Opinion
DEVINE, J.
The People appeal from an order granting a petition for writ of habeas corpus the effect of which is to strike the judgment by the plea of guilt under section 209 of the Penal Code and to substitute therefor conviction under section 207 of that code. This would impose upon petitioner a sentence with possibility of parole in place of his present conviction under section 209 which decrees life imprisonment without possibility of parole.
Order of the Superior Court
The order of the superior court granting the writ is based upon the proposition that it could not have been proved beyond reasonable doubt had the case gone to trial that the intent to rob existed at the time of the beginning of the asportation. Wherefore, although petitioner had pleaded guilty he had done so without benefit of the decision in
People
v.
Tribble,
4 Cal.3d 826 [94 Cal.Rptr. 613, 484 P.2d 589], which holds that previous intent to rob is a necessary ingredient for a 209 case. Therefore, held the judge, petitioner is entitled to modification of the judgment in line with
In re Alvarado,
27 Cal.App.3d 610 [103 Cal.Rptr. 845]. The major part of the court’s order is set forth below.
The Attorney General on this appeal points out that the judge by his language referring to “the more reasonable inference” and “what seems to be most likely” manifests his weighing of the evidence and his selection of the more probable conclusion. This, says the Attorney General, is error because only when the court can say as a matter of law that petitioner’s intent was not that proscribed by section 209 may there be relief by habeas corpus.
The Facts
Because petitioner pleaded guilty to the count of violation of Penal Code section 209 (he pleaded guilty also to counts charging robbery and rape, both crimes committed upon the person of the victim of the kidnaping and assault with a deadly weapon committed upon another person), the available facts are only those contained in the transcript of the grand jury proceedings. There was no cross-examination, which might have brought out other facts helpful to a complete understanding of the case and there was no testimony at any time from petitioner which might have stated his account of the nature of his intent.
Briefly stated the facts are these:
Around noon on June 29, 1960, Mrs. A. was driving through Riverside County when she discovered that she was on the wrong road, and she stopped. Thereupon, the petitioner, who had been following in another car, stopped, dragged Mrs. A. from her car at the point of a revolver, and forced her into his car. Petitioner then returned to the woman’s automobile, took her purse and sweater, placed them in his car, and commenced driving away.
Meanwhile, Leonard Lipskey was driving along the highway in his pickup truck when he saw petitioner’s and Mrs. A.’s automobiles about 50 feet away. Petitioner stopped his car, jumped out, and began to fire
his revolver at Lipskey’s windshield. One bullet struck Lipskey’s jaw. He drove to a hospital in Corona where he was treated for a shattered jawbone.
While petitioner was firing at Lipskey, Mrs. A. attempted to start the ear in order to drive away but her efforts were unsuccessful. Petitioner returned and started the car. As they drove along the road, Mrs. A. continued to struggle, thus causing petitioner to lose control of the car and run into some rocks beside the road. Petitioner was hanging out the door and Mrs. A. tried to close the door on his toes. Petitioner struck her, knocking her to the floor. He proceeded along the highway, often telling Mrs. A. to remain on the floor and keep silent. He demanded her money but refused to release her after she had given him $26.
Petitioner continued to drive for about an hour, apparently searching for an isolated area. He finally stopped, forced his captive into an orange grove and raped her. After petitioner left, Mrs. A. flagged down a motorist, who took her to the headquarters of the Highway Patrol. An examination of the victim at about 3 p.m. disclosed the presence of live sperm in her vagina.
Petitioner was arrested on July 4, 1960. He was firmly identified by the victim; but there was also inconvertible circumstantial evidence to establish that he was the guilty person.
The trial judge, doubting petitioner’s competence to stand trial, caused examination to be made by two physicians who found petitioner to be insane and incompetent to stand trial. The judge ordered Dennis committed to Patton State Hospital, pursuant to Penal Code section 168. A few days later petitioner left the hospital without permission, and fled the state. Nearly two years later he was found and brought back to California. The superintendent of the Patton State Hospital certified that petitioner was competent to stand trial.
Although petitioner has alleged that he was inadequately represented by a deputy public defender and that he was misled into believing that he would be eligible for parole,
these issues have been resolved against
him and the single issue before us is the one relating to the
Tribble
rule, as described below.
