In re: D.A.H.
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Opinion
IN THE COURT OF APPEALS OF NORTH CAROLINA
2021-NCCOA-135
No. COA20-212
Filed 20 April 2021
Surry County, No. 19 JB 46
IN THE MATTER OF D.A.H.
Appeal by the Juvenile from an order entered on 13 August 2019 by Judge
Marion M. Boone in Surry County District Court. Heard in the Court of Appeals 27
January 2021.
Attorney General Joshua H. Stein, by Special Deputy Attorney General Vanessa N. Totten, for the State.
Appellate Defender Glenn Gerding, by Assistant Appellate Defender Jillian C. Katz, for the Juvenile.
JACKSON, Judge.
¶1 The issue in this case is whether a juvenile is entitled to Miranda warnings
prior to being interrogated by his school principal, when the school resource officer
(“SRO”) is present but does not ask questions. Because we conclude that the trial
court relied on an improper legal test in determining that the juvenile was not
entitled to Miranda warnings, we reverse and remand this matter for further
proceedings.
I. Factual and Procedural Background
¶2 This matter arises from a series of events that occurred at Gentry Middle IN RE D.A.H.
Opinion of the Court
School in Mount Airy, North Carolina during March 2019. On 11 March 2019, Deputy
William Sechrist—who acted as the SRO at Gentry Middle School—was informed by
school personnel that a student, Daniel,1 had been found with marijuana on the
school bus. The school bus driver had observed Daniel holding a small netted bag
containing a leafy substance. The bus driver handed over the bag to Deputy Sechrist,
who recognized the substance as marijuana. Deputy Sechrist then escorted Daniel
to the principal’s office and called Daniel’s father.
¶3 Once inside the principal’s office, Daniel “asked to speak freely,” but Deputy
Sechrist told him to “wait until your daddy gets here.” Once Daniel’s father arrived,
Daniel told Deputy Sechrist the details of how he obtained the marijuana. Daniel
explained that the previous weekend, he had contacted a fellow student—13-year-old
Deacon—via Snapchat asking to buy some marijuana. Daniel and Deacon then met
up in the school locker room on the morning of March 11, and Deacon gave Daniel a
small bag of marijuana in exchange for $25. Deputy Sechrist performed a field test
on the substance, which confirmed that the substance was 0.7 grams of marijuana.
¶4 Deacon was absent from school the following two days (March 12 and 13) and
the record contains no indication that the school or the deputy took any efforts to
contact Deacon or his guardian during this time. On 14 March 2019, Deacon
1 Pseudonyms are used to protect the privacy of the juveniles. IN RE D.A.H.
reappeared in class and was summoned to the principal’s office. When Deacon
arrived at the principal’s office, both Principal Whitaker and Deputy Sechrist were
present. Deputy Sechrist was in uniform, and Principal Whitaker was wearing a suit
and tie. Principal Whitaker and Deputy Sechrist sat together on one side of the table,
facing Deacon. At the time that Deacon arrived, his guardian had not been told that
Deacon was in the principal’s office.
¶5 Principal Whitaker began questioning Deacon. The only evidence of what
occurred during this meeting comes from the testimony of Deputy Sechrist, who
offered three slightly differing accounts of how the meeting proceeded. When first
asked about the meeting (on direct examination), Deputy Sechrist did not specify
what precisely was asked of Deacon, but stated that Deacon “advised Mr. Whitaker
he did not come to school for two days [because] he was scared he was going to get in
trouble because he . . . sold marijuana to [Daniel].”
¶6 When asked about the meeting for a second time on cross-examination, Deputy
Sechrist stated that Principal Whitaker had “asked [Deacon] to tell . . . what had
taken place,” and in response Deacon told them “that he had sold [Daniel] some
marijuana, where he got it, and all this other stuff.”
¶7 When asked about the meeting for a third time on redirect-examination,
Deputy Sechrist described the conversation in more detail, explaining that the
following exchange occurred between Deacon and Principal Whitaker: IN RE D.A.H.
[Principal]: Where have you been for the last few days?
[Deacon]: Well, I’ve been afraid to come to school I’d get in trouble [sic].
[Principal]: In trouble for what?
