In re Dash

64 A.D.3d 242, 880 N.Y.S.2d 104
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 19, 2009
StatusPublished
Cited by1 cases

This text of 64 A.D.3d 242 (In re Dash) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Dash, 64 A.D.3d 242, 880 N.Y.S.2d 104 (N.Y. Ct. App. 2009).

Opinion

OPINION OF THE COURT

Per Curiam.

The Grievance Committee served the respondent with a petition dated July 17, 2007 containing seven charges of professional misconduct. After a preliminary conference on October 21, 2007, and a hearing on January 7, 2008 and April 2, 2008, the Special Referee sustained all charges except for a portion of charge three. The Grievance Committee moves to confirm the Special Referee’s report to the extent that it sustained the charges, to disaffirm the report to the extent that it did not sustain a portion of charge three, and to impose such discipline upon the respondent as the Court deems appropriate. The respondent has neither cross-moved nor submitted any papers in response to the Grievance Committee’s motion.

Charge one alleges that the respondent commingled funds entrusted to him as a fiduciary, incident to his practice of law, with personal funds, in violation of Code of Professional Responsibility DR 9-102 (a) and DR 1-102 (a) (7) (22 NYCRR 1200.46 [a]; 1200.3 [a] [7]).

Between approximately April 1, 2004 and October 31, 2005, the respondent maintained an IOLA account at Commerce Bank entitled “Law Office of Jan Alex Dash—Attorney Trust Account.” During that time, he also maintained an IOLA account at Bank of New York entitled “Jan Dash—IOLA account.” Funds entrusted to the respondent as a fiduciary, incident to his practice of law, were deposited into those accounts. The respondent also deposited personal funds into those accounts and allowed earned legal fees to remain on deposit there. In addition, the respondent drew checks for personal expenses on those IOLA accounts.

Charge two alleges that the respondent engaged in conduct involving dishonesty, fraud, deceit, or misrepresentation, in violation of Code of Professional Responsibility DR 1-102 (a) (4) and (7) (22 NYCRR 1200.3 [a] [4], [7]).

[244]*244Between approximately April 2004 and May 2004, the respondent deposited funds into his Bank of New York IOLA account in connection with a real estate transaction referenced Charles to Lang/234 Realty Corp. On or about May 4, 2004, the respondent disbursed $2,000 to Edwin Drakes, a suspended attorney, as and for a purported broker’s commission in connection with the aforesaid transaction. No brokerage agreement was ever signed by the clients. The respondent’s closing statement falsely stated that the funds were paid to him rather than to Drakes.

Charge three alleges that the respondent engaged in conduct that adversely reflected on his fitness as a lawyer, in violation of Code of Professional Responsibility DR 1-102 (a) (7) (22 NYCRR 1200.3 [a] [7]).

On or about November 19, 2004, the respondent deposited funds into his Commerce Bank IOLA account in connection with a real estate transaction referenced Campbell to Youn. On or about November 24, 2004, the respondent disbursed $5,000 to Drakes, a suspended attorney, as and for a purported broker’s commission in connection with the Campbell to Youn transaction. No brokerage agreement was ever signed. The respondent failed to prepare and/or produce any closing statement disclosing that said funds were paid to Drakes.

Charge four alleges that the respondent improperly disbursed escrow funds to a suspended attorney, in violation of Code of Professional Responsibility DR 1-102 (a) (5) and (7) (22 NYCRR 1200.3 [a] [5], [7]).

Following the suspension of Drakes on April 1, 2004, the respondent appeared as attorney on behalf of Drakes’s client, Elise Dean, in connection with a surplus money proceeding. On or about July 6, 2004, the respondent received $12,051.09 on behalf of Dean and deposited said funds into his Commerce Bank IOLA account. On or about July 8, 2004, the respondent turned all of the funds over to Drakes.

Charge five alleges that the respondent engaged in an impermissible conflict of interest, in violation of Code of Professional Responsibility DR 5-101 (a) and DR 1-102 (a) (7) (22 NYCRR 1200.20 [a]; 1200.3 [a] [7]).

Following the suspension of Drakes, the respondent appeared as attorney on behalf of Drakes’s client, Rodney Stanley, in connection with various legal matters, including the sale of Stanley’s house in Brooklyn. The respondent, as principal of Platinum Key Properties, simultaneously entered into a real estate [245]*245brokerage agreement with Stanley without making full disclosure to the client of the respondent’s personal, financial, and/or business interests as principal of Platinum Key Properties.

Charge six alleges that the respondent improperly disbursed funds held by him as a fiduciary, incident to his practice of law, without his client’s authorization, in violation of Code of Professional Responsibility DR 9-102 (a) and DR 1-102 (a) (4) and (7) (22 NYCRR 1200.46 [a]; 1200.3 [a] [4], [7]).

On or about March 22, 2005, the respondent appeared as attorney on behalf of Stanley in connection with the closing on his house. At the closing, Drakes acted as attorney on behalf of Stanley in connection with the closing. After the closing, the respondent acted as attorney-in-fact for Estelle Banks-Stanley, Stanley’s spouse.

On or about March 23, 2005, the respondent deposited closing proceeds totaling $15,214.56 into his Commerce Bank IOLA account. This sum included a $5,000 down payment check drawn to Drakes as attorney, after the effective date of his suspension from practice.

On or about March 28, 2005, the respondent withdrew $2,282 to his own order for legal fees in connection with the Stanley matter. The respondent failed to obtain authorization from Stanley prior to withdrawing those fees.

On or about April 29, 2005, the respondent deposited surplus proceeds of $672.08 into his Bank of New York IOLA account on behalf of Stanley. On or about May 5, 2005, he disbursed $150 of the surplus proceeds to Drakes without Stanley’s authorization.

Charge seven alleges that the respondent failed to produce required bookkeeping records, in violation of Code of Professional Responsibility DR 9-102 (d) and DR 1-102 (a) (5) and (7) (22 NYCRR 1200.46 [d]; 1200.3 [a] [5], [7]).

Following the suspension of Drakes, the respondent appeared as attorney on behalf of Drakes’ client, Hanifah Hasan, in connection with an eviction proceeding. Notwithstanding the Grievance Committee’s request, the respondent failed to produce copies of bills for service of process, a copy of any checks for the purchase of an index number, and copies of bills from and/or checks to Marshal Ronald Pazant for a warrant of eviction relative to the Hasan eviction proceeding.

Based on the evidence adduced, the Special Referee properly sustained charges one, two, four, five, six, and seven in their en[246]*246tirety and that portion of charge three that alleged a violation of Code of Professional Responsibility DR 1-102 (a) (7) (22 NYCRR 1200.3 [a] [7]). Accordingly, the Grievance Committee’s motion is granted, with the exception of that branch of the motion which was to disaffirm the report to the extent that it did not sustain a portion of charge three.

In determining an appropriate measure of discipline to impose, the Grievance Committee notes that the respondent was issued a letter of caution dated June 29, 2004 for engaging in an impermissible conflict of interest and failing to adequately protect his client’s interests.

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Related

Matter of Dash
138 A.D.3d 836 (Appellate Division of the Supreme Court of New York, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
64 A.D.3d 242, 880 N.Y.S.2d 104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-dash-nyappdiv-2009.