In Re Emanuel

755 So. 2d 862, 1999 WL 1826735
Supreme Court of Louisiana·Decided June 23, 1999·No. 98-O-3142·Published·Cited by 3 cases

Opinion

755 So.2d 862 (1999)

In re Judge Leon L. EMANUEL, III.

No. 98-O-3142.

Supreme Court of Louisiana.

April 13, 1999.
As Corrected on Limited Grant of Rehearing June 23, 1999.

Nancy E. Rix, Hugh M. Collins, New Orleans, Judiciary Commission.

Steven R. Scheckman, New Orleans, Special Judiciary Counsel.

Donald G. Kelly, Thomas T. Townsend, Natchitoches, for Respondent.

VICTORY, J.[*]

This is a disciplinary proceeding against Judge Leon L. Emanuel, III, First Judicial District Court, Parish of Caddo. The Judiciary Commission of Louisiana (the "Commission") conducted a hearing, issued findings of fact and conclusions of law, and recommended public censure for violations of Canons 1, 2[1], 3 A(7), and 3 B(1)[2] of the Code of Judicial Conduct and La. Const. art. V, § 25(C). After reviewing the record before us, we conclude that the *863 charges are supported by clear and convincing evidence, and that public censure is warranted.

FACTS AND PROCEDURAL HISTORY

Judge Emanuel was elected to the First Judicial District Court for the Parish of Caddo in 1992. The court is divided into three sections: civil, criminal, and domestic. In January 1994, Judge Emanuel began presiding over a civil docket. On March 14, 1996, Judge Scott Crichton lodged a complaint with the Commission alleging that Judge Emanuel worked "far less hours per week than what is required by law and is absent from his office a considerable part of each week" and that he deprived attorneys and parties of access to his court because he refused to set trial dates in accordance with the then-existing local court rule. Upon inquiry, it was determined that the allegations were not frivolous, and a preliminary investigation was conducted to determine whether a hearing should be held on the question of discipline. Supreme Court Rule 23, § 3(a). After completion of the Commission's investigation, formal charges were filed on June 2, 1998.

On October 7, 1998, following completion of discovery, Judge Emanuel, his legal counsel, and the Special Counsel to the Commission submitted a "Statement of Stipulated Material Facts" (the "Stipulation") in lieu of the Commission receiving testimony from witnesses at the formal hearing. The Stipulation contained the following reservations:

This stipulation with respect to the testimony of certain witnesses specified below means that if called to testify at a hearing before the Judiciary Commission those witnesses would testify as set forth in the Stipulation. However, Judge Leon L. Emanuel does not necessarily stipulate to the truthfulness of all of the testimony of each witness and may address and/or explain in his testimony at the hearing before the Commission the specific testimony of witnesses with which he either disagrees or disputes.

Judge Emanuel testified at the hearing and the Commission also allowed the testimony of two additional witnesses on his behalf—his secretary and a local attorney.

After hearing the testimony and considering the Stipulation and the evidence filed in the record, on December 12, 1998, the Commission issued its Findings of Fact and Conclusions of Law, in which it adopted in substantial part as its Findings of Fact the Stipulation and further found additional facts. The formal charges and analogous findings and conclusions by the Commission were as follows:

FORMAL CHARGE I(A)

The Commission charged that from January 1, 1994 through May 9, 1996, Judge Emanuel maintained a policy and practice of intentionally refusing to set status conferences or issue scheduling orders establishing discovery cut-off and trial dates. Because of persistent complaints from the bench and bar regarding this practice, the court amended its Local Rule 9, effective May 9, 1996, which mandates that upon request, a judge shall either set a status conference or issue a scheduling order.[3]

*864 The parties stipulated to the following facts. Judge Emanuel maintained a policy of not setting status conferences or issuing scheduling orders upon request. Instead, Judge Emanuel often instructed the attorneys to complete a status report in order to determine if setting a trial date or other deadlines was appropriate. If he believed a case had not progressed to the extent that deadlines or a trial date were appropriate, he would refuse to furnish such dates. If he believed the case was ready for a trial date, he generally gave each of the attorneys available trial dates by telephone. The record also shows that Judge Emanuel, compared with the other judges assigned to the civil bench of the First Judicial District Court, had the lowest number of cases assigned to his civil section, conducted court the least amount of days, and conducted the fewest number of jury trials.

The Stipulation also contained a summary of the sworn statements of four of the judges of the First Judicial District Court regarding Judge Emanuel's policy. Judge Frank Thaxton testified he received complaints from lawyers that Judge Emanuel would not respond to their requests for status conferences, and he met with Judge Emanuel on two occasions to discuss this problem, but that Judge Emanuel was not receptive to his suggestions. He further testified that at a meeting in the fall of 1995 of the Liason Committee between the Bench and Bar, the discussion centered around complaints about Judge Emanuel's policy of not conducting status conferences or setting trial dates. Minutes of the meeting were sent to Judge Emanuel, and when he did not respond, the judges felt it necessary to amend Rule 9. Judge Thaxton also testified that although the judges had planned to transfer cases to Judge Emanuel's section to balance the distribution of cases, he did not do this because of the complaints from attorneys that Judge Emanuel would not schedule trials or hold status conferences.

Judge Crichton, who filed the initial complaint with the Commission, testified that at one judges' meeting in mid-1995, he told Judge Emanuel directly, "You have got to set cases for trial. You have got to set status conferences or scheduling conferences; people are begging to get into your courtroom." Judge Crichton also testified that he stopped transferring cases to Judge Emanuel's section because of the lawyers' complaints.

Judge Charles Scott testified that he did not remember any specific complaints against Judge Emanuel but did remember judges' meetings where Judge Emanuel was confronted about his failure to schedule conferences or set trial dates and that Rule 9 was "probably" amended because of Judge Emanuel's practice.

Chief Judge Eugene Bryson testified that after he became aware of these problems in Judge Emanuel's section, he met with Judge Emanuel to discuss this and *865 also requested that retired Judge C.J. Bolin likewise meet with Judge Emanuel.

Judge Emanuel claims that there was only one meeting with certain judges on May 14, 1995, where his application of Rule 9 was discussed. He also acknowledges that he met with Judge Bolin, but not until September of 1996, after the complaint was filed. He further denied that Rule 9 was amended to correct his practice but insisted that Rule 9 was amended as part of a long-term revision of the Rules "due to [his] urging and participation."

The Commission made the following factual findings relative to Charge I:

Judge Emanuel's (a) refusal to convene status confer

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In Re Emanuel, 755 So. 2d 862, 1999 WL 1826735 (La. 1999).

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