[Deacon]: What I sold [Daniel].
[Principal]: What did you sell him?
[Deacon]: Marijuana.
¶8 Deputy Sechrist stated that after this confession, Principal Whitaker called
Deacon’s grandmother, who arrived “probably . . . 10 minutes” after Deacon was
brought into the office. He also stated that “[n]ot very many questions were even
asked prior to her arrival.”
¶9 After Deacon’s grandmother arrived, the principal asked Deacon to tell his
grandmother “what had taken place[,]” and Deacon repeated his statements to his
grandmother. Deputy Sechrist testified that at no point was Deacon read his
Miranda rights, told he did not have to answer their questions, nor told that he was
free to leave.
¶ 10 Several months later, a juvenile petition was filed on 13 May 2019 alleging
that Deacon had sold a schedule six controlled substance (marijuana) to another
student in violation of N.C. Gen. Stat. § 90-95(a)(1). Deacon filed a motion to suppress
on 13 August 2019, arguing that his statements to Principal Whitaker were IN RE D.A.H.
inadmissible as his confession was obtained in violation of his Miranda rights. A
hearing was held on the matter that same day (13 August 2019), during which the
trial court concluded that Deacon was not entitled to Miranda warnings because the
meeting with the principal was not a custodial interrogation. In denying Deacon’s
motion to suppress, the trial court found and concluded in open court as follows:
I am going to deny the Motion to Suppress. A number of things stand out to me. The officer . . . he is the SRO. He’s there every day. This wasn’t some strange police officer that was called to stand guard at the door. I think it’s not unusual in a school setting for many or any of the children to be called to the office or principal’s office. I don’t think that automatically tends to turn it into a custodial interrogation. The young man was not in custody. He wasn’t even questioned by the School Resource Officer, who was a daily presence there at the school. It wasn’t some strange officer in a uniform.
Also, another reference was made, of which I think that anybody at school would have had reason to ask, if apparently [Deacon] was out of school. Because the officer said that [Deacon] . . . told the principal he didn’t come to school for two days because he was scared he would get in trouble for selling marijuana. I don’t know that any officer would ever even ask: Why didn’t you come to school? But a principal certainly would or should ask if a child’s been absent from school.
Therefore, I don’t see that it was outside the scope of anything. I think that was certainly, regardless of who was in the room or not, a proper question. And that’s what it sounds like it was in response to: Why weren’t you in school the past two days? Well, I didn’t come to school the past two days because I was afraid I’d get in trouble for selling marijuana to [Daniel]. IN RE D.A.H.
So I don’t see this as a custodial interrogation. And the motion is denied.
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IN THE COURT OF APPEALS OF NORTH CAROLINA
2021-NCCOA-135
No. COA20-212
Filed 20 April 2021
Surry County, No. 19 JB 46
IN THE MATTER OF D.A.H.
Appeal by the Juvenile from an order entered on 13 August 2019 by Judge
Marion M. Boone in Surry County District Court. Heard in the Court of Appeals 27
January 2021.
Attorney General Joshua H. Stein, by Special Deputy Attorney General Vanessa N. Totten, for the State.
Appellate Defender Glenn Gerding, by Assistant Appellate Defender Jillian C. Katz, for the Juvenile.
JACKSON, Judge.
¶1 The issue in this case is whether a juvenile is entitled to Miranda warnings
prior to being interrogated by his school principal, when the school resource officer
(“SRO”) is present but does not ask questions. Because we conclude that the trial
court relied on an improper legal test in determining that the juvenile was not
entitled to Miranda warnings, we reverse and remand this matter for further
proceedings.
I. Factual and Procedural Background
¶2 This matter arises from a series of events that occurred at Gentry Middle IN RE D.A.H.
Opinion of the Court
School in Mount Airy, North Carolina during March 2019. On 11 March 2019, Deputy
William Sechrist—who acted as the SRO at Gentry Middle School—was informed by
school personnel that a student, Daniel,1 had been found with marijuana on the
school bus. The school bus driver had observed Daniel holding a small netted bag
containing a leafy substance. The bus driver handed over the bag to Deputy Sechrist,
who recognized the substance as marijuana. Deputy Sechrist then escorted Daniel
to the principal’s office and called Daniel’s father.
