In re Disciplinary Proceedings Against Kelly

422 N.W.2d 110, 143 Wis. 2d 421, 1988 Wisc. LEXIS 33
CourtWisconsin Supreme Court
DecidedApril 11, 1988
DocketNo. 87-0182-D
StatusPublished

This text of 422 N.W.2d 110 (In re Disciplinary Proceedings Against Kelly) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Disciplinary Proceedings Against Kelly, 422 N.W.2d 110, 143 Wis. 2d 421, 1988 Wisc. LEXIS 33 (Wis. 1988).

Opinion

PER CURIAM.

Attorney disciplinary proceeding; attorney's license suspended.

For the Board of Attorneys Professional Responsibility there was a brief by Allen T. Trapp, S.C. For the respondent, Helen Zoellner Kelly, there were briefs by Donald J. Harman.

This is an appeal from the referee’s conclusions that Attorney Helen Zoellner Kelly participated in the creation of false evidence and knowingly used that evidence in a court proceeding and thereby engaged in conduct involving dishonesty, fraud, deceit or misrepresentation in connection with her having acknowledged the execution of a bill of sale, setting forth in that bill of sale and acknowledgment a date other than the date on which the document was executed and the acknowledgment made. The referee recommended that Attorney Kelly’s license to practice law be suspended for 30 days as discipline for this misconduct.

We determine that the referee’s conclusions were properly drawn on the basis of the facts in the record and we adopt those conclusions. We further determine that a 60-day suspension of Attorney Kelly’s license to practice law is appropriate discipline for her having used her position as attorney acknowledging the signature of a client on a bill of sale to misrepresent the date of the document’s execution in an attempt to prevent her client from being charged with a criminal violation and then presenting the document as evidence in the subsequent criminal proceeding. Hers was a deliberate attempt to mislead the legal system— the police, the prosecution and the court — in the prosecution of her client.

Attorney Kelly was admitted to practice law in Wisconsin in 1980 and practices in LaCrosse. She has not previously been the object of attorney discipline. [423]*423The referee in this proceeding is Attorney Norman C. Anderson.

The facts are not disputed. In June, 1982 Attorney Kelly represented James Allen Olson, who had a prior felony conviction. Mr. Olson owned seven firearms, which he kept in the residence he occupied with a woman, Terry Crary. On or about December 1, 1982, Mr. Olson orally agreed to transfer ownership of the firearms to Ms. Crary so he would not be chargeable with possession of firearms by a felon, itself a felony. He had previously discussed the matter of his possession of firearms with Attorney Kelly in the summer of 1982 after an assistant district attorney had advised Attorney Kelly that if Mr. Olson had firearms in his possession he should dispose of them because of his prior felony conviction.

On or about December 1, 1982, Mr. Olson asked Attorney Kelly to draft a bill of sale for the firearms, and she told him she needed their description and serial numbers. On January 24, 1983, the district attorney for Trempealeau county charged Mr. Olson with being a felon in possession of firearms, and Attorney Kelly represented him in that action, negotiating a reduction of the charge to a misdemeanor, to which Mr. Olson pleaded guilty.

On May 23, 1983, LaCrosse county authorities executed a search warrant against Mr. Olson and, after seizing firearms, charged him with being a felon in possession of firearms. Two or three days later, Attorney Kelly met at her office with Mr. Olson and Ms. Crary and there prepared a bill of sale purporting to transfer cwnership of seven specified firearms from Mr. Olson to Ms. Crary. That bill of sale recited that Mr. Olson signed it December 1,1982. On the back of [424]*424the bill of sale the following words appeared, together with the signature of Attorney Kelly:

"Personally came before me this 1st day of December, A.D. 1982, the above named James Olson to me known to be the person who executed the foregoing instrument and acknowledged the same.
/s/ Helen Zoellner Kelly
Helen Zoellner Kelly
Notary Public, LaCrosse County, Wis.”

It was stipulated that Attorney Kelly dated the acknowledgment December 1, 1982 "to lend credibility to and support the assertion that the ownership of the weapons had been transferred on or about December 1, 1982,” the date of the oral agreement between Mr. Olson and Ms. Crary.

In a subsequent circuit court action against Mr. Olson, Attorney Kelly caused that bill of sale to be introduced into evidence. When the district attorney learned the bill of sale had actually been signed on May 25 or 26, 1983, he brought criminal charges against Attorney Kelly, charging her with presenting false evidence. Those charges were ultimately dismissed on motion of a special prosecutor after the court, considering a motion in limine in respect to a request for a jury instruction, determined that if the evidence supported it, the jury would be instructed that if it found the bill of sale accurately reflected a prior oral agreement between Mr. Olson and Ms. Crary, a judgment of acquittal would follow. However, the court withheld ruling on the motion in limine pending receipt of all the evidence in the case, whereupon the prosecutor moved to dismiss the [425]*425charges against Attorney Kelly, and the motion was granted.

On the basis of these facts, the referee concluded that by putting the December 1, 1982 date on the bill of sale and in the acknowledgment, Attorney Kelly participated in the creation of evidence she knew was false, in violation of SCR 20.04(4) and 20.36(l)(f)(1986), and knowingly used that false evidence in her client’s criminal proceeding, in violation of SCR 20.36(l)(d)(1986).

Contesting the referee’s conclusion that the bill of sale constituted false evidence, Attorney Kelly first argued that the circuit court’s determination on the motion in limine in the criminal action against her, together with the voluntary dismissal of that action by the prosecutor, is res judicata on the issue. The court had found that the acknowledgment certified only that the document had in fact been executed by the person purporting to have signed it; consequently, the acknowledgment would not prevent the bill of sale from accurately representing a prior oral agreement for the transfer of the firearms. This "judicial finding,” Attorney Kelly argued, concluded the issue whether the bill of sale constituted false evidence.

Attorney Kelly’s reliance on the court’s determination in the action against her is misplaced. First, as Attorney Kelly had conceded, the dismissal of criminal proceedings does not bar disciplinary action under the principle of res judicata. Second, there was no judicial decision on the false evidence issue; rather, the circuit court, responding to the motion in limine, withheld ruling until all the evidence in the case had been received. That motion was never decided, as the action was dismissed on motion of the prosecutor.

[426]*426Attorney Kelly’s second argument is that the backdated bill of sale, together with the acknowledgment, did not constitute false evidence because the purpose of an acknowledgment is merely to certify that the person whose name is signed on the document is known to the person signing the acknowledgment and is the person who acknowledged the document. Thus, she contended, the failure to insert a date or the insertion of an incorrect date does not affect the validity of an acknowledgment or the document to which it is attached.

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Bluebook (online)
422 N.W.2d 110, 143 Wis. 2d 421, 1988 Wisc. LEXIS 33, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-proceedings-against-kelly-wis-1988.