In Re Disciplinary Action Against Ek

643 N.W.2d 611, 2002 Minn. LEXIS 383, 2002 WL 992405
CourtSupreme Court of Minnesota
DecidedMay 16, 2002
DocketC3-00-2006
StatusPublished
Cited by4 cases

This text of 643 N.W.2d 611 (In Re Disciplinary Action Against Ek) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Disciplinary Action Against Ek, 643 N.W.2d 611, 2002 Minn. LEXIS 383, 2002 WL 992405 (Mich. 2002).

Opinion

OPINION

PER CURIAM.

In the fall of 1999, the Director of the Office of Lawyers Professional Responsibility attempted to investigate a complaint filed by one of respondent’s clients. In an untimely reply, respondent acknowledged his failure to communicate with his client and attend to the case, however respondent failed to respond to subsequent requests for information. On May 8, 2000, respondent was mailed charges of unprofessional conduct and a notice of a pre-hearing meeting requiring his attendance at which respondent ultimately failed to appear. The Director subsequently petitioned for disciplinary action based upon flagrant non-cooperation pursuant to Rule 10(d), Rules of Lawyers Professional Responsibility (RLPR). 1 The Director’s at *612 tempt at personal service was unsuccessful as respondent had moved to Alaska. In September 2000, the petition for disciplinary action was amended pursuant to Rule 10(e), RLPR, 2 based upon an additional allegation of misconduct received from another of respondent’s clients. On October 5, 2000, the Director served respondent by mail with the notice and disciplinary petition at the address on record for his attorney registration in Minnesota and also at a post office box he maintained in Alaska, as provided by his former receptionist. The Director received neither an executed admission of service nor an answer to the petition.

On November 16, 2000, the Director requested an order suspending respondent pursuant to Rule 12(c)(1), RLPR, “Respondent not found,” 3 which we issued December 11, 2000. 4 In the year following the order, respondent did not move to vacate it, and on January 30, 2002, we issued an order pursuant to Rule 12(c)(1), RLPR, 5 directing respondent to appear before this court on April 4, 2002, to show cause why we should not take appropriate disciplinary action against him. The order to show cause was served on respondent by publication. 6 Because respondent failed to request permission to answer the disciplinary petition and failed to answer the petition within one year of this court’s suspension order, the allegations of the petition are deemed admitted and the only issue before the court is the appropriate discipline to impose. See Rules 12(c) & 13(b), RLPR; see also In re Geiger, 621 N.W.2d 16, 17 (Minn.2001).

The two complaints filed by respondent’s former clients allege lack of communication and abandonment. In the first complaint, the client explained that respondent had indicated he would file an appeal, but thereafter neither filed the appeal nor contacted the client to advise him that he would not be doing so. In the second complaint, the client accused respondent of abandoning him after filing an appeal and brief on the client’s behalf. When the *613 client was unsuccessful in his attempts to contact respondent by telephone regarding upcoming oral arguments on his appeal, he went to respondent’s office where the receptionist informed him that respondent had moved to Alaska.

On October 1, 1999, the Director sent respondent a notice of investigation concerning the first complaint requesting a written response within 14 days. When respondent failed to reply within the required time the District Ethics Committee (DEC) investigator wrote to respondent informing him that if he did not receive a reply from respondent by November 1, 1999, he would conclude his investigation based on the information he had. On November 1, 1999, respondent sent a reply in which he acknowledged that he had not maintained communication with the client and that although he told the client he would file an appeal, he had not done so. The DEC referred the matter back to the Director on January 12, 2000, indicating that there was an admitted violation of Minn. R. Prof. Conduct 1.4. 7 The Director then wrote to respondent requesting additional information about his handling of the case and when respondent failed to reply, the Director sent two follow-up letters. When the follow-up letters also failed to prompt a response, the Director wrote to respondent by certified mail and first-class mail requesting respondent’s appearance at a meeting on April 11, 2000. Respondent was advised that if he was unable to attend he should contact the Director to reschedule. Respondent did not appear and did not contact the Director.

On June 9, 2000, the Director issued a notice of investigation to respondent concerning the second complaint and sent it to respondent’s Minneapolis address and his post office box in Alaska. Respondent failed to reply to the notice of investigation or to follow-up letters sent on June 28 and July 19, 2000.

The purpose of attorney discipline is not to punish the attorney, but to guard the administration of justice and protect the courts, the legal profession, and the public. In re Kaszynski, 620 N.W.2d 708, 713 (Minn.2001); In re Isaacs, 451 N.W.2d 209, 211 (Minn.1990). With that in mind, this court must determine the proper discipline by considering the nature of the misconduct, ±he cumulative weight of the rule violations, the harm to the public, and the harm to the legal profession. Geiger, 621 N.W.2d at 22; In re Madsen, 426 N.W.2d 434, 436 (Minn.1988). Although each case must be decided on its unique facts and circumstances, analogous cases may provide guidance to the court. In re Campbell, 603 N.W.2d 128, 132 (Minn.1999); Madsen, 426 N.W.2d at 436. Mitigating or aggravating factors may also be taken into consideration. In re Haugen, 543 N.W.2d 372, 375 (Minn.1996).

Respondent’s misconduct includes: (1) extensive non-cooperation with a disciplinary investigation, and (2) neglect and non-communication in two separate client matters. Failure to cooperate with a disciplinary investigation violates Minn. R. Prof. Conduct 8.1(a)(3) and Rule 25(a), RLPR. Minnesota Rules of Professional Conduct 8.1(a)(3) provides that a lawyer, in *614

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Related

In re Disciplinary Action Against Montez
812 N.W.2d 58 (Supreme Court of Minnesota, 2012)
In re Disciplinary Action Against O'Brien
809 N.W.2d 463 (Supreme Court of Minnesota, 2012)
In Re Petition for Disciplinary Action Against Anderson
759 N.W.2d 892 (Supreme Court of Minnesota, 2009)
In Re Disciplinary Action Against Wood
716 N.W.2d 341 (Supreme Court of Minnesota, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
643 N.W.2d 611, 2002 Minn. LEXIS 383, 2002 WL 992405, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-action-against-ek-minn-2002.