In re Dunn

16 Mills Surr. 361, 94 Misc. 578, 158 N.Y.S. 119
CourtNew York Surrogate's Court
DecidedMarch 15, 1916
StatusPublished
Cited by3 cases

This text of 16 Mills Surr. 361 (In re Dunn) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Dunn, 16 Mills Surr. 361, 94 Misc. 578, 158 N.Y.S. 119 (N.Y. Super. Ct. 1916).

Opinion

Ketcham, S.—

In a proceeding for the probate of a will,, there has been a trial.by jury, upon demand therefor in which were presented the questions of execution, testamentary capacity and undue influence.

By direction of the court, the jury found that the will was duly executed and that it was not procured by fraud or undue influence. Upon submission to the jury of the remaining question, a verdict was rendered that the testatrix wa-s possessed of testamentary capacity.

At the close of the trial, the only application of the contestant was that the verdict he set aside and that a new trial be granted. The motion was adjourned for a deliberate hearing, at which [363]*363no exceptions taken' at the trial were presented, and the sole question, as defined when the motion was made, was, whether or not the verdict as to testamentary capacity should he set aside, and a new trial by another jury be awarded.

There was then added, in behalf of the contestants, the assertion that the verdict was not conclusive, and that in its despite the court remained under the duty before admitting the will to probate to inquire into all the facts and circumstances, and to be satisfied, otherwise than by the conclusions of the jury, that the will was genuine and valid in its execution, and that the testatrix Was in all respects competent to make a will and was not under restraint.

With this suggestion engrafted upon it, the original motion divides into inconsistent branches.

The moving parties’ demand for a new trial has no reason for its being, except in the theory that the finding of some jury, now or hereafter, is the sole adjudication upon which probate must be granted or denied. It excludes all right of the surrogate to impose his own determination upon the issues.

On the other hand, the prayer that the court shall itself consider the question's upon which probate depends, and thereupon enter its decree, does not seek such new trial, but, on the contrary, would not only avoid the present verdict, but would make another impossible.

Hence, both the remedies sought by the contestants cannot be had. If the surrogate shall impose his own judgment upon the issues, in disregard of the verdict, the motion for a new trial must abate.

If the law in its express and manifold provisions for a new trial (Code Civ. Pro., §§ 2539, 2770, and §§ 970, 999, 1002, 1003, made applicable to this court), intends that the present verdict, if approved, or another verdict, if required, shall be the basis of the decree, then it becomes impossible for the surrogate to exercise any right or duty of independent inquiry.

[364]*364Which, then, of these two forms of relief, is the only one which the aggrieved party can ask, since he cannot avail himself of both?

The question is of the utmost gravity, for if this1 court should now substitute its own judgment for the finding of the jury, there would remain no room to apply the provisions of the Code cited supra which seem to ordain and regulate the motion for new trial.

In support of the claim that the surrogate may now make his decree in disregard of the verdict, there are cited the opinions of Mr. Surrogate Fowler. (Matter of Plate, 93 Misc. Rep. 423 ; Matter of Eno, 94 id. 100 ; Matter of Dorsey, id. 566.) If the views of the learned judge were in anywise related to the disposition of the matters in which they were pronounced, this court would generally be inclined to bow to them, not only as the fruitage of an incomparable erudition, but as the adjudication of a court dignified in its station and its person.

Hone of the expressions presently to be quoted was, however, other than an incident in an abstract review of the general subject of trials by jury in probate cases, and the disposition of the motion, which, in each instance, was then before the court could not have been affected by the truth or the untruth of the observations upon which the contestants rely. Hence, the language of the learned judge, while of profound interest to those who have learned to measure the accuracy and sobriety of his judgments, still lacks all authority save that which is gratefully 'accorded to the personal reflections of a writer of distinct eminence.

Says Mr. Surrogate Fowleb : “ The surrogate is still the only officer authorized to probate wills in this State. The Code yet provides that in any and every probate proceeding it is the surrogate and not the jury who must be satisfied of the ‘ genuineness of the will, and the validity of its execution ’ (§ 2614, Code Civ. Pro.). When the surrogate is not satisfied with the ver[365]*365diet of a jury rendered in this court upon issues submitted to them in a probate proceeding, it would be against all conscience and precedent for the surrogate to abdicate his most responsible functions and refuse to fulfill his sworn obligations out of deference to a bad verdict of a common jury. In common-law actions or in prosecutions for alleged crimes, according to the course of our common law, I have a profound respect for trial by jury. But a will contest in this court is not a common-law action. At common law no right of trial by jury existed on claims against the validity of testamentary dispositions or in any probate proceeding on testaments. A devise on the other hand, was only submitted to a jury in ejectments or in some bills of right, or on a devisavit vel non issued out of chancery, and then only because at common law a devise was regarded as a deed of conveyance. The new Surrogates’ Code of 1914 wisely fails to provide that the verdicts of juries in contested probates shall be binding on the surrogate unless such verdicts are found in the Supreme Court. This excellence of the new Surrogates’ Code, I hope, was not an accident.” (Matter of Plate, supra.)

The learned surrogate again writes as follows: “ By the express terms of section 2614 of the present Code of Civil Procedure the surrogate remains even under the new procedure the exclusive judge of probate. He -alone can make a decree of probate. That mandatory section, to which I refer, directs that: 1 Before admitting a will to probate, the surrogate must inquire particularly into the facts and circumstances, and must be satisfied of the genuineness of the will, and the validity of its execution.’ The section now regulating the trial by jury in contested probate proceedings (Code Civ. Pro., § 2538) provides that in probate proceedings the surrogate must make an order directing the trial by jury of any controverted question of fact if any party appearing seasonably demands such triali This last mentioned section must be so construed as to harmonize with section 2614, Code of Civil Procedure. The jury are not [366]*366by the new act made judges of probate, but triers of certain controverted facts to be submitted to them by the trial surrogate in probate proceedings. Unless the judge of probato is satisfied with the answers of the jury to the special questions thus- submitted to them, it is obvious that the surrogate cannot admit the will to probate if he conscientiously discharges the mandate committed to him alone by section 2614, Code of Civil Procedure. It would be wrong for the surrogate to ignore his official and personal obligations, because of the findings of a jury, if they were not satisfactory to the surrogate. There is no provision of law which makes the answers or findings of the jury to the questions submitted to them by the surrogate conclusive per se

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Bluebook (online)
16 Mills Surr. 361, 94 Misc. 578, 158 N.Y.S. 119, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-dunn-nysurct-1916.