In re Darlene C.

717 A.2d 1242, 247 Conn. 1, 1998 Conn. LEXIS 342
CourtSupreme Court of Connecticut
DecidedSeptember 15, 1998
DocketSC 15886
StatusPublished
Cited by29 cases

This text of 717 A.2d 1242 (In re Darlene C.) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Darlene C., 717 A.2d 1242, 247 Conn. 1, 1998 Conn. LEXIS 342 (Colo. 1998).

Opinions

Opinion

PALMER, J.

The relevant facts and procedural history are undisputed. On February 20,1997, a social worker employed by and acting on behalf of the department of children [3]*3and families (department) filed a petition, pursuant to General Statutes (Rev. to 1997) § 17a-112,1 to terminate the parental rights of the respondents, Beatrice C. and Darrel S., with respect to their minor child, Darlene C.2 2 Although the social worker had signed the termination petition, her signature was not verified.

Following a trial on the merits, the trial court, in a memorandum of decision dated January 2, 1998, determined that Darrel S. had completely abandoned the child and that Beatrice C. had no ongoing relationship with her, both proper statutory grounds for the termination of parental rights. See General Statutes § 17a-112 (c).3 The court, however, dismissed the petition without [4]*4prejudice to its refiling4 5on the basis of two purported defects: (1) the petition had not been executed by the social worker under oath as required by Practice Book § 1023.1 (l),5 now Practice Book § 26-1 (Z); and (2) the petition had been drafted, signed and filed by a person who was not an attorney.6 With respect to the latter ground for dismissal, the court determined that the conduct constituted the unauthorized practice of law. Consequently, the court, without first affording the commissioner an opportunity to be heard, invoked its authority under General Statutes § 51-88 (c),7 and Prac[5]*5tice Book § 29,8 now Practice Book § 2-44, and, sua sponte, ordered the commissioner to “cease and desist from the further unauthorized practice of law; to wit, filing petitions for the termination of parental rights in the Superior Court for Juvenile Matters, drafted, signed and filed by persons not admitted to the practice of law . . . ,”9

In support of its decision to enjoin the drafting, signing and filing of termination petitions by nonlawyers, the court remarked, first, on the serious nature of the rights implicated in the context of termination petitions, and the history of problems that the court had observed as a result of faulty pleadings prepared by department personnel not admitted to the practice of law.10 The [6]*6court observed that improper pleadings occur “with great frequency in juvenile court proceedings throughout the state [and] have led to public harm in that [1] they have delayed the proceedings; [2] they have put the respondents, and the State, to unnecessary expense for lawyers, publication expenses and related costs of service; [3] they have wasted available court time and staff resources; [4] [t]he time invested by [social workers] in preparing inadequate legal cases is time that could far better be spent improving their performance of the social service vocation for which they are trained . . . and ... [5] they have needlessly extended the already unacceptable time frame for permanent placement and adoption of children.”11 11 (Citation omitted; internal quotation marks omitted.)

The court next examined the nature of the individual tasks relating to termination petitions that are performed by nonlawyers and concluded that such activities constituted the practice of law by persons who are not attorneys in violation of § 51-88.12 Acknowledging that “[attempts to define the practice of law have not been particularly successful,” the court nonetheless observed that “determining the legal theory of a case, drafting the papers necessary to commence a legal action, checking the various possible legal grounds, signing the pleadings and submitting them to the court [are] acts that are commonly understood to [constitute] the practice of law.”13 (Internal quotation marks omitted.) The court noted that the statutory provisions that [7]*7authorize the commissioner to file termination petitions in court do not expressly authorize nonlawyers also to perform the legal work preparatory to such filings. The court further noted that General Statutes § 17a-47,14 which discusses the prosecution of neglect petitions by attorneys employed by the office of the attorney general, indicates that attorneys are required to perform all the legal work associated with such petitions, and, by implication, termination petitions as well. The court concluded, moreover, that any effort by the legislature to authorize the preparation and filing of pleadings by nonlawyers on behalf of the commissioner would intrude impermissibly into the judicial sphere, thereby violating principles of separation of powers.

The commissioner appealed to the Appellate Court from that portion of the judgment of the trial court ordering her to cease and desist from the unauthorized practice of law,15 and we transferred the appeal to this court pursuant to Practice Book § 4023, now Practice [8]*8Book § 65-1, and General Statutes § 51-199 (c). On appeal, the commissioner contends that the injunction was improper because: (1) the commissioner and her designees are expressly authorized under § 17a-112,16 and Practice Book § 26-1 (l),17 formerly Practice Book § 1023.1 (l), to execute termination and neglect petitions;18 and (2) the drafting, signing and filing of such petitions do not constitute the practice of law.19 The commissioner also claims that the issuance of the injunction, without prior notice and an opportunity to be heard, violated her right to fundamental fairness. [9]*9We conclude that, because the drafting, signing and filing of termination petitions by nonlawyer representatives of the commissioner are expressly permitted both by statute and Practice Book section,20 such activities do not constitute the unauthorized practice of law.21 We therefore reverse the portion of the trial court’s judgment enjoining these practices.22

We conclude, first, that the trial court improperly determined that § 17a-112 does not authorize the enjoined activities.23 Under our statutory scheme, the department is charged with the responsibility of creating and administering a statewide program of services for children and youth who are “abused, neglected, or [10]*10uncared for.” General Statutes § 17a-3.24 Consistent with this responsibility, the legislature has expressly authorized the commissioner to file termination and neglect petitions under § 17a-112,25

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Cite This Page — Counsel Stack

Bluebook (online)
717 A.2d 1242, 247 Conn. 1, 1998 Conn. LEXIS 342, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-darlene-c-conn-1998.