In Re Disciplinary Action Against Milloy

571 N.W.2d 39, 1997 Minn. LEXIS 892, 1997 WL 745665
CourtSupreme Court of Minnesota
DecidedDecember 4, 1997
DocketC4-91-2460
StatusPublished
Cited by12 cases

This text of 571 N.W.2d 39 (In Re Disciplinary Action Against Milloy) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Disciplinary Action Against Milloy, 571 N.W.2d 39, 1997 Minn. LEXIS 892, 1997 WL 745665 (Mich. 1997).

Opinion

PER CURIAM.

The Director of the Office of Lawyers Professional Responsibility filed a petition for disciplinary action against Marianne Milloy. The director asserts that Milloy committed professional misconduct by failing to act diligently and promptly for two clients, failing to communicate appropriately with her clients, withdrawing from her representation of one client without giving the client reasonable notice or adequately protecting his interests, and failing to cooperate with the disciplinary investigations. At the time these alleged acts of misconduct occurred, Milloy was on probation for prior professional misconduct. The director claims that Millay’s misconduct violated Minn. R. Prof. Cond. 1.3,1.4,1.16(d), and 8.1; Rule 25, Rules on Lawyers Professional Responsibility (RLPR); and the terms of her probation. A referee found that Mil-loy had violated several rules of professional conduct and recommended either that she voluntarily resign from the practice of law or that this court suspend her indefinitely until she can clearly demonstrate that she is competent to practice law.

Milloy appealed, arguing that the referee’s findings are clearly erroneous and that no discipline is warranted, or, alternatively, that any discipline should be mitigated by her diagnosis of Attention Deficit Disorder (ADD). We conclude that Milloy’s conduct violated the rules of professional conduct and the terms of her probation. We suspend Milloy from the practice of law for a minimum of 90 days and require that before being readmitted to the practice of law she prove her competence in a Rule 18, RLPR, reinstatement proceeding.

Marianne Milloy was admitted to practice law in Minnesota in 1970. After working for two Twin Cities law firms, she opened her own law office in Brainerd in 1975. Milloy practiced mainly in the family law area. She had a very active practice, generally main *41 taining over 100 active client files. In the fall of 1995, Milloy closed her Brainerd law office. She testified that she did so partly because of problems she had with the attorney disciplinary authorities, but mostly because of her desire to spend more time with her family.

Milloy is not new to the disciplinary process. She has been put on probation four times for professional misconduct. In May 1984 and again in July 1987, she entered into stipulations for private probation. Her misconduct included incompetence, failure to communicate with her clients, and failure to cooperate with the disciplinary investigation. In April 1992, this court publicly reprimanded Milloy and placed her on two years supervised probation. In re Milloy, 484 N.W.2d 251, 251-52 (Minn.1992). The misconduct that led to the 1992 public reprimand and probation included neglect of client matters and failure to communicate with clients. Id, at 251.

In July 1995, Milloy entered into yet another stipulation for supervised probation. In this stipulation, she admitted that she had neglected a client matter, failed to communicate with two clients, failed to obtain the consent of a former client before representing an adverse party against the client, and failed to cooperate with the disciplinary investigation. The conditions of her probation included cooperating with the director to monitor her compliance, responding promptly to the director’s correspondence, cooperating with the director on any allegations of misconduct, abiding by the Minnesota Rules of Professional Conduct, and submitting a monthly inventory of all active client files to her supervising attorney. Milloy committed the misconduct we consider here while she was on probation for a fourth time. This misconduct consists of three matters: her representation of Mary Ellen Rockwell, her representation of Eric Remmiek, and her failure to cooperate with the disciplinary investigation.

A. The Rockwell Matter

The first allegation of misconduct involves Milloy’s representation of Mary Ellen Rockwell. Milloy first represented Rockwell in a dissolution proceeding in 1980. Rockwell was very satisfied with Milloy’s work, so she returned to Milloy in May 1995 when she had questions about her ex-husband’s upcoming retirement and pension benefits. During this meeting, Milloy telephoned the Minnesota State Retirement Director to inquire about Rockwell’s interest in her ex-husband’s benefits. Rockwell gave Milloy a retainer and later testified that it was her understanding that Milloy would be in contact with her.

Milloy continued her investigation into the Rockwell matter. She recalls discussing with the Retirement Director the possibility of amending Rockwell’s dissolution decree and concluding that it was in Rockwell’s best interests to leave the decree language as it was. Milloy believed that she communicated her conclusion to Rockwell, but she could not recall a specific telephone call or office meeting when they discussed a possible amendment. Milloy did testify that when she advised Rockwell of her conclusion, she had a “feeling that [she] had not communicated appropriately” with Rockwell, and that Rockwell “wasn’t ⅜ * * understanding and I was going too fast.”

Rockwell, on the other hand, did not recall any conversations with Milloy between their initial meeting and the time Rockwell contacted the director. She testified that she called Milloy several times trying to determine the status of her case, but Milloy did not respond. She also sent Milloy a letter inquiring about the status of her case; again, Milloy did not respond. Finally, in the summer of 1995, Milloy returned one of Rockwell’s messages by leaving a voice mail message for her. Milloy’s message provided very few details and failed to address Rockwell’s questions about her case. Later that summer, Rockwell found Milloy’s home telephone number and left a message at her home. Again, Milloy did not respond.

In August 1995, Milloy filed a list of her active client files with her supervising attorney as her probation required, but she did not include the Rockwell matter on the list. Milloy testified that she did not consider the matter to be an open file because there were no court proceedings and she believed that *42 there was nothing more to be done on the file.

In the fall of 1995, Rockwell telephoned the director to solicit her help in locating Milloy. Rockwell testified that she did not want to start a complaint against Milloy; rather, she simply wanted to find her. Mil-loy stated that she called Rockwell after she received notice of this complaint. Rockwell said that she and Milloy “had a good conversation”; Milloy explained her version of the situation and then returned Rockwell’s retainer. Rockwell testified that she was not pleased with how Milloy handled her matter, but she felt that the issue had been brought to an end.

After her conversation with Milloy, Rockwell asked the director to end her investigation. In a letter to the director, Rockwell stated that there was no need to continue the investigation because she had heard from Milloy and received a refund of her retainer. In the letter, Rockwell said that she “deplore[d] the unprofessional delay and ignoring of [her] case.” Nevertheless, Rockwell testified that she still appreciates how well Milloy handled her divorce in 1980.

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Bluebook (online)
571 N.W.2d 39, 1997 Minn. LEXIS 892, 1997 WL 745665, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-action-against-milloy-minn-1997.