In re Disciplinary Proceedings Against Whitnall

482 N.W.2d 648, 167 Wis. 2d 702, 1992 Wisc. LEXIS 190
CourtWisconsin Supreme Court
DecidedApril 20, 1992
DocketNo. 90-0592-D
StatusPublished
Cited by4 cases

This text of 482 N.W.2d 648 (In re Disciplinary Proceedings Against Whitnall) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Disciplinary Proceedings Against Whitnall, 482 N.W.2d 648, 167 Wis. 2d 702, 1992 Wisc. LEXIS 190 (Wis. 1992).

Opinion

PER CURIAM.

Attorney disciplinary proceeding; attorney's license suspended.

Attorney William D. Whitnall appealed from the report of the referee recommending that his license to practice law be suspended for 18 months as discipline for professional misconduct. That misconduct consisted of [703]*703his endorsing, without authorization, the name of an insurer on a settlement check and negotiating that check without making payment from the proceeds the amount due to that insurer, continuing to practice law while suspended from practice for failure to comply with continuing legal education requirements, refusing to promptly transfer a client's file to successor counsel upon the client's request, applying to his fees a portion of a client's retainer designated to be used for the client's bail, failing to promptly refund an unearned retainer to a client and failing to respond to requests from the Board of Attorneys Professional Responsibility during its investigation of these matters. Attorney Whitnall contended that the referee's findings of fact are not supported by the evidence and that the conclusions of law based on those findings are in error.

We adopt the referee's findings of fact, as they are not clearly erroneous, and, with the exception noted below, the referee's conclusions of law, which are supported by the facts. We determine that the recommended 18-month license suspension is appropriate discipline for Attorney Whitnall's misconduct. His retention of funds to which he was not entitled and his delay in turning over a client's file to successor counsel demonstrate that he lacks the proper appreciation , of the lawyer's professional duty to clients and others with respect to their property. He has also indicated his unwillingness to be bound by the court's rules directed to ensuring the competence of lawyers practicing in this jurisdiction.

Attorney Whitnall was admitted to practice law in Wisconsin in 1968 and practiced in Racine; he now resides in Ripon. He has not previously been the subject of an attorney disciplinary proceeding. The referee in this proceeding is Attorney Charles Herró. Following a [704]*704hearing, the referee made the following findings of fact and conclusions of law with respect to Attorney Whitnall's professional misconduct.

In 1985, Attorney Whitnall settled a client's personal injury claim for $18,500. Prior to settlement, one of two insurers notified the other that it had paid $2,000 in medical care for the client, claiming a subrogation interest in that amount in any settlement. The second insurer then issued a settlement check for $18,500 payable to the client, the insurer that had paid medical expenses and Attorney Whitnall.

Without having deposited that settlement check, Attorney Whitnall issued three checks from his law office account, two totaling $2,600 in payment of his client's medical expenses and one to his client in the amount of $10,552. At the time he issued those checks, his law office account was overdrawn by more than $200.

Attorney Whitnall claimed to have tried to contact the medical payment insurer for several days after he received the settlement check on or about May 25,1985, but that contention was belied by the insurer's records which showed there was no contact from him prior to June 12,1985. After endorsing his and, with her permission, his client's name and the name of the insurer that had provided medical payments, Attorney Whitnall deposited the settlement check into his law office account on June 5, 1985. The insurer made numerous attempts through its staff and retained counsel to obtain payment of its subrogation claim. When those attempts proved unsuccessful, its counsel notified the office of the district attorney. Thereafter, Attorney Whitnall contacted the insurer's counsel and ultimately paid the sub-rogation claim.

The referee concluded that, by endorsing the insurer's name on the settlement check without its [705]*705authority to do so, Attorney Whitnall engaged in "illegal conduct involving moral turpitude" in violation of former SCR 20.04(3).1 The referee further concluded that his commingling of funds of his law practice with his client's funds violated former SCR 20.50(1).2

In the course of the investigation of the Board of Attorneys Professional Responsibility (Board) in this matter, Attorney Whitnall did not respond to all of the questions put to him by the Board and did not respond at all to three letters from the Board inquiring into the [706]*706matter. The referee concluded that Attorney Whitnall thereby violated SCR 21.03(4)3 and 22.07(3).4

In the fall of 1987, Attorney Whitnall was suspended from the practice of law for failing to comply with continuing legal education requirements. While so suspended, he sat at counsel table with smother attorney and participated in litigation and, on a daily basis, went to his office where he worked on client matters. The referee concluded that he thereby violated SCR 22.26(2),5 which prohibits a lawyer from engaging in the practice of law while suspended from practice and [707]*707requires a suspended lawyer to notify clients of the suspension.

In 1986 an attorney with whom Attorney Whitnall was practicing left that practice, asking that a file belonging to a client friend be transferred to him. The client had requested in writing that the file be transferred to that attorney and directed Attorney Whitnall to cease representing him. Despite repeated demands, Attorney Whitnall failed, neglected and refused to transfer the file for approximately one month. Soon thereafter, the client's successor counsel sent Attorney Whitnall a stipulation to withdraw as counsel of record for the client. Attorney Whitnall declined to sign that stipulation, thereby necessitating a court hearing on a motion to remove him as counsel of record.

The referee concluded that Attorney Whitnall's failure to promptly release the client's file to successor counsel at the client's request violated former SCR 20.16(l)(b)6 and that his failure to withdraw from representation pursuant to the client's request violated former SCR 20.16(2)(d).7

[708]*708In February, 1987, Attorney Whitnall was retained to represent a man charged with murder. The man's brother paid him a $5,000 retainer and gave him an additional $2,000 in cash. Attorney Whitnall did not deposit the $2,000 into either his law office account or his client trust account. Prior to trial, the client was accused of violating terms of his bond and the $2,000 was used as bond in that matter. The bond was later returned by the county to the client, who then authorized Attorney Whitnall to apply it to fees and expenses of his representation.

After the trial, the client's brother asked Attorney Whitnall for the return of the $2,000. Attorney Whitnall met with the brother and told him the client had instructed him to use the money as bond for the bail-jumping charge and, subsequently, as legal fees. He noted, however, that the brother was entitled to the $2,000 and that $2,000 should be debited to the client's account with Attorney Whitnall.

The referee found that the $2,000 was intended to be used for the client's bail, legal expenses or attorney fees and the client's brother retained an interest in that amount.

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Related

In the Matter of Disciplinary Proceedings Against Whitnall
2000 WI 131 (Wisconsin Supreme Court, 2000)
In re the Reinstatement of the License of Whitnall
537 N.W.2d 671 (Wisconsin Supreme Court, 1995)
Matter of Disciplinary Proceedings Against Whitnall
511 N.W.2d 584 (Wisconsin Supreme Court, 1994)

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Bluebook (online)
482 N.W.2d 648, 167 Wis. 2d 702, 1992 Wisc. LEXIS 190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-proceedings-against-whitnall-wis-1992.