¶3 Once inside the principal’s office, Daniel “asked to speak freely,” but Deputy
Sechrist told him to “wait until your daddy gets here.” Once Daniel’s father arrived,
Daniel told Deputy Sechrist the details of how he obtained the marijuana. Daniel
explained that the previous weekend, he had contacted a fellow student—13-year-old
Deacon—via Snapchat asking to buy some marijuana. Daniel and Deacon then met
up in the school locker room on the morning of March 11, and Deacon gave Daniel a
small bag of marijuana in exchange for $25. Deputy Sechrist performed a field test
on the substance, which confirmed that the substance was 0.7 grams of marijuana.
¶4 Deacon was absent from school the following two days (March 12 and 13) and
the record contains no indication that the school or the deputy took any efforts to
contact Deacon or his guardian during this time. On 14 March 2019, Deacon
1 Pseudonyms are used to protect the privacy of the juveniles. IN RE D.A.H.
reappeared in class and was summoned to the principal’s office. When Deacon
arrived at the principal’s office, both Principal Whitaker and Deputy Sechrist were
present. Deputy Sechrist was in uniform, and Principal Whitaker was wearing a suit
and tie. Principal Whitaker and Deputy Sechrist sat together on one side of the table,
facing Deacon. At the time that Deacon arrived, his guardian had not been told that
Deacon was in the principal’s office.
¶5 Principal Whitaker began questioning Deacon. The only evidence of what
occurred during this meeting comes from the testimony of Deputy Sechrist, who
offered three slightly differing accounts of how the meeting proceeded. When first
asked about the meeting (on direct examination), Deputy Sechrist did not specify
what precisely was asked of Deacon, but stated that Deacon “advised Mr. Whitaker
he did not come to school for two days [because] he was scared he was going to get in
trouble because he . . . sold marijuana to [Daniel].”
¶6 When asked about the meeting for a second time on cross-examination, Deputy
Sechrist stated that Principal Whitaker had “asked [Deacon] to tell . . . what had
taken place,” and in response Deacon told them “that he had sold [Daniel] some
marijuana, where he got it, and all this other stuff.”
¶7 When asked about the meeting for a third time on redirect-examination,
Deputy Sechrist described the conversation in more detail, explaining that the
following exchange occurred between Deacon and Principal Whitaker: IN RE D.A.H.
[Principal]: Where have you been for the last few days?
[Deacon]: Well, I’ve been afraid to come to school I’d get in trouble [sic].
[Principal]: In trouble for what?
[Deacon]: What I sold [Daniel].
[Principal]: What did you sell him?
[Deacon]: Marijuana.
¶8 Deputy Sechrist stated that after this confession, Principal Whitaker called
Deacon’s grandmother, who arrived “probably . . . 10 minutes” after Deacon was
brought into the office. He also stated that “[n]ot very many questions were even
asked prior to her arrival.”
¶9 After Deacon’s grandmother arrived, the principal asked Deacon to tell his
grandmother “what had taken place[,]” and Deacon repeated his statements to his
grandmother. Deputy Sechrist testified that at no point was Deacon read his
Miranda rights, told he did not have to answer their questions, nor told that he was
free to leave.
¶ 10 Several months later, a juvenile petition was filed on 13 May 2019 alleging
that Deacon had sold a schedule six controlled substance (marijuana) to another
student in violation of N.C. Gen. Stat. § 90-95(a)(1). Deacon filed a motion to suppress
on 13 August 2019, arguing that his statements to Principal Whitaker were IN RE D.A.H.
inadmissible as his confession was obtained in violation of his Miranda rights. A
hearing was held on the matter that same day (13 August 2019), during which the
trial court concluded that Deacon was not entitled to Miranda warnings because the
meeting with the principal was not a custodial interrogation. In denying Deacon’s
motion to suppress, the trial court found and concluded in open court as follows:
I am going to deny the Motion to Suppress. A number of things stand out to me. The officer . . . he is the SRO. He’s there every day. This wasn’t some strange police officer that was called to stand guard at the door. I think it’s not unusual in a school setting for many or any of the children to be called to the office or principal’s office. I don’t think that automatically tends to turn it into a custodial interrogation. The young man was not in custody. He wasn’t even questioned by the School Resource Officer, who was a daily presence there at the school. It wasn’t some strange officer in a uniform.
