In Re: Dille Family Trust Appeal of: Williams, L.

Superior Court of Pennsylvania·Decided September 11, 2023·No. 853 WDA 2021·Unpublished

Opinion

J-A11019-23

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37

IN RE: DILLE FAMILY TRUST : IN THE SUPERIOR COURT OF : PENNSYLVANIA : APPEAL OF: LORRAINE DILLE : WILLIAMS AND ROBERT NICHOLS : FLINT DILLE : : : : No. 853 WDA 2021

Appeal from the Order Entered July 8, 2021 In the Court of Common Pleas of Lawrence County Orphans' Court at No(s): No. 43 of 2019 O.C.

BEFORE: BENDER, P.J.E., STABILE, J., and PELLEGRINI, J.*

MEMORANDUM BY BENDER, P.J.E.: FILED: September 11, 2023

Lorraine Dille Williams (“Lorraine”) and Robert Nichols Flint Dille

(“Robert”) (collectively “Appellants” or “Beneficiaries”) appeal from the order

entered in the Court of Common Pleas of Lawrence County Orphans’ Court on

July 8, 2021, directing them to pay attorneys’ fees and costs totaling

$85,883.00, incurred by Appellees, Louise A. Geer (“Ms. Geer”), the Nowlan

Family Trust (“NFT”), and the Buck Rogers Company (“BRC”), as a result of

the orphans’ court’s finding Appellants in contempt for violating three of its

prior court orders. After careful review, we affirm.

This matter has a complex history and stems from a dispute over the

situs of the Dille Family Trust (“DFT” or “Trust”) and whether Ms. Geer is the

legitimate Trustee of the DFT. We glean the following facts and procedural

____________________________________________

* Retired Senior Judge assigned to the Superior Court. J-A11019-23

background relevant to this appeal from the record. The DFT was created by

Robert C. Dille (“Mr. Dille”) and Virginia N. Dille (“Mrs. Dille”) (collectively

“Settlors”) on August 16, 1979, in the state of California, and amended on

January 5, 1982. Settlors were the original Trustees of the DFT. Their

children, Lorraine and Robert, are the Trust’s sole beneficiaries. Upon the

death of Mr. Dille on March 30, 1983, Arthur Martin became a Co-Trustee with

Mrs. Dille. On February 1, 1989, the Beneficiaries and the Co-Trustees

executed a document transferring the situs of the DFT to Illinois. Upon Mrs.

Dille’s death in February of 2009, Mr. Martin became the sole Trustee.

On March 8, 2011, Mr. Martin resigned from his position as Trustee and,

pursuant to the terms of the DFT, Dennis Fox was to be appointed as the

successor Trustee. Mr. Fox, however, never acted in his capacity as Trustee

of the DFT and submitted his resignation from the position on May 4, 2011.

American Guarantee & Trust Company (n/k/a RBC Trust Company) was the

last-named successor Trustee listed in the terms of the DFT; however, it

declined to accept the position, leaving the Trust without any named

successor.

Appellants then asked Ms. Geer, an attorney, to become the Trustee,

and she accepted the appointment on June 6, 2011. Immediately following

her appointment, Ms. Geer began acting as the Trustee of the DFT with the

permission and consent of Appellants. She began administering the Trust

from the office of Geer and Herman, P.C., located in Lawrence County,

Pennsylvania. Pennsylvania income tax returns were filed on behalf of the

-2- J-A11019-23

DFT by Ms. Geer for the years 2011 through 2016, a Trust bank account was

opened in Pennsylvania, and Ms. Geer conducted all DFT business from her

office in Lawrence County, Pennsylvania.

A dispute arose between the DFT and the NFT over the ownership of the

United States trademark and related rights to the fictional character, Buck

Rogers. Litigation ensued before the United States Patent and Trademark

Office, the Patent and Trademark Appeals Board, and the federal district court

in the Eastern District of Pennsylvania. Meanwhile, on November 28, 2017,

Ms. Geer – purporting to act as Trustee – filed for Chapter 11 bankruptcy on

behalf of the DFT. Ms. Geer did not seek the permission of Appellants prior to

the bankruptcy filing, nor did she notify them after the filing. On August 26,

2018, after learning of the Chapter 11 filing from the Bankruptcy Court,

Appellants sent written notice to Ms. Geer, informing her that she was no

longer representing the DFT as Trustee. Despite receiving the August 26,

2018 notice, Ms. Geer continued to act and hold herself out as Trustee of the

DFT.

During the bankruptcy action, Ms. Geer and her husband, Daniel

Herman, acting as individuals, together with the NFT submitted a joint offer

to the Bankruptcy Court to purchase all of the DFT assets, including any

trademark and intellectual rights that the DFT might own with regard to Buck

Rogers. Their offer was rejected. On February 20, 2019, the bankruptcy

action was dismissed on the grounds that the DFT was not a business trust

and therefore was not eligible for Chapter 11 relief.

-3- J-A11019-23

Shortly after the bankruptcy dismissal, the DFT and the NFT resolved

their dispute. On February 28, 2019, Ms. Geer, acting as Trustee of the DFT,

signed a settlement agreement with the NFT. Pursuant to the terms of the

settlement agreement, Ms. Geer entered into an asset purchase agreement,

conveying any and all trademark and intellectual property rights owned by the

DFT to the BRC for $300,000.00. As a result of this transaction, the federal

action between the NFT and the DFT was voluntarily dismissed.

On April 17, 2019, Ms. Geer, acting as Trustee of the DFT, instituted the

underlying action with the filing of a petition in the Court of Common Pleas of

Lawrence County, Pennsylvania, Orphans’ Court Division, seeking

confirmation of her status as the Trustee of the DFT and seeking approval of

her proposed distribution of the Trust assets. Appellants opposed the petition,

claiming that Ms. Geer had never been lawfully appointed as Trustee. The

NFT and the BRC (collectively “Intervenors”) filed a petition seeking to

intervene in the orphans’ court action, which the court granted on February

24, 2020, for the limited purpose of participating in the hearings to determine

whether Ms. Geer is the legally authorized Trustee of the DFT. A bifurcated

trial on the issue of Ms. Geer’s status as Trustee, originally scheduled to be

held in April 2020, was continued multiple times due to COVID-19 concerns

and discovery issues, and was eventually held on April 22 and 23, 2021.1 ____________________________________________

1 The issue regarding approval of Ms. Geer’s proposed distribution of the Trust

assets was scheduled for a separate trial date and is not relevant to this appeal.

-4- J-A11019-23

Following the trial, the orphans’ court ultimately entered an amended order

on January 10, 2022, finding that Ms. Geer was lawfully appointed under

Illinois law as the Trustee of the DFT on June 6, 2011, and that the

Beneficiaries’ August 26, 2018 writing purporting to remove Ms. Geer from

her position as Trustee was ineffective.2

While the trial regarding Ms. Geer’s status as Trustee was still pending,

she filed a motion seeking to have Appellants held in contempt of court for

their purported violation of certain court orders. Following an evidentiary

hearing on the motion for contempt, the orphans’ court found Appellants in

contempt and issued an order containing the following additional findings of

fact and conclusions of law:

Findings of Fact

1. On January 7, 2021[,] Louise Geer filed a motion to hold the Beneficiaries in contempt of this court’s orders of December 6, 2019, October 1, 2020, and October 8, 2020.

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In Re: Dille Family Trust Appeal of: Williams, L., (Pa. Ct. App. 2023).

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