In Re Disciplinary Proceedings Against Kelsay

455 N.W.2d 871, 155 Wis. 2d 480, 1990 Wisc. LEXIS 246
CourtWisconsin Supreme Court
DecidedJune 4, 1990
Docket88-2087-D
StatusPublished
Cited by5 cases

This text of 455 N.W.2d 871 (In Re Disciplinary Proceedings Against Kelsay) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Disciplinary Proceedings Against Kelsay, 455 N.W.2d 871, 155 Wis. 2d 480, 1990 Wisc. LEXIS 246 (Wis. 1990).

Opinion

PER CURIAM.

Attorney disciplinary proceeding; attorney's license suspended.

This is an appeal by the Board of Attorneys Professional Responsibility (Board) from the referee's recommendation of discipline to be imposed on Attorney Kevin Kelsay for professional misconduct. Neither the Board nor Attorney Kelsay appealed from any of the referee's findings of fact or conclusions of law regarding the professional misconduct; thus, the only issue on appeal is the discipline to be imposed for that misconduct.

Taking into account that Attorney Kelsay had been ineligible to practice law since November, 1987 because of his failure to pay bar association dues and fulfill continuing legal education requirements, the referee recommended that Attorney Kelsay's ineligibility be continued as an indefinite license suspension until he establishes that he is a "good moral risk" to have his license rein *482 stated. 1 The referee did not state, however, that the term for which Attorney Kelsay had already been ineligible to practice would be sufficient discipline for his misconduct; his recommendation for an indefinite suspension was based on his assessment that Attorney Kelsay's current "responsibility level" could not be ascertained on the record in this proceeding. In essence, then, the referee has recommended against reinstating Attorney Kel-say's eligibility to practice at this time. Appealing from the recommendation of an indefinite suspension, the Board asserts that the discipline to be imposed should be a license suspension for a specified period of time related to Attorney Kelsay's misconduct.

We have stated as a general principle that discipline for lawyer misconduct is not intended as punishment for wrongdoing; it is for the protection of the public, the courts and the legal profession from further misconduct by the offending attorney, to deter other attorneys from engaging in similar misconduct and to foster the attorney's rehabilitation. SCR 21.03(5). 2 To achieve those ends, discipline should be a specific sanction commensurate with the nature and extent of the attorney's miscon *483 duct. As the license suspension recommended by the referee here is not of specific duration, we modify the recommendation accordingly.

In response to the professional misconduct established by the referee's uncontested findings of fact and conclusions of law, we suspend Attorney Kelsay's license to practice law for three years. That misconduct included the failure to deposit client funds into a trust account, neglect of numerous client legal matters, misrepresentations to clients concerning actions taken on their behalf, failure to return client files and unearned fees, failure to communicate with clients, failure to promptly pay funds as directed by a client, conversion of client funds to his own use and the repeated failure and refusal to respond to the Board in its investigation of client grievances, including the failure to produce trust account records, files and other material requested by the Board. By this misconduct, Attorney Kelsay has established his unwillingness and, often, his adamant refusal to meet his fundamental professional obligations to clients and to the court's disciplinary authority. He has shown a pattern of putting his personal interests above those of his clients, to whom he owed the duty of pursuing their legal matters and, in some cases, from whom he had requested and received payment in advance for his services.

The egregious nature and the extensive pattern of Attorney Kelsay's misconduct calls for a severe disciplinary response to impress upon him the seriousness of his misconduct and to protect the public from the risk of further misconduct on his part until such time as he has demonstrated that he is once again fit to function in our legal system on behalf of clients and in our courts. A three-year license suspension is the appropriate response.

*484 In addition to the license suspension, we will require, as the referee recommended, that Attorney Kel-say pay the costs of this proceeding and make restitution to two clients whose funds he had converted, the amounts of which were ascertained in the course of this proceeding. Further, as a condition of reinstatement, Attorney Kelsay will have to repay to his clients fees he had collected but did not earn.

Attorney Kelsay was admitted to practice law in Wisconsin in 1984 and practiced in Milwaukee county. Although not previously the subject of an attorney disciplinary proceeding, he has been ineligible to practice law since his suspension from membership in the State Bar of Wisconsin in November, 1987 for nonpayment of association dues and since February, 1988 for his failure to comply with the court's continuing legal education rules. The referee is Attorney Robert P. Harland.

Following a lengthy disciplinary hearing, the referee made the following findings of fact and conclusions of law.

(1) In February, 1987 Attorney Kelsay received three checks totaling $1,000 as settlement proceeds on behalf of two clients, of which he was entitled to one-third as his fee. He did not deposit those funds into his client trust account and, when one of the clients requested her portion of the proceeds, he did not send them. After that client filed a grievance with the Board, Attorney Kelsay sent the clients the proceeds in the form of checks written on his client trust account, following which he deposited the necessary funds into that account to pay those checks.

During the course of its investigation of this matter, the Board twice asked Attorney Kelsay by letter to produce his trust account records and he failed to do so. Appearing before the Board at its request, he again *485 refused to produce his trust account records, asserting his privilege against self-incrimination. The Board then subpoenaed those records from the bank. Attorney Kel-say subsequently failed to respond to a notice to appear before the Board at an investigative meeting.

The referee concluded that Attorney Kelsay's failure to deposit client funds in a trust account violated SCR 20.04(4) 3 and 20.50(1) 4 ; his failure to produce trust account records upon Board request violated SCR 11.05(2) 5 ; his failure to appear before the Board pursu *486 ant to its request and failure to produce his trust account records after numerous Board requests to do so violated SCR 21.03 6 and 22.07(2) and (3). 7

(2) In April, 1987, the Board asked Attorney Kel-say to respond to a client grievance concerning his delay in filing a divorce judgment. Attorney Kelsay responded that he had resolved the matter with the client, who later wrote to the Board that she wished to withdraw the grievance.

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455 N.W.2d 871, 155 Wis. 2d 480, 1990 Wisc. LEXIS 246, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-proceedings-against-kelsay-wis-1990.