In Re Disciplinary Action Against Giese

2006 ND 13, 709 N.W.2d 717
CourtNorth Dakota Supreme Court
DecidedJanuary 31, 2006
Docket20050158
StatusPublished
Cited by1 cases

This text of 2006 ND 13 (In Re Disciplinary Action Against Giese) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Disciplinary Action Against Giese, 2006 ND 13, 709 N.W.2d 717 (N.D. 2006).

Opinion

709 N.W.2d 717 (2006)
2006 ND 13

In the Matter of the APPLICATION FOR DISCIPLINARY ACTION AGAINST Bryan L. GIESE, A Member of the Bar of the State of North Dakota.
Disciplinary Board of the Supreme Court of the State of North Dakota, Petitioner
v.
Bryan L. Giese, Respondent.

No. 20050158.

Supreme Court of North Dakota.

January 31, 2006.

*718 Paul W. Jacobson, Disciplinary Counsel, Bismarck, N.D., for petitioner.

Bryan L. Giese, pro se, Mandan, N.D., for respondent.

PER CURIAM.

[¶ 1] Bryan L. Giese objects to a report by a hearing panel of the Disciplinary Board which found he violated N.D.R. Prof. Conduct 3.3, 5.5, and 8.1, and recommended he be suspended from the practice of law for 60 days and pay $1,772.05 in costs for the disciplinary proceeding. We conclude there is clear and convincing evidence Giese violated those rules, and we adopt the hearing panel's recommendations.

I

[¶ 2] On June 3, 2003, this Court suspended Giese from the practice of law for 90 days, effective August 1, 2003, for violating N.D.R. Prof. Conduct 1.8, 3.1, 3.2, and 8.4(e), and N.D.R. Lawyer Discipl. 1.2(A)(3). Disciplinary Bd. v. Giese, 2003 ND 82, ¶ 28, 662 N.W.2d 250. We concluded the evidence clearly and convincingly established Giese engaged in a prohibited real estate transaction with a client, and his conduct necessitated ensuing litigation about that transaction, which he unnecessarily delayed. Id. at ¶¶ 22, 24.

[¶ 3] In June and July 2003, Giese prepared legal documents for Ronald and Nancy Getsman, and on August 5, 2003, they scheduled an August 12, 2003, appointment with Giese at his office to discuss those documents. The Getsmans subsequently learned Giese had been suspended from the practice of law, effective August 1, 2003, and they cancelled the appointment. Giese admits he did not send a notice of suspension by registered or certified mail to Getsmans or to any other clients within ten days after this Court's decision on June 3, 2003, as required by N.D.R. Lawyer Discipl. 6.3.

[¶ 4] According to Giese, he entered into an agreement with attorney Benjamin Pulkrabek in which Giese agreed to work for Pulkrabek as a legal clerk or paralegal and Pulkrabek agreed to assist Giese's past and future clients with their current and ongoing legal needs. According to Giese, he closed his office on July 31, 2003, and he moved into Pulkrabek's office as a legal assistant. In a written statement, Giese explained that Getsmans scheduled:

an appointment for August 12th. They anticipated bringing with them additional information in regard to changes to the first draft of the will or POA. I didn't represent myself as an attorney nor did I take any information nor consultation *719 over the telephone. I planned to call them just prior to the appointment and either meet directly at attorney Benjamin Pulkrabek's office or to greet them at my old office and immediately take them directly to Mr. Pulkrabek's office for the office visit.
On August 12, 2003, I received a message from Ronald Getsman on my telephone answering machine stating that he and his wife decided to cancel the appointment and not have any further dealings with me. Upon receiving the message, on the afternoon of August 12, 2003, I made one last telephone call to Mr. Getsman to give him the details of attorney Benjamin Pulkrabek's law firm and my working for/with Mr. Pulkrabek, to assist past and present persons with their legal matters. I advised Mr. Getsman that I did not wish to cause any harm or detriment to any person or past clients and therefore had made proper arrangements for attorney Pulkrabek to finalize any matters that I was not able to complete because of the suspension of my license. I further informed Mr. Getsman that it was his choice to continue with attorney Ben Pulkrabek or not[.] He stated that he did not wish to do so and asked me if he owed me anything for fees. I told him that since the process was not finalized that there would be no charge.

[¶ 5] Giese claims he did not hold himself out to be a lawyer and he did not engage in the practice of law during his suspension. On September 15, 2003, he filed an affidavit with this Court, which stated he had complied with, or substantially complied with, N.D.R. Lawyer Discipl. 6.3, and he had not engaged in the practice of law or rendered legal advice during his suspension.

[¶ 6] In September 2004, disciplinary counsel petitioned for discipline against Giese, alleging Giese had engaged in the unauthorized practice of law in violation of N.D.R. Prof. Conduct 5.5; he had made a false statement to a tribunal in violation of N.D.R. Prof. Conduct 3.3; and he had made a false statement in connection with a disciplinary matter in violation of N.D.R. Prof. Conduct 8.1. A hearing panel found Giese violated those rules and recommended he be suspended from the practice of law for 60 days and pay $1,772.05 in costs for the disciplinary proceeding.

II

[¶ 7] "We review disciplinary proceedings de novo on the record." Giese, 2003 ND 82, ¶ 7, 662 N.W.2d 250. We give due weight to the hearing panel's findings, conclusions, and recommendations, but we do not act as a rubber stamp of the hearing panel's decision. Id. Disciplinary counsel must prove each alleged violation of the disciplinary rules by clear and convincing evidence. Id. A disciplinary case is considered on its own facts to determine the appropriate discipline. Id.

III

[¶ 8] Giese argues he did not hold himself out as a lawyer, or practice law while he was suspended. He argues that, during his suspension, it was appropriate for him to work for Pulkrabek as a law clerk or paralegal and for Pulkrabek to handle legal matters for Giese's clients.

[¶ 9] Rule 5.5, N.D.R. Prof. Conduct, provides, in part:

(a) A lawyer shall not practice law in a jurisdiction where doing so violates the regulation of the legal profession in that jurisdiction.
. . . .
(d) A lawyer who is not admitted to practice in this jurisdiction shall not represent or hold out to the public that the lawyer is admitted to practice law in this jurisdiction.

*720 [¶ 10] In Disciplinary Bd. v. Larson, 485 N.W.2d 345, 349 (N.D.1992) (quoting In re Christianson, 215 N.W.2d 920, 925-26 (N.D.1974)), this Court discussed the scope of prohibitions placed upon a suspended attorney:

A suspended lawyer is not the same as a layman. The public knows that he has a legal education, that he has engaged in the practice of law, and that his work and his opinions are presumably more valuable on that account. We cannot accept the argument that a disbarred or suspended lawyer may engage in all activities which nonlawyers also perform. On the other hand, we are not willing to foreclose him from acts which he is permitted to perform by reason of alternate qualifications, such as a real estate broker's license. . . . A suspended lawyer may engage in some such activities if he is otherwise qualified to do so, but not if his qualifications come from having been a lawyer. For example, a suspended lawyer who is also a public accountant may prepare tax returns as a public accountant.

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Related

Gerber v. Disciplinary Board of the North Dakota Supreme Court
2015 ND 217 (North Dakota Supreme Court, 2015)

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Bluebook (online)
2006 ND 13, 709 N.W.2d 717, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-action-against-giese-nd-2006.