Purpose of the Kidnaping
There are several indications that the real purpose of the kidnaping was that of rape and not of robbery. (1) Petitioner rejected the victim’s offer to give him her automobile (and surely the offer would have included the purse), so that the seizing of the woman was unnecessary in order to effect a robbery. (2) When petitioner placed the victim in his car he gave her the purse and sweater. Not until later did he demand money. The removal of purse and
sweater
from one car to the other would seem to be merely the transporting of the victim’s personal paraphernalia—an act done because petitioner would not likely have had the intent to come back to the place where the victim’s vehicle might have been found. But if, on the other hand, petitioner did have the
animus furandi
during the moment of the dragging of the victim from one car to the other, it is likely that the robbery could be. deemed complete at the moment the purse was placed in petitioner’s vehicle. There was no need to carry the woman away for the purpose of robbery. But if the robbery was not complete until the money was taken from the purse it would seem that from the time of that event, further asportation was unnecessary. Up to that moment the victim had suffered no substantial harm. (3) The driving for about an hour, and this even after the shooting episode which would make a search by the police certain, and long after the robbery had been completed gives evidence of the predominant desire of petitioner to find an appropriate place for the accomplishment of intended rape.
(4) The
very fact that petitioner was willing to commit a murder, if necessary, in order to accomplish his purpose, that is by the shooting of Lipskey, is further evidence of an overpowering desire for sex, rather than for the acquisition of money, an objective which would have been accomplished readily.
Nevertheless, since the judge who ordered the writ declared that the evidence suggests (at most) the possibility of an original intent to rob, accompanied with an intent to commit a sexual assault, we recognize that tenuous possibility. But it is our conception that an office of the great writ (although the writ is not a substitute for appeal) is to remedy such substantial injustice as flows from a combination of a doubtful factual case with a general misunderstanding of a penal law, as appears below. Particularly is this so when this combination doubtless has brought about a plea of guilty because the alternative placed before the accused was the death penalty.
The Pre-Tribble Understanding of the Law
We turn, therefore, to the subject of the general understanding of the law of kidnaping for the purpose of robbeiy, prior to decisions of
People
v.
Smith,
223 Cal.App.2d 225 [35 Cal.Rptr. 719] in 1963, and
People
v.
Tribble, supra,
4 Cal.3d 826 in 1971.
Probably because of shock that was produced by the Lindbergh kidnaping, the Little Lindbergh Act was so drastically drafted that almost any robbery could be converted to a kidnaping-for-robbery case. Because the possible punishment was elevated from that pertaining to robbery to life imprisonment without possibility of parole or to the death penalty, providing any substantial harm had been done to the victim (including rape, a harm not helpful to robbeiy), the Legislature changed the statute in 1951. It eliminates robbery from that part of section 209 which makes mere seizure, as distinguished from asportation, a deed sufficient to constitute the
actus reus.
That the purpose of the Legislature was to overcome the rule as stated in
People
v.
Knowles,
35 Cal.2d 175 [217 P.2d 1] (and, indeed, the
Knowles
opinion virtually invites this result), is stated in
People
v.
Rhoden,
6 Cal.3d 519, 526 [99 Cal.Rptr. 751, 492 P.2d 1143]. The Legislature went further in the 1951 amendment and provided that any person then serving life imprisonment without possibility of parole under the section as it had read should be eligible for parole. But for some 18 years following the 1951 amendment the decisions had held that even brief movements were sufficient to constitute aggravated kidnaping. Correction was effected in the landmark case of
People
v.
Daniels,
71 Cal.2d 1119 [80 Cal.Rptr. 897, 459 P.2d 225, 43 A.L.R.3d 677],
A similar modification of a harsh rule in the application of section 209 was made in
People
v.
Jackson,
44 Cal.2d 511 [282 P.2d 898]. It was held that the bodily harm referred to in section 209 must be substantial harm, and earlier cases holding that any touching of the person in an intentional hostile and aggravated manner would suffice, were overruled.
These elements of the evolution of the interpretation of section 209 have been recited simply to show the relaxation both by legislative action and by judicial decisions of the exceedingly rigid and indeed oppressive application of the law of aggravated kidnaping. While these ameliorations were occurring another aspect of the law seems to have been overlooked, and that is the one with which the present case is concerned. In
People
v.
Brown, 29
Cal.2d 555 [176 P.2d 929], decided in 1947, it was held that under section 209 it was unnecessary to determine whether the kidnaper intended to commit extortion or robbery at the time of the original seizure or carrying away. It was sufficient if the extortion or robbery was committed during the course of the abduction. This holding was repeated in
People
v.
Knowles, supra,
35 Cal.2d 175, 185, where the abduction fell within section 209, even if the original objective were rape and the intent to rob was only an afterthought.
The fact that following the 1951 amendment “stand-still” robberies were no longer to be treated as kidnapings was, of course, recognized at once. Indeed section 209 made eligible for parole everyone theretofore not eligible under the statute. But it was not until the decision of
People
v.