Also, another reference was made, of which I think that anybody at school would have had reason to ask, if apparently [Deacon] was out of school. Because the officer said that [Deacon] . . . told the principal he didn’t come to school for two days because he was scared he would get in trouble for selling marijuana. I don’t know that any officer would ever even ask: Why didn’t you come to school? But a principal certainly would or should ask if a child’s been absent from school.
Therefore, I don’t see that it was outside the scope of anything. I think that was certainly, regardless of who was in the room or not, a proper question. And that’s what it sounds like it was in response to: Why weren’t you in school the past two days? Well, I didn’t come to school the past two days because I was afraid I’d get in trouble for selling marijuana to [Daniel]. IN RE D.A.H.
So I don’t see this as a custodial interrogation. And the motion is denied.
¶ 11 Deacon was ultimately adjudicated delinquent for the sale and delivery of
marijuana. In adjudicating Deacon delinquent, the trial court relied on Deacon’s
confession that he had sold marijuana to Daniel, as well as Daniel and Deputy
Sechrist’s hearing testimony that the substance sold was marijuana.
¶ 12 A disposition order was not entered within 60 days after entry of the
adjudication order, so, pursuant to N.C. Gen. Stat. § 7B-2602, Deacon entered notice
of appeal within 70 days from entry of the adjudication order. The trial court ordered
on 25 October 2019 that disposition was stayed pending resolution of Deacon’s appeal.
II. Analysis
¶ 13 On appeal, Deacon argues that the trial court erred in denying his motion to
suppress because his statements were the product of a custodial interrogation and
made without Miranda warnings or the additional protections of N.C. Gen. Stat.
§ 7B-2101. Deacon further argues that the trial court’s error was prejudicial and not
harmless beyond a reasonable doubt. As explained below, we hold that the trial
court’s order fails to apply the appropriate legal principles, and we must remand this
matter to the trial court for additional proceedings.
A. Standard of Review
¶ 14 Our review of a trial court’s order on a motion to suppress is “strictly limited IN RE D.A.H.
to determining whether the trial judge’s underlying findings of fact are supported by
competent evidence, in which event they are conclusively binding on appeal, and
whether those factual findings in turn support the judge’s ultimate conclusions of
law.” State v. Cooke, 306 N.C. 132, 134, 291 S.E.2d 618, 619 (1982). “Legal
conclusions, including the question of whether a person has been interrogated while
in police custody, are reviewed de novo.” In re K.D.L., 207 N.C. App. 453, 456, 700
S.E.2d 766, 769 (2010). Under de novo review, this Court “considers the matter anew
and freely substitutes its own judgment for that of the lower tribunal.” In re A.K.D.,
227 N.C. App. 58, 60, 745 S.E.2d 7, 8 (2013) (citation omitted).
B. Motion to Suppress—Legal Background
1. Juvenile Miranda Rights
¶ 15 This case presents a unique issue regarding the nature and extent of a
juvenile’s right to receive Miranda warnings in the context of a school interrogation.
Miranda rights stem from the Fifth Amendment of the United States Constitution,
which guarantees that “[n]o person . . . shall be compelled in any criminal case to be
a witness against himself.” U.S. CONST. amend. V. The basic holding of Miranda v.
Arizona instructs that “when an individual is taken into custody or otherwise
deprived of his freedom by the authorities in any significant way and is subjected to
questioning, the privilege against self-incrimination is jeopardized” and thus
“[p]rocedural safeguards must be employed.” Miranda v. Arizona, 384 U.S. 436, 478, IN RE D.A.H.
(1966).
¶ 16 It is well-established that juveniles, just like adults, are entitled to receive
Miranda warnings prior to in-custody interrogations in order to protect their right
against self-incrimination. In re Gault, 387 U.S. 1, 55 (1967). See also K.D.L., 207
N.C. App. at 457, 700 S.E.2d at 770 (“In order to protect the Fifth Amendment right
against compelled self-incrimination, suspects, including juveniles, are entitled to the
warnings set forth in Miranda v. Arizona prior to police questioning.”).
