In RE DISCIPLINARY ACTION AGAINST McGRATH

462 N.W.2d 599, 1990 Minn. LEXIS 342, 1990 WL 176797
CourtSupreme Court of Minnesota
DecidedNovember 16, 1990
DocketC4-90-178
StatusPublished
Cited by5 cases

This text of 462 N.W.2d 599 (In RE DISCIPLINARY ACTION AGAINST McGRATH) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In RE DISCIPLINARY ACTION AGAINST McGRATH, 462 N.W.2d 599, 1990 Minn. LEXIS 342, 1990 WL 176797 (Mich. 1990).

Opinion

PER CURIAM.

The Director of the Office of Lawyers Professional Responsibility (the Director) alleged respondent engaged in professional misconduct involving neglect of client matters, failure to communicate with clients, intentional misrepresentation, and failure to cooperate with disciplinary investigations. The referee appointed by this court found the Director’s allegations were supported by clear and convincing evidence and recommended six months’ suspension followed by two years’ supervised probation. Respondent contended the referee’s findings were not supported by the evidence and that, therefore, the recommended discipline was inappropriate.

Allegations of professional misconduct must be proven by “ ‘full, clear and convincing evidence.’ ” In re Ruhland, 442 N.W.2d 783, 785 (Minn.1989) (quoting In re Gillard, 271 N.W.2d 785, 805 n. 3 (Minn.1978)). On review, a “referee’s findings of fact will not be set aside unless clearly erroneous.” Id. (citing In re Pyles, 421 N.W.2d 321, 325 (1988)). A referee’s findings as to disputed fact questions are given great deference, particularly “when the dispute is presented by conflicting testimony.” Id. at 786 (citing In re Daffer, 344 N.W.2d 382, 386 (Minn.1984)). We conclude the referee’s findings of fact are indeed supported by clear and convincing evidence and find no ground upon which to alter them.

As alleged by the Director and found by the referee, respondent undertook representation of a client against a misdemeanor charge. After agreeing to waive trial, stipulate the facts, and permit the case to be decided on briefs, respondent failed to timely file a brief with the trial court. Following an adverse judgment, he then indicated to his client that he would file an appeal, but failed to do so. Throughout the period he represented this client, respondent failed to communicate with him regarding the status of his case and regarding the dates of scheduled court appearances despite the client’s repeated requests for that information.

In a separate incident, respondent agreed to prepare a civil suit for a client he understood to suffer manic depression. Despite the client’s urgings that the case be prepared for trial as soon as possible, respondent unreasonably delayed discovery and failed to take appropriate steps toward completing his preparation and setting a trial date.

With respect to a third client, respondent successfully argued a motion to suppress evidence discovered by police during an airport stop, but failed to file a brief in the court of appeals when the state subsequently appealed the suppression order. As a result, respondent was precluded from oral argument. The court of appeals reversed the trial court’s suppression order and remanded the case for trial. Respondent failed to inform his client that he did not file a brief; instead, he falsely represented that he had indeed appeared at oral argument and subsequently billed the *601 client for preparation and service of an appellate brief. Further, he failed to inform the client of the court of appeals' decision, despite representing him against subsequent, unrelated charges to which the client agreed to plead guilty.

Respondent consistently failed to supply the Director with information related to these three incidents and repeatedly failed to appear at scheduled meetings with the Director. Respondent offered no credible explanation for his noncooperation and refused to acknowledge his misconduct with respect to the Director’s investigations.

We agree with the referee’s conclusion that respondent’s neglect of client matters and failure to respond to his clients’ requests for information violated Rules 1.3 and 1.4(a) of the Minnesota Rules of Professional Conduct (MRPC). 1 Respondent’s failure to file a brief in the court of appeals, misrepresentations to his client respecting that brief, and failure to refund the client all fees paid for preparation and service of that brief violated MRPC 1.16(d), 3.4(c), and 8.4(c) and (d). 2 Furthermore, respondent’s noncooperation in the Director’s investigation of his conduct violated MRPC 8.1(a)(3) as well as Rule 25 of the Rules on Lawyers Professional Responsibility. 3

“While the referee’s recommendation is entitled to great weight * * * final responsibility for determining the appropriate discipline rests solely with this court.” In re Peterson, 456 N.W.2d 89, 93 (Minn.1990) (citing In re Franke, 345 N.W.2d 224, 228 (Minn.1984)). In determining appropriate discipline for professional misconduct, this court considers the nature of the misconduct, the cumulative weight of the violations, and the consequences of that misconduct, both real and potential, for the public and for the legal profession. Id. Although prior decisions may be helpful in arriving at appropriate discipline, each case must be evaluated in light of its individual characteristics and “unusual or special circumstances may justify some deviation from [prior holdings].” In re Pyles, 421 N.W.2d 321, 325 (Minn.1988). See also In re Isaacs, 451 N.W.2d 209, 211 (Minn.1990) (discipline depends on specific facts together with any aggravating or mitigating circumstances).

We agree with the referee that respondent’s persistent neglect of client matters and failure to communicate with clients warrants supervised probation. In imposing probation, we have often required initiation of office practices and procedures designed to facilitate timely handling of legal matters. See In re McCoy, 375 *602 N.W.2d 471 (Minn.1985) (two years’ supervised probation conditioned in part on initiation of office systems and procedures for responding to clients in a reasonable time). We further agree with the referee that respondent's misconduct demands a period of suspension from the practice of law in addition to supervised probation. Respondent’s neglect and failure to communicate were coupled with intentional misrepresentations to clients and numerous instances of noncooperation with the Director’s investigations. Suspension is therefore appropriate. See In re Peck, 302 N.W.2d 356, 360 (Minn.1981) (neglect of legal matters added to misrepresentations to clients justifies suspension); In re Gorgos,

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Cite This Page — Counsel Stack

Bluebook (online)
462 N.W.2d 599, 1990 Minn. LEXIS 342, 1990 WL 176797, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-action-against-mcgrath-minn-1990.