Smith, supra,
223 Cal.App.2d 225, some 12 years after the effective date of the amendment, that it was recognized judicially (over strenuous objections in the Attorney General’s briefings on appeal, and on petitions for rehearing and for hearing by the Supreme Court) that robbery must be premeditated as a part of a kidnaping in order to bring the offense within the provisions of section 209.
In
Smith
it was held that the crime as defined is similar to burglary and requires contemporaneity of the intent with the act. The reasoning of
Smith
and
Tribble, supra,
is simply that when the Legislature removed
robbery
(and left extortion) from that part of section 209 which allows
seizure
of the victim to suffice, and left robbery only in that part which requires
asportation,
the carrying away being “to commit robbery,” the specific intent to rob must exist when the carrying commences. The holding of
Smith
was followed in
People
v.
Lindsay,
227 Cal.App.2d 482 [38 Cal.Rptr. 755]. But these decisions by no means put the matter to rest. In a later case,
In re Ward,
64 Cal.2d 672, 676 [51 Cal.Rptr. 272, 414 P.2d 400] [cert. den. 385 U.S. 923 (17 L.Ed.2d 147, 87 S.Ct. 238)], there appears the statement: “When a robbery occurs during a kidnaping, the crime becomes kidnaping for robbery from its beginning, whether or not the kidnaper originally intended to rob his victim.
(People
v.
Brown, 29
Cal.2d 555, 558 ... ,)”
Although the kidnaping in the
Ward
case had occurred before the 1951 amendment, the portion quoted above and other propositions of law stated in the opinion were couched in the present tense. No doubt it was this fact and a failure of counsel and the courts to observe the effect of the change in the statute, as described above, that caused the .courts to hold in
People
v.
Paxton,
255 Cal.App.2d 62 [62 Cal.Rptr. 770] and
People
v.
Gomez,
252 Cal.App.2d 844 [60 Cal.Rptr. 881] (both of which cited the
Ward
case) that there is no condition in the statute that robbery be premeditated as part of a kidnaping.
During the period of conflicting decisions interpretation seems to have favored perpetuation of
People
v.
Brown.
Fricke-Alarcon, California Criminal Law in its 10th edition (1970) said at page 212: “It is not necessary that the perpetrator shall have intended to commit extortion or robbery or to hold for ransom at the time of the original seizure or taking away the victim. It is sufficient if the extortion, robbery or holding for ransom was committed or the intent to commit it occurred during the course of the abduction. (People v. Brown, 29 Cal.2d 555; People v. Knowles, 35
Cal.2d 175; In re Ward, 64 Cal.2d 672; People v. Gomez, 252 Cal.App.2d 844; People v. Paxton, 255 Cal.App.2d 62.)” There was a parenthetical note about the
Smith
and
Lindsay
cases but the
Ward
case is referred to in the note as if it virtually overruled them. Moreover, the confusion was such that in the 19th edition of California Jury Instructions Criminal (CALJIC), the distinguished editors were obliged to confess their inability to tell what the law was by the comment which appears in the footnote.
What, then, was the situation in 1962 when petitioner was called upon to plead? The law actually would have required proof beyond reasonable doubt that at the commencement of the kidnaping he intended to rob the victim. But if the courts did not give unchallenged recognition to this proposition until
Tribble,
nine years later, meanwhile sometimes holding against it, as in
Paxton
and
Gomez;
if such commentators as Fricke-Alarcon and the drafters of CALJIC confessed their ignorance of the true state of the law even years later; if when that proposition was first advanced in the
Smith
case, the Attorney General were to state vigorously his opposition to that proposition, what possibility was there that Dennis’ counsel would have had the prescience to predict the
Tribble
rule, and even if he had this, would have had the daring to suggest that his client risk the death penalty on the ground that counsel would overcome the rule stated in
Knowles
and
Brown?
Petitioner, his counsel and the prosecutor almost certainly would have deemed it foolhardy to risk life on the possibility that
Knowles
and
Brown
were no longer controlling. To be sure, the accused would have been entitled to the instruction that there must be specific intent to rob, as had been stated in CALJIC No. 9.23. Perhaps this would have been embellished, as it was in the
Alvarado
case
(In re Alvarado, supra,
trial was in 1962) and the
Tribble
case
(People
v.