¶ 17 In addition to the rights mandated by Miranda, in North Carolina our General
Assembly “has established statutory protections for juveniles” who face custodial
interrogation. In re L.I., 205 N.C. App. 155, 158, 695 S.E.2d 793, 797 (2010).
Specifically, under N.C. Gen. Stat. § 7B-2101,
[a]ny juvenile in custody must be advised prior to questioning:
(1) That the juvenile has a right to remain silent;
(2) That any statement the juvenile does make can be and may be used against the juvenile;
(3) That the juvenile has a right to have a parent, guardian, or custodian present during questioning; and
(4) That the juvenile has a right to consult with an attorney and that one will be appointed for the juvenile if the juvenile is not represented and wants representation. IN RE D.A.H.
N.C. Gen. Stat. § 7B-2101(a)(1)–(4) (2019).
¶ 18 The Juvenile Code provides for even greater protections if the juvenile who is
interrogated is younger than 16:
When the juvenile is less than 16 years of age, no in- custody admission or confession resulting from interrogation may be admitted into evidence unless the confession or admission was made in the presence of the juvenile’s parent, guardian, or attorney. If an attorney is not present, the parent, guardian, or custodian as well as the juvenile must be advised of the juvenile’s rights as set out in subsection (a) of this section; however, a parent, guardian, or custodian may not waive any right on behalf of the juvenile.
Id. § 7B-2101(b). In this respect, “our General Statutes codify and enhance the
protections required under Miranda.” In re J.D.B., 363 N.C. 664, 668, 686 S.E.2d
135, 138 (2009) (emphasis added), rev’d and remanded sub nom. J.D.B. v. North
Carolina, 564 U.S. 261 (2011). However, the protections of Miranda and § 7B-2101
are only triggered when the juvenile is subjected to a custodial interrogation. In re
A.N.C., 225 N.C. App. 315, 319, 750 S.E.2d 835, 838 (2013). In other words, “the
general Miranda custodial interrogation framework is applicable to section 7B-2101.”
In re K.D.L., 207 N.C. App. at 458, 700 S.E.2d at 770.
¶ 19 In general, a custodial interrogation occurs when “questioning [is] initiated by
law enforcement officers after a person has been taken into custody or otherwise
deprived of his freedom of action in any significant way.” Id. (internal marks and IN RE D.A.H.
citation omitted). This inquiry has traditionally been broken down into a two-part
test: (1) whether the suspect was in custody; and (2) whether the statement was
made in the context of an interrogation. See id.
¶ 20 As for the custody element, the basic test is “whether a reasonable person in
the position of the defendant would believe himself to be in custody or that he had
been deprived of his freedom of action in some significant way.” State v. Greene, 332
N.C. 565, 577, 422 S.E.2d 730, 737 (1992). This element is viewed objectively from
the standpoint of a reasonable observer. Stansbury v. California, 511 U.S. 318, 323
(1994). As for the interrogation element, an interrogation occurs when the authorities
use “any words or actions” that they “should know are reasonably likely to elicit an
incriminating response from the suspect.” Rhode Island v. Innis, 446 U.S. 291, 301
(1980). This element “is also determined objectively” with reference to the “totality
of the circumstances.” In re K.D.L., 207 N.C. App. at 458, 700 S.E.2d at 770.
2. Juvenile Miranda Rights in the Context of the Schoolhouse
¶ 21 The questioning of juveniles in the context of the schoolhouse presents unique
Miranda considerations. First, it should be noted that Miranda “does not
automatically apply to all government actors”—rather, it only applies to
interrogations conducted by (or in concert with) law enforcement officers. Id. at 459,
700 S.E.2d at 771. For example, a student simply being questioned by a principal
would not generally qualify as a custodial interrogation, but a student questioned by IN RE D.A.H.
an SRO certainly could. See id. Second, the schoolhouse is a unique forum because
“schoolchildren inherently shed some of their freedom of action when they enter the
schoolhouse door,” given educators’ need “to control the school environment.” Id.
(internal marks and citation omitted). Due to the constraints inherent in the
schoolhouse environment, we have held that a child is only under custodial
interrogation when “he is subjected to additional restraints beyond those generally
imposed during school.” Id.
