In Re Dalton

120 Cal. Rptr. 2d 266, 98 Cal. App. 4th 958
CourtCalifornia Court of Appeal
DecidedMay 29, 2002
DocketG029550
StatusPublished

This text of 120 Cal. Rptr. 2d 266 (In Re Dalton) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Dalton, 120 Cal. Rptr. 2d 266, 98 Cal. App. 4th 958 (Cal. Ct. App. 2002).

Opinion

120 Cal.Rptr.2d 266 (2002)
98 Cal.App.4th 958

In re Del B. DALTON on Habeas Corpus.

No. G029550.

Court of Appeal, Fourth District, Division Three.

May 29, 2002.
Review Denied September 18, 2002.[*]

*268 E. Nicholas Hansen for Petitioner.

Tony Rackauckas, District Attorney, and Scott G. Scoville, Deputy District Attorney, for Respondent.

*267 OPINION

RYLAARSDAM, Acting P.J.

We grant a petition for writ of habeas corpus filed after the appellate division affirmed the jury's conviction of petitioner Del B. Dalton (defendant), a physician, of six misdemeanors: three counts of sexual battery, one count of battery, and two counts of misrepresenting his certification in a medical specialty. The trial court violated defendant's constitutional right not to testify against himself, which violation may have affected the findings of guilt. No material facts relating to the issues are in dispute. (In re Eichorn (1998) 69 Cal.App.4th 382, 387-388, fn. 3, 81 Cal.Rptr.2d 535.) Although there were other substantial irregularities which add to our determination that the violations of *269 defendant's Fifth Amendment right were not harmless beyond a reasonable doubt, the court's initiation of defendant's testimony in the presence of the jury alone is sufficient to compel us to grant the petition and order a new trial.

FACTUAL AND PROCEDURAL BACKGROUND

We need not provide a detailed recitation of the facts underlying the charged crimes in order to address the dispositive issue. The convictions are based on complaints from women who claim that while undergoing medical treatment in defendant's office, defendant either unreasonably exposed them or touched them in a sexual manner.

At trial, defendant asserted that if the victims' accusations were true, his alleged misconduct would easily have been overheard by other people because there was no sound insulation in the medical suite. In support of this defense, defendant filed a motion requesting a visit to his medical offices. He maintained the site visit would help demonstrate the physical layout of the small office, its light construction and lack of sound insulation, the ease of sound transmission, and the extraordinary openness of sight. The motion did not suggest a procedure for the visit, or who, if anyone, would conduct a tour. Nor did the motion indicate testimony would be necessary to make the described observations.

The court granted the motion and, after eight days of testimony, convened at defendant's office. In the presence of the jury and the prosecutors, the court asked one of defendant's lawyers, "So do you want me to swear Dr. Dalton for the purposes of carrying out a guided tour?" The lawyer acceded to the request. At that time defendant was in his personal office. The court thereupon summoned him to the room where the others were gathered. The court did not ask defendant whether he waived his Fifth Amendment rights. The court's only statement to him was: "Dr. Dalton, where are you? Hi, come on out. [¶] ... Liz, would you swear him. Raise your right hand."

Immediately following this exchange, the court instructed defendant to provide the group with a tour of the office. After defendant, in narrative style, described the lobby area and the procedures used when patients entered the office, the court interjected, again in the presence of the jury: "I think I can do the questioning, be easier." The judge then asked defendant about noises made by office equipment, presumably to counter defendant's contention that office personnel would overhear any improprieties in the examining room, and about where Demerol was stored, apparently in connection with prior testimony about drug use.

After concluding its questioning, without any attempt to obtain the consent of defendant or his lawyer, and again in the presence of the jury, the court invited the prosecutor to cross-examine defendant. The district attorney did so, focusing on physical changes in the office made after the victims had been there, including rearrangement of furniture and installation of curtains and locks. As had the judge, the prosecutor also asked about the location of drugs in the office. At least part of this examination took place in the absence of defendant's lawyer because during its course the court asked, "Mr. Burge, where are you?"

The court then again questioned defendant concerning the storage of drugs and also about construction materials, i.e., if the walls were insulated and whether single or double wallboard was used. The court asked why the examination rooms were equipped with locks. When defendant *270 responded that the presence of laser equipment made this necessary, the court engaged in a six-page cross-examination about the equipment. The prosecutor followed these inquiries with further cross-examination on the same subjects.

