In re Dwight Tester

Vermont Superior Court·Decided March 23, 2011·No. 209·Published

Opinion

In re Dwight Tester, No. 209-4-08 Wmcv (Wesley, J., Mar. 23, 2011)

[The text of this Vermont trial court opinion is unofficial. It has been reformatted from the original. The accuracy of the text and the accompanying data included in the Vermont trial court opinion database is not guaranteed.]

STATE OF VERMONT

SUPERIOR COURT Civil Division Windham Unit Docket No. 209-4-08 Wmcv

In re DWIGHT TESTER Petitioner

OPINION AND ORDER

GRANTING STATE’S MOTION FOR SUMMARY JUDGMENT and DENYING THE PETITION FOR POST-CONVICTION RELIEF

In July 2003, at the conclusion of a jury trial, Dwight Tester was found guilty of aggravated sexual assault involving a child under the age of ten. His conviction was upheld on appeal, and a second appeal affirmed the denial of his motion for new trial based on the claim that the State withheld evidence. On April 21, 2008, Mr. Tester filed a petition for post-conviction relief, initially as a self-represented litigant. Following the appointment of counsel, an amended petition was filed on October 28, 2009. In this amended pleading, Petitioner asserts that he was denied effective assistance of trial counsel based on alleged failures during pretrial investigation. On September 13, 2010, the State filed a motion for summary judgment. Petitioner opposed the motion on October 13, and filed a cross-motion for summary judgment. The State opposed the cross-motion by memorandum filed November 12, 2010.

Summary judgment is appropriate when the record establishes that there is no genuine issue of material fact and that a party is entitled to judgment as a matter of law. V.R.C.P. 56(c)(3). In determining whether a genuine issue of material fact exists, the court accepts as true allegations made in opposition to the motion for summary judgment, provided they are supported by evidentiary material. Robertson v. Mylan Labs, Inc., 2004 VT 15, ¶ 15, 176 Vt. 356.

To support its motion for summary judgment, the State filed a statement of undisputed facts pursuant to V.R.C.P. 56(c)(2). In response, Petitioner disputed the characterization of several of the State’s facts or described them as argument.1 Based on the uncontested facts, the record in this case, and the following analysis, the State’s Motion for Summary Judgment is GRANTED.

Factual and Procedural Background Petitioner was charged with aggravated sexual assault in April of 2003 and Attorney Gerald Altieri was assigned as defense counsel. At trial, in order to establish Petitioner’s guilt, the State relied substantially on the statements made by the complaining witness to a child welfare investigator. The complaining witness, D.T., is Petitioner’s daughter. The evidence showed that in April 2003, when D.T. was seven years old, she told her foster mother that her father had come into her room, knelt by her bed, and touched her vagina. Following this disclosure, D.T. was interviewed by a Bellows Falls police detective and an investigator with the Department for Children and Families (DCF). At the interview, D.T. reiterated that Petitioner had come into her room and touched her, and she indicated that the touch was “inside” her vagina. This interview will be referred to as the “April 2003 interview”.

Prior to the criminal trial, the District Court held a hearing to determine whether the statements made by the victim at the April 2003 interview were admissible under Rule 804a of the Vermont Rules of Evidence. At this hearing, Atty. Altieri offered no expert testimony, nor did he call any witnesses. After his cross-examination of the State’s witnesses, however, Atty. Altieri argued that the statements were unreliable and

1 Petitioner did not include a separate statement of undisputed facts to support his motion, as required by V.R.C.P.56(c)(2), although he did included two additional facts in his response to the State’s statement of material facts.

should be excluded. The District Court ruled that the statements were admissible, a decision upheld by the Vermont Supreme Court in its opinion affirming the conviction, State v. Tester, 2006 VT 24, 179 Vt. 627 (mem.).