¶ 22 The first case to fully articulate this heightened schoolhouse standard was In
re K.D.L., 207 N.C. App. at 454, 700 S.E.2d at 768. There, after a 12-year-old student
was discovered with marijuana in the classroom, he was taken to the assistant
principal’s office. Id. The SRO arrived at the assistant principal’s office, briefly spoke
with the juvenile, frisked him to search for weapons, and then transported the
juvenile in his patrol car to the principal’s office (which was located in a separate
building). Id. Once in the principal’s office, the SRO remained present while the
principal questioned the juvenile. Id. The juvenile first denied that the marijuana
was his, but eventually confessed. Id. All in all, the juvenile was questioned “for
about five or six hours” by the principal and “was not permitted to leave for lunch.”
Id. at 455, 700 S.E.2d at 768. The questioning began around 9:00 a.m., but the
juvenile’s mother was not contacted until around 3:00 p.m. Id. The juvenile later
filed a motion to suppress, which was denied by the trial court. Id. at 455, 700 S.E.2d IN RE D.A.H.
at 768-69.
¶ 23 On appeal, we held that the juvenile’s confession “should have been
suppressed” as it was obtained in violation of his Miranda rights. Id. at 456, 700
S.E.2d at 769. We noted that “despite the decreased level of freedoms in schools,” we
still must not “forget that police interrogation is inherently coercive—particularly for
young people.” Id. at 459, 700 S.E.2d at 771. We emphasized that the State “has a
greater duty to protect the rights of a respondent in a juvenile proceeding than in a
criminal prosecution.” Id. at 460, 700 S.E.2d at 771 (internal marks and citation
omitted).
¶ 24 We concluded that the juvenile’s statements were made during a custodial
interrogation because “a reasonable person in his situation would believe he was
functionally under arrest.” Id. at 461, 700 S.E.2d at 772. As for the custody element
of the Miranda test, we relied on the following factors to conclude that the juvenile
was in custody: (1) the juvenile “knew he was suspected of a crime” and was “accused
of drug possession”; (2) he “was interrogated for about six hours”; (3) the interrogation
occurred “generally in the presence of an armed police officer”; (4) the juvenile “was
frisked by that officer and transported in the officer’s vehicle” to the principal’s office;
and (5) “at no point was there any indication that [the juvenile] was free to leave.”
Id. We reasoned that these occurrences went beyond “the usual restraints generally
imposed during school” and instead were closer to those that would “likely [be] IN RE D.A.H.
experienced by an arrestee.” Id.
¶ 25 As for the interrogation element of the Miranda test, we first noted that this
was a “unique situation because [the SRO] did not ask any questions.” Id.
Nevertheless, we concluded that an interrogation had occurred because
[the SRO’s] conduct significantly increased the likelihood [the juvenile] would produce an incriminating response to the principal’s questioning. His near-constant supervision of [the juvenile’s] interrogation and “active listening” could cause a reasonable person to believe [the principal] was interrogating him in concert with [the SRO] or that the person would endure harsher criminal punishment for failing to answer.
Id. Thus, because the juvenile had “made his confession in the course of custodial
interrogation without being afforded the warnings required by Miranda and section
7B-2101(a), and because he was not apprised of and afforded his right to have a
parent present,” we held that the trial court erred in denying the motion to suppress.
Id. at 462, 700 S.E.2d at 773.
¶ 26 Another prominent recent case addressing the issue of schoolhouse
interrogations was In re J.D.B., 363 N.C. at 668, 686 S.E.2d at 138 (2009). There, a
13-year-old student was called into the principal’s office after he was found in
possession of a stolen camera. Id. at 665-66, 686 S.E.2d at 136. Present in the room
were the assistant principal, the SRO, and an investigator employed by the local
police force. Id. Prior to the meeting, the juvenile was not given a Miranda warning, IN RE D.A.H.
and was not offered the opportunity to speak with a parent. Id. During the
approximately 30 to 45 minute interview, the assistant principal repeatedly urged
the juvenile to “do the right thing” and “tell the truth,” and the investigator informed
him that he knew about the stolen cameras. Id. at 666-67, 686 S.E.2d at 136-37. The
juvenile ultimately confessed to having stolen the cameras, and these incriminating
statements later resulted in an unsuccessful motion to suppress by the juvenile. Id.
at 666-68, 686 S.E.2d at 137.