Upon completion of cross-examination, judge, jury, lawyers, and defendant returned to the courtroom. Before the prosecution had rested, and without any indication of a further discussion with defendant's lawyers, the court committed defendant to additional testimony by stating to the jurors, "[I]f you have any other questions about the doctor ... regarding his office or any other question related to that, you'll be able to ask that later when he takes the stand at a later time."

DISCUSSION

The Trial Court's Conduct Necessitates a New Trial

The privilege against self-incrimination is guaranteed by both the federal and state constitutions (U.S. Const., 5th Amend. & Cal. Const., art. I, § 15 [as codified in Evid.Code, § 930]) and provides that a defendant in a criminal matter "has an absolute right not to be called as a witness and not to testify. [Citations.]" (Cramer v. Tyars (1979) 23 Cal.3d 131, 137, 151 Cal.Rptr. 653, 588 P.2d 793; People v. Merfeld (1997) 57 Cal.App.4th 1440, 1443, 67 Cal.Rptr.2d 759.) It is error to comment on a defendant's failure to testify. (Griffin v. California (1965) 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106; Evid. Code, § 913, subd. (a).)

But so-called Griffin error is not limited to express comments on a defendant's failure to testify. A mere suggestion that the jury may view a defendant's silence as evidence of guilt is sufficient. (United States v. Robinson (1988) 485 U.S. 25, 32, 108 S.Ct. 864, 99 L.Ed.2d 23.) People v. Medina (1995) 11 Cal.4th 694, 755, 47 Cal.Rptr.2d 165, 906 P.2d 2 noted that "comments, either directly or indirectly, upon defendant's failure to testify in his defense" constitute Griffin error. And in People v. Guzman (2000) 80 Cal.App.4th 1282, 1289-1290, 96 Cal.Rptr.2d 87, we recently concluded that undue emphasis on the willingness of a prosecution witness to testify constituted an implied comment on the defendant's failure to testify. Likewise, when a defendant has made clear an intent not to testify, it is improper for the court to "put [him or her] on the stand to claim the Fifth Amendment in the presence of the jury...." (People v. Lopez (1999) 71 Cal.App.4th 1550, 1554, 84 Cal. Rptr.2d 655; see also People v. Mincey (1992) 2 Cal.4th 408, 440-442, 6 Cal.

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Related

Griffin v. California
380 U.S. 609 (Supreme Court, 1965)
Chapman v. California
386 U.S. 18 (Supreme Court, 1967)
Brooks v. Tennessee
406 U.S. 605 (Supreme Court, 1972)
United States v. Robinson
485 U.S. 25 (Supreme Court, 1988)
Arizona v. Fulminante
499 U.S. 279 (Supreme Court, 1991)
In Re Harris
855 P.2d 391 (California Supreme Court, 1993)
People v. Medina
906 P.2d 2 (California Supreme Court, 1995)
People v. Mincey
827 P.2d 388 (California Supreme Court, 1992)
In Re Mosley
464 P.2d 473 (California Supreme Court, 1970)
Cramer v. Tyars
588 P.2d 793 (California Supreme Court, 1979)
People v. Thomas
43 Cal. App. 3d 862 (California Court of Appeal, 1974)
People v. Vargas
195 Cal. App. 3d 1385 (California Court of Appeal, 1987)
Lois R. v. Superior Court
19 Cal. App. 3d 895 (California Court of Appeal, 1971)
People v. Lopez
84 Cal. Rptr. 2d 655 (California Court of Appeal, 1999)
People v. Guzman
96 Cal. Rptr. 2d 87 (California Court of Appeal, 2000)
In Re Eichorn
81 Cal. Rptr. 2d 535 (California Court of Appeal, 1998)
People v. Merfeld
57 Cal. App. 4th 1440 (California Court of Appeal, 1997)
State v. Gray
503 S.W.2d 457 (Missouri Court of Appeals, 1973)
Shawn Garfield Price v. Superior Court
25 P.3d 618 (California Supreme Court, 2001)
People v. Coddington
2 P.3d 1081 (California Supreme Court, 2000)

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Bluebook (online)
120 Cal. Rptr. 2d 266, 98 Cal. App. 4th 958, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-dalton-calctapp-2002.