In re Duane F.

309 A.D.2d 265, 764 N.Y.S.2d 434, 2003 N.Y. App. Div. LEXIS 9912
CourtAppellate Division of the Supreme Court of the State of New York
DecidedSeptember 30, 2003
StatusPublished
Cited by1 cases

This text of 309 A.D.2d 265 (In re Duane F.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Duane F., 309 A.D.2d 265, 764 N.Y.S.2d 434, 2003 N.Y. App. Div. LEXIS 9912 (N.Y. Ct. App. 2003).

Opinion

OPINION OF THE COURT

Marlow, J.

This is a single eyewitness identification case. The complainant, also the eyewitness, did not testify at the Sirois,1 Wade or fact-finding hearings. The only evidence admitted at the fact-finding hearing about the identification procedure was the transcript of the prior hearsay testimony of a police officer, who had determined, without a legally adequate foundation, that the complaining witness and Duane F. (hereinafter appellant) were known to each other. He therefore conducted a “confirmatory” station house showup, a procedure that is not justified on this record.

As for the Sirois hearing, in addition to the complainant’s supporting deposition attached to the petition, the only witnesses who testified were Assistant Corporation Counsel (ACC) Lisa Cronk, City Law Department Investigator Latisha Bowry and Sgt. Kevin O’Connor. They described to the court the complainant’s claims of intimidation, and ACC Cronk gave the court a verbal account of the complainant’s version of the criminal act forming the basis of the Family Court proceeding.

The fact-finding hearing evidence consisted of the hearsay testimony of ACC Cronk — the only live agency witness — the Wade hearing testimony of Officer Bonilla, and the complainant’s supporting deposition.

Appellant now challenges certain rulings of the Family Court at all three hearings. Specifically, he claims that the presentment agency failed to establish that the identification procedure was merely confirmatory. Consequently, he claims the ensuing showup was impermissibly suggestive. He further argues that the presentment agency did not meet its burden of proving at the Sirois hearing (1) that the complaining witness was unavailable to testify or (2) that the evidence of guilt that would be offered at the fact-finding hearing as a substitute for her live testimony was reliable. Finally, he maintains that the Family Court erred in admitting the police officer’s Wade testimony as a substitute for his in-person testimony at the [268]*268subsequent fact-finding hearing, and that the evidence of guilt was otherwise legally insufficient. Because we agree that the Family Court committed errors regarding all three hearings, we conclude that this appellant was deprived of a fair fact-finding hearing, and we reverse.

THE PETITION AND APPLICATION FOR A SIROIS HEARING

The presentment agency issued a subpoena directing the complainant to appear at its offices on December 27, 2001. Although the agency served it on the complainant’s grandmother, the complainant nevertheless appeared and provided a sworn statement about the incident to Assistant Corporation Counsel Lisa Cronk. On January 4, 2002, the presentment agency commenced a juvenile delinquency proceeding pursuant to article 3 of the Family Court Act. The petition alleged that on December 11, 2001, the 15-year-old appellant, accompanied by two adults — Duane Davis (Davis) and Christopher Follett (Follett) — intentionally placed the complainant in reasonable fear of physical injury, serious physical injury, or death by pointing a gun at her and her boyfriend (Junior) and waving it up and down. The petition was corroborated by the complainant’s sworn statement. It further asserted that appellant had committed acts which, if committed by an adult, would constitute the crimes of menacing in the second and third degrees.

Although the presentment agency did not request the complainant’s presence at the initial court appearance on January 4, 2002, she nevertheless appeared, apparently at the insistence of Lenita F., appellant’s cousin. At that appearance, the law guardian revealed that the complainant’s boyfriend, Junior, had previously been involved with Lenita. However, although appellant and his cousin Lenita lived in the same apartment, the law guardian did not know whether the juvenile himself had ever met the complainant or her boyfriend Junior.

The presentment agency served the complainant with a subpoena on January 8 to testify at the fact-finding hearing scheduled for the next day. On January 9, the complainant and her parents appeared at ACC Crank’s office and indicated that she would not testify because appellant and certain members of his family had made threats against her. The presentment agency made an oral application before the Family Court for a Sirois hearing, but the court directed that the agency make the request in writing. The next day, the presentment agency formally moved for an order allowing the complainant’s "prior out of court statements” to be received into evidence as a result [269]*269of appellant’s misconduct. The petition did not specify which prior statements of the complainant would be offered. The only sworn statement supporting the Sirois application was Cronk’s affirmation. The Family Court ruled that the presentment agency had alleged specific facts which demonstrated the “distinct possibility” of witness tampering and granted the motion for a Sirois hearing.

The sirois hearing

The assistant corporation counsel testified at the Sirois hearing about several specific incidents of intimidation involving phone calls from and menacing acts by appellant’s relatives, threats by the appellant’s accomplices, Follett and Davis, and separate intentional acts of property damage to her car. The substance and existence of these threats and acts were never seriously challenged.

Because the complainant was reluctant to testify, Cronk obtained a so-ordered subpoena for her to appear at the fact-finding hearing.

New York City Law Department Investigator Latisha Bowry testified at the Sirois hearing that on January 8, 2002, she served the complainant with the subpoena. The complainant told Bowry she was “really afraid” to come to court and showed her the damage to her car. Bowry responded that the subpoena required her attendance. Nonetheless, the complainant telephoned Cronk that day to say she would not testify. Cronk reiterated that the subpoena obligated her to appear and that she should at least appear to describe the intimidation. Sgt. O’Connor then telephoned and reiterated that the subpoena required her to attend and that the police could help her if she personally spoke to them. He also spoke to the complainant’s father, who “did not seem to have an objection,” and he agreed to accompany the complainant to court the next day.

On January 9, 2002, the day the fact-finding was scheduled, the complainant did arrive at Cronk’s office with her mother, father and a family friend. She stated she would not testify. Instead of proceeding with the factfinding, the presentment agency made an oral application for a Sirois hearing.

The presentment agency never called the complaining witness to testify at the Sirois hearing. Nor did the court question the complaining witness in camera. Moreover, there were no prior sworn statements of the complainant introduced into evidence at the Sirois hearing. Nor did the presentment agency call Police Officer Bonilla to describe his interview with the complainant.

[270]

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Related

Zimmerman v. Burge
492 F. Supp. 2d 170 (E.D. New York, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
309 A.D.2d 265, 764 N.Y.S.2d 434, 2003 N.Y. App. Div. LEXIS 9912, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-duane-f-nyappdiv-2003.