In Re Dean

129 P.3d 943, 212 Ariz. 221
CourtArizona Supreme Court
DecidedMarch 16, 2006
DocketSB-05-0135-D
StatusPublished
Cited by6 cases

This text of 129 P.3d 943 (In Re Dean) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Dean, 129 P.3d 943, 212 Ariz. 221 (Ark. 2006).

Opinion

129 P.3d 943 (2006)
212 Ariz. 221

In the Matter of a Member of the State Bar of Arizona, Nancy E. DEAN, Attorney No. 11198, Respondent.

No. SB-05-0135-D.

Supreme Court of Arizona, En Banc.

March 16, 2006.

Jennings, Strouss & Salmon, P.L.C. by J. Scott Rhodes, Phoenix, Attorneys for Nancy E. Dean.

State Bar of Arizona by Loren J. Braud, Senior Counsel, Phoenix, Attorney for the State Bar of Arizona.

OPINION

HURWITZ, Justice.

¶ 1 Justice Jackson once remarked that supreme courts "are not final because we are infallible." Brown v. Allen, 344 U.S. 443, 540, 73 S.Ct. 397, 97 L.Ed. 469 (1953) (Jackson, J., concurring). This case requires this Court to confront the consequences of our fallibility.

I.

¶ 2 In 2001, while serving as a prosecutor in the Apache County Attorney's Office, Nancy E. Dean began a romantic relationship with Michael C. Nelson, who was then an Apache County Superior Court Judge. At the time, Nelson regularly presided over felony cases; the two therefore kept their relationship *944 a secret. From the time the affair began until Dean resigned from the County Attorney's Office in 2003, she appeared in court before Nelson 485 times.

¶ 3 In December 2001, in response to a State Bar inquiry, Dean categorically stated, "I am not now nor have I ever been involved in an `intimate' or `improper' relationship with the Hon. Michael Nelson." Based on this denial, the State Bar dropped its inquiry. In April 2002, Dean again denied any such relationship and requested that the file in the matter be sealed.

¶ 4 In early 2003, however, after the State Bar received information from Dean's former spouse, the investigation was re-opened. The Bar eventually filed a disciplinary complaint against Dean alleging conflict of interest and misrepresentation. A hearing officer found that Dean had in fact engaged in the affair and misrepresented the facts to the State Bar. The hearing officer concluded that Dean had violated several Rules of Professional Conduct set forth in Arizona Supreme Court Rule 42: ER 1.7(b) (conflict of interest), ER 1.16(a)(1) (terminating/declining representation), ER 8.1(a) (knowingly making a false statement of fact), ER 8.1(b) (failure to disclose a fact necessary to correct a misapprehension), ER 8.4(c) (conduct involving dishonesty, fraud, deceit or misrepresentation), ER 8.4(d) (conduct prejudicial to the administration of justice), and ER 8.4(f) (knowingly assisting a judge in conduct that is a violation of the Code of Judicial Conduct). As mitigation, the hearing officer found that Dean had no prior disciplinary troubles, was suffering from personal and emotional problems, and was motivated by her desire to protect Nelson. The hearing officer recommended a six-month suspension. In arriving at this recommendation, the hearing officer relied on the fact that Nelson had not been disciplined by the State Bar for his conduct.

¶ 5 Neither Dean nor the State Bar challenged the hearing officer's findings of fact before the Disciplinary Commission, but both attacked the recommended sanction. Dean argued that the punishment was too severe given her interim rehabilitation and the absence of lawyer discipline of Nelson. The State Bar argued that a lengthier suspension was appropriate.

¶ 6 The Disciplinary Commission adopted the hearing officer's findings of fact but determined that the appropriate sanction was a one-year suspension retroactive to August 2004,[1] two years probation, and costs. One commissioner dissented, finding no warrant to punish Dean this severely in the absence of lawyer discipline to Nelson.

II.

¶ 7 Dean has petitioned this Court for review of the Disciplinary Commission's recommendation. She attacks the one-year suspension on two grounds. First, she contends that the sanction does not give adequate weight to her rehabilitation efforts. Second, she argues that neither the Disciplinary Commission nor the hearing officer gave proper consideration to the absence of lawyer discipline to Nelson in determining the length of Dean's suspension.

A.

¶ 8 We do not find Dean's first argument persuasive. While remorse and evidence of rehabilitation may be considered as mitigating factors by the Disciplinary Commission, Dean's offenses were quite serious. As the hearing officer noted, the presumptive sanction for misrepresentation, the most serious offense with which Dean was charged, is disbarment. See American Bar Association, Standards for Imposing Lawyer Sanctions, Standard 5.11(b) (1992). The one-year suspension recommended by the Commission was, in light of all claimed mitigation, entirely appropriate.

*945 B.

¶ 9 Dean's second argument, however, is more troublesome. Analysis of this argument requires a summary of what occurred with respect to former Judge Nelson after his affair with Dean came to light.

1.

¶ 10 The Commission on Judicial Conduct brought charges against Nelson in April 2003. After a formal hearing, the Commission found that Nelson had violated several Canons of the Code of Judicial Conduct. The Commission filed its findings with this Court and recommended that Nelson be removed from office and, among other things, ordered to pay the costs and expenses incurred by the Commission associated with the disciplinary hearing.

¶ 11 After these recommendations were filed, but before we could consider them, Nelson filed a letter of resignation. We concluded that, in light of the resignation, there was no need to engage in sua sponte review of the recommended sanction of removal. In re Nelson, 207 Ariz. 318, 320 ¶ 3 n. 1, 86 P.3d 374, 376 n. 1 (2004). We did, however, grant sua sponte review, pursuant to Commission on Judicial Conduct Rule 29(a), to consider the costs sought by the Commission and, eventually concluded that certain costs were not taxable. Id. at 323-24 ¶¶ 21-25, 86 P.3d at 379-80. We remanded the matter to the Commission to calculate a new statement of costs. Id. at 325 ¶ 29, 86 P.3d at 381.

¶ 12 The Commission filed a recalculated statement of costs. On April 22, 2004, we entered an order "approving the Commission on Judicial Conduct's costs in the amount of $2,967.50." Nelson paid the costs and, on May 25, 2004, the executive director of the Commission issued a "Satisfaction of Judgment" under a Supreme Court caption, indicating that it had received $2,967.50 "in full satisfaction of the judgment of the Supreme Court dated April 22, 2004."

2.

¶ 13 On October 29, 2004, the State Bar filed a "Recommendation for Imposition of Lawyer Discipline" against Nelson pursuant to Supreme Court Rule 46(d). Rule 46(d) provides:

(d) Incumbent Judges. Upon removal or resignation from office of an incumbent judge as the result of a judicial discipline or disability proceeding, the court shall afford the state bar and the judge an opportunity to submit to the court a recommendation whether lawyer discipline or disability status should be imposed based on the record in the judicial proceeding, and if so, the extent thereof.

The State Bar requested that a hearing officer be assigned to recommend appropriate disciplinary action. After receiving briefing, this Court issued an order on February 8, 2005 denying the State Bar's application.

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Cite This Page — Counsel Stack

Bluebook (online)
129 P.3d 943, 212 Ariz. 221, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-dean-ariz-2006.