the particular operation of functions of the elements of the apparatus. It is our opinion that whether the claims are set forth 'in considerable detail as claim 22 or in terms of a mere sub-step as in claim 1 no method is presented here which is patentably separable from this device. This is an apparatus operating in a purely mechanical way, each element whether rigid or liquid performs its simple and purely mechanical function. Further, the alleged method does not in any sense operate upon material to be transformed into a different state or thing such as required by the accepted definition of a true method whether mechanical or chemical; Cochrane v. Deener, 94 U. S. 780, 24 L. Ed. 139. In this relation the material operated upon as required by the definition cannot be taken as the work in the machine since that does not come into the terms of the appealed claims and it would obviously not be relevant to the steps set forth in these .claims since they are concerned purely with merely propelling some movable part at the uniform rate of speed. Obviously also the oil or motive liquid in the machine is not material being operated upon in the sense required by the definition. We see in the terms of the method claims no more than a statement of action or functions of this apparatus so closely related thereto as to be not properly separable as a distinct patentable method. The method set forth is no more than an obvious function of this machine. We have carefully considered applicants’ brief in this respect but are unable to agree that these claims fall within the terms of the citations favorable to mechanical methods. * *

In so far as the language above quoted implies that a valid method claim requires that it relate to the treatment of some material, we are not in accord therewith. While the decision in the ease of Cochrane v. Deener, 94 U. S. 780, 24 L. Ed. 139, may seem to support such a holding, later decisions of the Supreme Court are not so limited. Such a decision is the case of Telephone Cases (Dolbear v. American Bell Telephone Company), 126 U. S. 1, 8 S. Ct. 778, 780, 31 L. Ed. 863, in which the following method claim was held valid:

“The method of and apparatus for transmitting vocal or other sounds telegraphically, as herein described, by causing electrical undulations, similar in form to the vibrations of the air accompanying the said vocal or other sounds, substantially as set forth.”

In its opinion in said ease the court stated:

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Bluebook (online)
71 F.2d 169, 21 C.C.P.A. 1235, 1934 CCPA LEXIS 106, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-ernst-ccpa-1934.