Tribble, supra,
crime was in 1969) by the addition, in substance, that it is sufficient even if the intent to commit robbery was formed later, but during the progress of the kidnaping. But even if CALJIC No. 9.23 were given without addition, this would not have covered the law sufficiently. Of course, Dennis had the specific intent to rob at
some time
during the ride, since he did actually rob the woman. But an afterthought—robbery would not have been sufficient in the light of
Tribble,
to satisfy the demands of section 209. Almost certainly when petitioner faced the court he was as mistaken as to a crucial point of law as were those accused in
pre-Daniels’
days of violation of section 209, who had not caused substantial harm, or the risk thereof, to their victims; and he was mistaken, not because of singular ignorance of his counsel, but because of general misunderstanding of the law.
Violation of Section 209 as Compared With Other Crimes
Long ago it was declared by Justice Carter in his dissent in
People
v.
Wein
(1958) 50 Cal.2d 383, 423 [326 P.2d 457] (an opinion which became the law in
People
v.
Daniels, supra)
that “[essentially section 209 may be used by a zealous prosecutor to kill one who has committed other more socially condemned crimes which carry less severe penalties.” Wein had committed atrocious crimes against women, but he was prosecuted for slight movements of the victims during ordinary robberies. There remains the incongruity that rapes and “simple” kidnapings (the term seems to be used sardonically, but it is commonly employed) for rape, for forcible acts of perversion, and even murder itself or multiple murders (at least absent special circumstances) call for lighter punishment than kidnaping for robbery when the victim is substantially harmed (such as by rape itself).
This incongruity and the need for corrective legislation has been the subject of comment, judicial and otherwise.
(In re Maston,
33 Cal.App.3d 559, 564-565 [109 Cal.Rptr. 164];
In re Alvarado, supra;
Packer,
Revision of the Penal Code,
13 Stan.L.Rev. 252, 259; Enright,
California's Aggravated Kidnaping Statute, A Need for Revision,
4 San Diego L.Rev. 285, 308-311.) Many illustrations could be
given; but the
Kemp
case is as good as any. Kemp was convicted of murder of one woman whom he had kidnaped, of rape and kidnaping of another, and of rape of a third.
(People
v.
Kemp
(1961) 55 Cal.2d 458 [11 Cal.Rptr. 361, 359 P.2d 913] [cert. den. 368 U.S. 932 (7 L.Ed.2d 194, 82 S.Ct. 359)].) The jury decreed the death penalty on the murder charge. On the kidnaping charge, which was for the purpose of rape, it could not impose either the death penalty or life imprisonment without possibility of parole, because this was a “simple” kidnaping, merely to violate the woman’s body, and not an “aggravated” one which would require asportation to take any of the contents of her purse by force or fear. Later, the murder conviction was set aside on
Witherspoon
grounds, but again the jury imposed the death penalty. But by the time the second automatic appeal was heard, 13 years after the first one, the death penalty had been invalidated by
People
v.
Anderson, 6
Cal.3d 628 [100 Cal.Rptr. 152, 493 P.2d 880] [cert. den. 406 U.S. 958 (32 L.Ed.2d 344, 92 S.Ct. 2060)]. So, he received life imprisonment with possibility of parole.
(People
v.
Kemp
(1974) 10 Cal.3d 611 [111 Cal.Rptr. 562, 517 P.2d 826].) Dennis received it without such possibility.
But the courts and their officers have not been insensitive to the Draconian nature of imprisonment without possibility of parole. The
Daniels’
rule was made retroactive.
(People
v.
Mutch, 4
Cal.3d 389 [93 Cal.Rptr. 721, 482 P.2d 633];
People
v.
Timmons, 4
Cal.3d 411 [93 Cal.Rptr. 736, 482 P.2d 648].) Moreover, the result of trial has not always been the penalty of perpetual imprisonment. Thus, in
People
v.
Stephenson,
10 Cal.3d 652 [111 Cal.Rptr. 556, 517 P.2d 820], where the intent to rob from the beginning was clearly shown, and violation of section 209 was sustained, there was no finding of bodily harm although the victim was raped. Thus, Stephenson is eligible for parole.
In
People
v.
Beaumaster,
17 Cal.App.3d 996 [95 Cal.Rptr. 360], the judge was persuaded to find no harm although the victim was shot.
The gross disparity between the possible punishment for one crime, violation of section 209, and of others generally deemed to be of greater magnitude is noted, not because it is decisive per se of this case, but because it is an element to be considered in arriving at its proper disposition.
Cases Distinguished
Appellant cites three fairly recent cases. They do not require that we
reverse the order. In the first,
People
v.
Cleveland,
27 Cal.App.3d 820 [104 Cal.Rptr. 161], the principle was stated that a kidnaping may have multiple purposes, one of which may be robbery, a principle which had been well established in
People
v.
