In re D'Ancicco

452 F.2d 1060, 59 C.C.P.A. 748, 172 U.S.P.Q. (BNA) 241, 1972 CCPA LEXIS 410
CourtCourt of Customs and Patent Appeals
DecidedJanuary 6, 1972
DocketNo. 8566
StatusPublished
Cited by2 cases

This text of 452 F.2d 1060 (In re D'Ancicco) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re D'Ancicco, 452 F.2d 1060, 59 C.C.P.A. 748, 172 U.S.P.Q. (BNA) 241, 1972 CCPA LEXIS 410 (ccpa 1972).

Opinion

Baldwin, Judge.

This appeal is from the decision of the Patent Office Board of Appeals which sustained the rejection of claims 9 and 10 of appellants’ application1 as unpatentable under 35 USC103.

[749]*749 The Invention

The claims on appeal are directed to rigid polyurethane foams made by reacting particular mixtures of polyisocyanates with a polyol which has a high hydroxy number. The polyol may be either a polyester or a polyether polyol. Claim 10 is representative of the claims on appeal and reads as follows (paragraphing ours) :

A strong, rigid polyurethane foam characterized by great mechanical strength at elevated temperatures which is the product of the reaction under foam-forming conditions of
a polyisocyanate containing 37 to 40 percent diisocyanate and
a polyester of a polycarboxylic acid and a polyhydric alcohol, and
said polyisoeyanate being polymethylene polyphenyl isocyanate obtained by phosgenation of the mixture of primary amines formed by condensing aniline and formaldehyde in the presence of a mineral acid and
said polyester having a hydroxyl number which is in the range of 440 to 495 and an acid number which is in the range of 1.5 to 45.

Claim 9 is analogous to claim 10, but recites a polyether polyol having a hydroxyl number in the range of 374 to 495 instead of the polyester reactant of claim 10.2

In their brief, appellants state:

The crux of appellants’ invention lies in the selection of a particular poly-isocyanate and reacting it with a polyol of sufficiently high hydroxyl number to form a rigid foam. By virtue of this selection appellants obtained a product having high mechanical strength at elevated temperatures.

The Prior Art

The prior art relied on by the examiner and the board consisted of patents to Seeger et al.,3 Reis,4 Rogers et al.,5 Bender et al.,6 and Bender,7 as well as certain admissions in appellants’ specification regarding the state of the prior art.

The Seeger et al. patent is directed to mixtures of polyisocyanates which contain a controlled maximum amount of diisocyanate, and methods for preparing those mixtures. Appellants concede that the Seeger et al. patent fully discloses the polyisocyanates recited in the claims on appeal. Seeger et al. state that their mixtures “may be used to advantage in polymeric reactions with compounds containing re[750]*750active hydrogens.” They further state that the mixtures can be used in cross-linking certain diisocyanate-modified polyesters and polyesteramides.

Eeis is directed to solid polyurethane foams and their preparation, particularly those made by the reaction of a diisocyanate and a polyester made from a dicarboxylic acid and alcohols containing two or more hydroxyl groups per molecule. Eeis is primarily relied on for his disclosure that the use of polyesters of high hydroxyl number results in rigid, as opposed to flexible, foams.

The Eogers et al., Bender et al. and Bender patents deal with the preparation of flexible foams. All disclose the use of polyesters having low hydroxyl numbers (20-110). All list the polyisocyanate mixtures of Seeger et al., along with other polyisocyanates, as reactants which may be employed to cross link active hydrogen containing compounds such as polyesters and hydroxyl-containing polyethers in making the foams. Since the pertinent disclosures of these three references are almost identical, we shall not further consider the Bender et al. and Bender patents.

The parts of applicants’ specification relied on as admissions by the examiner amount to statements that the prior art was aware that polyols having high hydroxyl numbers should be used in order to produce rigid foams. These statements are at best cumulative to the Eeis patent, which is more specific in indicating the range of hydroxyl numbers which will give rigid foams. Therefore we shall not further deal with the admissions in appellants’ specification.

The Rejection

The examiner pointed out that Eogers et al. disclosed the use of the Seeger et al. mixtures of polyisocyanates to cross link the polyesters or polyether polyols to form polyurethane foams. He considered that since the art, as exemplified by Eeis, was aware of the use of polyols of high hydroxyl number to form rigid foams, it would have been obvious in the sense of 85 TJSO 103 to react the high hydroxyl number polyols with the polyisocyanates of Seeger et al., to form rigid foams. The board considered the rejection sustainable from either of two viewpoints:

The rejection in question is sustainable whether treated from the standpoint of substituting polyether polyols or polyesters of high hydroxyl number in the foams of Rogers et al., Bender et al. ('409), or Bender ('412), thereby producing rigid foams rather than flexible foams, as suggested by the teachings of Reis, or from the standpoint of substituting the polyisocyanate of Seeger et al., Rogers et al., Bender et al. ('409), or Bender ('412) for the polyisocyanate of Reis, thereby meeting the terms of the appealed claims.

[751]*751The board also considered several affidavits of record, but found them not to be pertinent to the subject matter of the appealed claims. Appellants state in their brief that they do not rely on those affidavits before this court.

Opinion

We agree with the reasoning of the examiner and of the first ground of affirmance given by the board. We therefore find it unnecessary to consider the board’s alternative ground of affirmance.

Appellants complain that the Patent Office has concluded that the invention was obvious “without showing that it is explicitly taught in the art.” If the invention had been explicitly taught by the prior art the proper basis for rejection would have been section 102 of the statute, rather than section 103. It is uncontroverted that the art was well aware of the type of polyols used to obtain rigid foams. Rogers et al. shows that the Seeger et al. polyisocyanates are useful cross-linking agents for the formation of polyurethane foams from polyols. The Seeger et al. patent itself suggests the cross-linking abilities of their polyisocyanate mixture. Thus the Patent Office has established a prima facie case that it would have been obvious to the man of ordinary skill in the art, with these references before him, to use polyols having a high hydroxyl number in conjunction with the Seeger et al. polyisocyanates should a rigid foam be desired.

Appellants contend that the teachings of Reis are restricted to the use of diisocyanates. However, Rogers et al. fairly discloses that diisocyanates, triisoeyanates, tetraisocyanates and the mixture of poly-isocyanates of Seeger et al. can be used as cross-linking agents in the type of reactions here involved. Reis does not teach against the use of polyisocyanates having a functionality greater than two, he merely discloses only diisocyanates. One of the diisocyanates disclosed as useful by Reis is p'-diisocyanate diphenylmethane, which is the diisocyanate of the Seeger et al. mixture.

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Bluebook (online)
452 F.2d 1060, 59 C.C.P.A. 748, 172 U.S.P.Q. (BNA) 241, 1972 CCPA LEXIS 410, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-dancicco-ccpa-1972.