At trial, Petitioner testified in his own defense. He stated, among other things, that he believed that the victim’s grandmother, Alice Szaoly, may have instructed D.T. to fabricate a story about him. In response, the State called Ms. Szaoly as a rebuttal witness. The State had not disclosed Ms. Szaoly as a witness, as it had only planned to call her in rebuttal in the event Petitioner elected to testify. Ms. Szaoly testified that she had not encouraged the victim to implicate Petitioner in this case.

At the conclusion of the trial, Petitioner was found guilty. On direct appeal, the Vermont Supreme Court affirmed the conviction explaining that the victim’s hearsay statements were properly admitted at trial, and that the evidence was sufficient to establish the defendant’s guilt. Tester, 2006 VT 24.

In October of 2004, while the appeal was pending, Petitioner filed a motion for a new trial under V.R.Cr.P. 33. He asserted that he had located a videotaped interview of D.T. and her older sister K.T., which took place in December of 2002 (referred to as the “December 2002 interview”), approximately four months before the date of his arraignment for the alleged assault against D.T. Petitioner argued that he was entitled to a new trial because the videotape was exculpatory evidence that the State was constitutionally obligated to disclose.

The December 2002 interview involved the same DCF investigator who participated in the April 2003 interview, but a different police officer, Corporal Small of the Springfield, Vt. Police Department. The interview had been arranged by Petitioner,

and he was just outside the interview room while his daughters were questioned. Petitioner informed the investigators of his belief that his wife and her boyfriend had sexually abused D.T. and her sister, K.T. During the interview, K.T. did the majority of the talking. D.T. participated only briefly. At one point, D.T. stated that while at her mother’s house someone had come into the bathroom and pulled down his pants and boxers in front of her. She also stated that a friend of her mother’s had touched her, but she provided no additional explanation as to either of these incidents.

The District Court denied Petitioner’s motion for a new trial, holding that the December 2002 interview provided no support for any assertion that D.T. had been mistaken about who assaulted her as described by her statements in 2003. The Court questioned the relevance of the information on the videotape to the charges against Petitioner, noting that the victim’s sister provided almost all of the statements at the interview, and that the focus of the interview was as to alleged assaults which Petitioner believed had been committed by the victim’s mother and boyfriend in Texas. On appeal, the Supreme Court affirmed on alternate grounds, finding that, given Petitioner’s extensive knowledge of the prior allegations of abuse, the evidence could have been discovered through the exercise of due diligence, and was exempted from any obligation of disclosure by the State. State v. Tester, 2007 VT 40, 181 Vt. 506.

While the petition for post-conviction relief claims that Petitioner was denied effective assistance of trial counsel, the allegations are at some variance from the formulations drawn from Petitioner’s cross motion for summary judgment, and his opposition to the State’s motion for summary judgment. In the amended petition filed on Oct. 28, 2009, Petitioner alleges that:

Defense counsel failed to conduct due diligence in pre-trial discovery, despite information provided by Petitioner that would have produced evidence, including investigations, testimony and video and/or audio recordings of an earlier investigation by DCF as to whether the complainant in State v. Tester had been sexually abused by her mother and another man.

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Related

Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
State v. Tester
2007 VT 40 (Supreme Court of Vermont, 2007)
In Re Grega
2003 VT 77 (Supreme Court of Vermont, 2003)
In Re Cohen
640 A.2d 34 (Supreme Court of Vermont, 1994)
In Re Dunbar
647 A.2d 316 (Supreme Court of Vermont, 1994)
State v. Tester
2006 VT 24 (Supreme Court of Vermont, 2006)
Robertson v. Mylan Laboratories, Inc.
2004 VT 15 (Supreme Court of Vermont, 2004)
State v. Bristol
618 A.2d 1290 (Supreme Court of Vermont, 1992)
In Re Kasper
451 A.2d 1125 (Supreme Court of Vermont, 1982)
In re Hatten
592 A.2d 896 (Supreme Court of Vermont, 1991)
Gallipo v. City of Rutland
2005 VT 83 (Supreme Court of Vermont, 2005)
In re Koveos
2005 VT 28 (Supreme Court of Vermont, 2005)