Daniels, supra.
But in
Cleveland
there had been a trial and the jury had been instructed carefully that if they had a reasonable doubt that the purpose of the movement was to commit robbeiy (i.e., if the movement was related to a burglary), the jury could find simple kidnaping only. The court noted (pp. 826-827) that the instruction comported with
People
v.
Smith, supra.
Moreover, the kidnaping was followed by a complete robbery which under the facts obviously was intended from the beginning, before the car was driven to the victim’s apartment, which was then burglarized. (The victim was male; there was no suggestion of an overriding, or any, sexual motive.) In the second case,
People
v.
Stephenson, supra,
the asportation and attempted robbery of the woman victim followed immediately the robbery of her husband. The woman had but one dollar, which defendant handed back to her, then he raped her. The jury presumably was instructed correctly on post
-Tribble
standards. Besides, as stated in footnote 8, the matter was not important on appeal, because actually Stephenson was not found to have harmed the victim, despite the rape. In
People
v.
Thornton,
11 Cal.3d 738 [114 Cal.Rptr. 467, 523 P.2d 267], a case of the most brutal acts imaginable committed against five women, the jury was instructed on the necessity of specific intent to rob, but was not instructed that this need be at the commencement of the asportation. But the court, having the full record before it, held that the instructions were adequate. In one of the two section 209 episodes, Thornton had declared to the victim at the outset, “I just want your money” and demanded and received her money not more than four blocks away from the seizing. Rape followed. “Robbery-as afteithought’’ apparently was not seriously considered by the court. In the other 209 episode, the robbery and the first of several sexual assaults took place almost simultaneously, and both occurred within moments of the forced movement (walking) at gunpoint. The case is quite distinguishable in presentation (it was upon trial, Dennis’ was upon plea) and on the facts.
Habeas Corpus
The fact that a petitioner for habeas corpus has pleaded guilty does not bar him from relief by habeas corpus.
(In re Crumpton, 9
Cal.3d 463 [106 Cal.Rptr. 770, 507 P.2d 74];
In re Madrid,
19 Cal.App.3d 996, 1002 [97 Cal.Rptr. 354].) The circumstances may be such that it would be unconscionable “to hold a defendant bound by a plea made under such
significant and excusable misapprehension of the law.”
(In re Crumpton, supra,
at p. 468.)
But it is argued by the People that the superior court could have granted- the writ only after finding as a matter of law that the facts and all reasonable inferences drawn in support of the conviction did not establish the necessary specific intent.
In re Madrid, supra,
is cited as authority for the proposition that only if there could be no other conclusion than that petitioner intended to rob his victim at the beginning of the abduction could the writ properly be granted. We do not read
Madrid
as so holding; it was stated merely that in that case there
was
no other conclusion than that the movement of the victim, other than that which facilitated commission of the robbery. Although there is language in
In re Howard,
21 Cal.App.3d 318, 321 [98 Cal.Rptr. 531], to the effect that where the record is susceptible of conflicting inferences relief by habeas corpus is not available (the court made reference to
In re Madrid
as though it had said so, though it had not), we are not convinced that this is a universal proposition. In the
Howard
case the court noted that the taking of the victim’s car and her abduction were initiated concurrently. Besides, the court regarded the retrospective review in this type of case as limited to the character and quality of thp asportation which occurred, and as not encompassing the intent which accompanied the asportation. That the intent is equally subject to such review was established in
In re Alvarado, supra.
Where there has been a plea of guilty made at a time when the law generally was misunderstood, we do not have available the full factual situation nor do we have the assistance of inferences drawn by a jury. The situation was assessed by counsel for the defendant and perhaps by defendant himself in the light of the law as it was then thought to be.
It is our conclusion that the test we should apply is not whether we must be able to say as a matter of law that appellant did not have the intent to rob at the commencement of the asportation (although as we have said above and as the superior court judge found, it is far more likely that he did not). But rather the test should be whether it is unconscionable, as was said in
In re Crumpton,
to hold petitioner to his plea. We conclude that it would be unconscionable to do so in the circumstances of this case, and that the state has no legitimate interest in binding petitioner by that plea.
There remains the question, shall we affirm outright the order of the superior court substituting a sentence with possibility of parole? We conclude that we should. The Attorney General has not suggested that the People would desire to tiy the case. Indeed, it would be an extremely impractical thing to do. A jury would have to determine from the meager facts the exact state of appellant’s mind in the few moments preceding the asportation, and this some 15 years after the event.
The order is affirmed.
Molinari, P. J., and Elkington, J., concurred.