In Re Disciplinary Action Against Day

710 N.W.2d 789, 2006 Minn. LEXIS 256, 2006 WL 726681
Supreme Court of Minnesota·Decided March 23, 2006·No. A04-1046·Published·Cited by 2 cases

Opinion

*790 OPINION

PER CURIAM.

The Director of the Office of Lawyers Professional Responsibility filed a petition for disciplinary action against respondent Richard G. Day on January 23, 2004, alleging three counts of misconduct, including misappropriation of client funds, practicing law while suspended, failure to notify clients of his suspension, failure to return client files, and failure to participate in the disciplinary process. Despite efforts to locate Day, the director has been unable to personally serve the petition. In response to a petition from the director, 1 we prohibited Day on July 12, 2004, from applying for reinstatement while the disciplinary action remained pending and gave him one year to move for leave to answer the petition. 2 When Day did not so move, we issued an order on September 21, 2005, deeming the allegations admitted, 3 ordered the director to serve Day by publication, 4 and set the matter on for hearing to show cause as to why we should not impose the appropriate discipline. Day neither responded nor appeared. We agree with the director’s assertion that the facts and circumstances of this case merit disbarment.

*791 Day was admitted to the practice of law in Minnesota in 1974. He was suspended in July 2000 for 90 days for practicing law while suspended for nonpayment of his attorney registration fee and on OLE restricted status, failing to return a client’s file, failing to diligently pursue claims on behalf of two clients and misrepresenting the status of the matter to one of the clients, and failing to cooperate in the disciplinary proceedings. In re Day, 615 N.W.2d 275, 276 (Minn.2000) (Day I). Day admitted that his conduct violated the Rules of Professional Conduct and entered into a stipulation with the director that recommended a 90-day suspension with reinstatement conditioned on a number of terms, including notification to his clients of his suspended status. Id.

Day was indefinitely suspended in October 2001 for practicing law after suspension, failing to return client property, and failing to cooperate with the associated disciplinary proceeding. In re Day, 634 N.W.2d 173 (Minn.2001) (Day II). Day again entered into a stipulation with the director, recommending an indefinite suspension with reinstatement conditioned on a number of terms, again including notification to his clients that he had been suspended. Id. at 173-74.

Day has not applied for reinstatement since he was indefinitely suspended. 5

The allegations in the current petition, now deemed admitted, are described under three counts of misconduct.

Geer matter

In December 2002, while suspended from the practice of law, Day met with Gregory Geer regarding representation of Geer in a workers’ compensation matter. Geer gave Day documents related to the matter and $100 cash as a retainer. Day did not tell Geer that he was suspended and could not represent him. Subsequent to the meeting, Geer tried to contact Day by phone approximately 12 times, then opted to retain different counsel. Day never returned the $100 or the documents. A complaint was filed with the director in the Geer matter in March 2003.

The director asserts that Day’s conduct in the Geer matter represents a violation of the state law prohibiting unauthorized practice of law, Minn.Stat. § 481.02 (2004). In addition, the director argues that Day’s conduct violated the Minnesota Rules of Professional Conduct requiring a lawyer to keep his clients reasonably well informed, 6 mandating transfer of client documents when representation is terminated, 7 and prohibiting the unauthorized practice of law. 8 The director further alleges that Day committed misconduct by committing a criminal act that reflects adversely on the lawyer’s honesty, trustworthiness, or fitness; engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation; and engaging in conduct that is prejudicial to the administration of justice. 9

*792 Taylor matter

At the time of his suspension in July 2000, Day was representing Gloria Reese-Taylor and Clarence Taylor in a matter involving a Minneapolis neighborhood redevelopment organization. Day did not inform the Taylors that he had been suspended and did not encourage the Taylors to find another lawyer as required by our October 2001 suspension order. The Tay-lors paid Day $200 in May 2002 and another $200 in July 2002. Day neglected to return phone calls from the Taylors in the fall of 2002, and their letter seeking a status report sent by certified mail in December 2002 was refused by him. Day did not refund the $400 the Taylors paid him and did not return their client file.

The director asserts Day’s acceptance of fees from the Taylors for legal services when he was suspended constitutes a violation of the law prohibiting the unauthorized practice of law. Minn.Stat. § 481.02. Further, the director argues that Day’s conduct in the Taylor matter violated all of the same Minnesota Rules of Professional Conduct that he allegedly violated in the Geer matter, as well as Rule 26(a), RLPR, requiring a lawyer to notify his clients when he is suspended.

Noncooperation

Day did not respond to a notice of investigation or a followup letter sent by the director regarding the Geer complaint to the address listed for Day with Minnesota attorney registration. Both letters were returned undeliverable. The director’s staff subsequently contacted Day via a cell phone number provided by the complainant in the Taylor matter. In response, Day supplied a Largo, Florida, address. Notices of investigation regarding the Geer and Taylor matters were sent on May 22, 2003, to the Florida address, requesting written responses within 14 days. Day did not respond, nor did he respond to a followup letter sent July 23, 2003, to the Florida address.

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In Re Disciplinary Action Against Day, 710 N.W.2d 789, 2006 Minn. LEXIS 256, 2006 WL 726681 (Mich. 2006).

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