In re D.A.S.

973 S.W.2d 296, 41 Tex. Sup. Ct. J. 1148, 1998 Tex. LEXIS 112
Texas Supreme Court·Decided July 3, 1998·No. Nos. 97-1007, 97-1008·Published·Cited by 323 cases

Opinions

OWEN, Justice,

delivered the opinion of the Court, in which

PHILLIPS, Chief Justice, GONZALEZ, HECHT, SPECTOR and ABBOTT, Justices, join.

In these two related mandamus proceedings, we consider whether the procedure set forth in Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), applies to appeals from juvenile delinquency adjudications. We conclude that it does and conditionally grant mandamus relief in both cases.

The district court found D.A.S. to be a child engaged in delinquent conduct for committing the offense of aggravated assault. The court committed D.A.S. to the Texas Youth Commission for a period of twenty years, with a possible transfer at age eighteen to the Texas Department of. Criminal Justice. D.A.S., an indigent, expressed a desire to appeal, and the trial court appointed counsel. D.A.S.’s counsel subsequently filed a motion to withdraw and a supporting brief pursuant to the procedure set forth in Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493. In the motion and accompanying brief, counsel stated that the appeal was without merit and wholly frivolous and requested that the court allow her to withdraw as appointed counsel. The State also submitted a letter to the court asserting that the appeal was frivolous and that An-ders had been followed. The court of appeals held that Anders is inapplicable to juvenile delinquency proceedings and denied counsel’s request to withdraw. 951 S.W.2d 528.

In an unrelated proceeding, R.A.H. was found to be a child engaged in delinquent conduct for committing the offense of evading arrest. The district court placed R.A.H. on probation for twelve months in the custody of the Dallas Youth Services Director. [297] The trial court appointed counsel to represent R.A.H. as an indigent on appeal. The attorney appointed to represent R.A.H. is the same attorney appointed to represent D.A.S. Counsel for R.A.H. filed a motion to withdraw and a brief pursuant to the Anders procedure. As in D.A.S., the State submitted a letter to the court stating that the appeal was frivolous and that Anders had been followed. In an unpublished opinion, the court of appeals, referring to its earlier decision in D.A.S., again held that Anders does not apply to juvenile proceedings, and denied counsel’s motion.

Counsel for D.A.S. and R.A.H. seeks mandamus relief from this Court. Counsel requests that we require the court of appeals to implement the Anders procedure in juvenile cases and specifically in these cases. Because Anders protects juveniles’ statutory right to counsel on appeal, we hold that the procedures enumerated in Anders apply to juvenile appeals and, therefore, conditionally grant writs of mandamus.

In Anders, 386 U.S. at 744-45, 87 S.Ct. 1396, the United States Supreme Court created a procedure that appointed counsel in criminal cases must follow when seeking to withdraw from an appeal that counsel believes is frivolous. Before requesting permission to withdraw, counsel must “master the trial record, thoroughly research the law, and exercise judgment in identifying the arguments that may be advanced on appeal.” McCoy v. Court of Appeals, 486 U.S. 429, 438, 108 S.Ct. 1895, 100 L.Ed.2d 440 (1988); see also Anders, 386 U.S. at 744-45, 87 S.Ct. 1396. If, after a conscientious review of the record, counsel concludes that the case is wholly frivolous, he or she may so advise the court of appeals and request permission to withdraw. Anders, 386 U.S. at 744, 87 S.Ct. 1396. “That request must, however, be accompanied by a brief referring to anything in the record that might arguably support the appeal.” Id. A copy of the Anders brief must also be furnished to the indigent client, and the court must allot the client time to raise any points that he or she chooses. Id.

After counsel files the Anders brief, the appellate court conducts a full examination of all proceedings to decide whether the case is wholly frivolous. Id. If the court concludes that the case is frivolous, it may grant counsel’s motion to withdraw. However, if the court finds any of the legal issues arguable on their merits, and therefoi’e not wholly frivolous, it must either deny counsel’s request to withdraw or appoint substitute counsel. Id.

Prior to the Anders decision, if an attorney appointed to represent an indigent criminal defendant on appeal believed that the appeal was without merit, the attorney was merely required to file a “no-merit” letter with the court of appeals explaining that, in the attorney’s opinion, the appeal was frivolous. See Anders, 386 U.S. at 743-44, 87 S.Ct. 1396. While counsel was supposed to review the record as an advocate for the client, there was no mechanism to ensure that counsel engaged in a thorough review of the case before seeking. to withdraw. Moreover, there was concern that some counsel might seek to withdraw not because the appeal was frivolous but because the potential time burdens outweighed the probability of success on appeal. See McCoy, 486 U.S. at 443, 108 S.Ct. 1895. Perceiving these concerns as a possible encroachment upon a criminal defendant’s constitutional right to counsel on appeal, the United States Supreme Court abolished the no-merit letter. See Anders, 386 U.S. at 743, 87 S.Ct. 1396. The Supreme Court reasoned that criminal defendants could not be denied the constitutional right to an attorney on appeal based on appointed counsel’s conclusory assertion that the appeal was frivolous. See id.

The purpose of Anders is twofold. First, by requiring counsel to conduct a thorough review of the record and to identify any arguable issues, the procedure ensures that indigent criminal defendants receive substantially the same treatment as nonindigent defendants. Second, by providing the appellate court with a brief of any arguable issues, Anders assists the appellate court in determining whether the appeal is indeed wholly frivolous. Moreover, Anders strikes an important balance between the criminal defendant’s constitutional right to counsel on appeal and counsel’s obligation not to prosecute frivolous appeals. See Anders, 386 U.S. at [298]*298742-44, 87 S.Ct. 1396; see also Pennsylvania v. Finley, 481 U.S. 561, 555, 107 S.Ct. 1990, 95 L.Ed.2d 539 (1987).

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In re D.A.S., 973 S.W.2d 296, 41 Tex. Sup. Ct. J. 1148, 1998 Tex. LEXIS 112 (Tex. 1998).

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