¶ 27 When the case reached the North Carolina Supreme Court, the Court held that
no Miranda warning was necessary because no custodial interrogation had occurred.
Id. at 670, 686 S.E.2d at 139. The Court based its holding on the fact that the SRO
participated only minimally in the questioning; the juvenile was not restrained or
locked in the room; and the juvenile appeared to have participated willingly. Id. The
Court specifically declined to consider the juvenile’s “age and his status as a special
education student” in reaching its holding, explaining that these factors were not an
appropriate part of the objective test under Miranda. Id. at 671-72, 686 S.E.2d at
139-40.
¶ 28 The United States Supreme Court disagreed, however, granting certiorari to
review whether “a child’s age would have affected how a reasonable person in the
suspect’s position would perceive his or her freedom to leave.” J.D.B. v. North
Carolina, 564 U.S. 261, 271-72 (2011) (internal marks and citation omitted). The IN RE D.A.H.
Court ultimately reversed and remanded the case, after determining that a child’s
age should be a relevant consideration in a custody analysis. Id. at 281.
¶ 29 The Court began by noting the “inherently compelling pressures” of custodial
interrogation—a risk which is “all the more acute” when the subject is a juvenile. Id.
at 269 (internal marks and citation omitted). Observing that “children generally are
less mature and responsible than adults,” the Court went on to note that minors also
“often lack the experience, perspective, and judgment to recognize and avoid choices
that could be detrimental to them.” Id. at 272 (internal marks and citation omitted).
Specific to law enforcement interrogations, “a reasonable child subjected to police
questioning will sometimes feel pressured to submit when a reasonable adult would
feel free to go,” the Court observed. Id. And in many cases, “the custody analysis
would be nonsensical absent some consideration of the suspect’s age.” Id. at 275.
¶ 30 The Court considered the school setting to present just such a situation. Id.
In the school setting, “[n]either officers nor courts can reasonably evaluate the effect
of objective circumstances that, by their nature, are specific to children without
accounting for the age of the child subjected to those circumstances[,]” the Court
reasoned. Id. at 276. The Court went on to note that
the effect of the schoolhouse setting cannot be disentangled from the identity of the person being questioned. A student—whose presence at school is compulsory and whose disobedience at school is cause for disciplinary action—is in a far different position than, say, a parent IN RE D.A.H.
volunteer on school grounds to chaperone an event[.] . . . Without asking whether the person questioned in the school is a minor, the coercive effect of the schoolhouse setting is unknowable.
Id. at 276 (internal marks and citation omitted).
¶ 31 Accordingly, the Court found that considering a child’s age was perfectly
consistent with the objective nature of the Miranda test. Id. The Court cautioned
that while “a child’s age will [not] be a determinative, or even a significant, factor in
every case,” in many cases it is “a reality that courts cannot simply ignore.” Id. at
277. Thus, the Court ultimately held that “so long as the child’s age was known to
the officer at the time of police questioning, or would have been objectively apparent
to a reasonable officer, its inclusion in the custody analysis is consistent with the
objective nature of that test.” Id. at 277.
¶ 32 Another prominent decision in our juvenile Miranda caselaw was In re D.A.C.,
225 N.C. App. 547, 741 S.E.2d 378 (2013). There, officers were investigating gunshots
that had been fired into a home when they encountered a juvenile in the yard across
the street. Id. at 548, 741 S.E.2d at 379. The juvenile’s father came outside and
encouraged the juvenile “to go with the officers and to be truthful.” Id. The officers
asked the juvenile if he would speak with them and they received an affirmative
response. Id. They walked with the juvenile to the corner of the yard, about “ten feet
outside the home, where they talked for about five minutes.” Id. They all stood at IN RE D.A.H.
arms’ length from each other, and though both officers were armed, “neither of them
touched or made any movement towards their weapons at any point.” Id. at 548-49,
741 S.E.2d at 380. However, the officers never expressly told the juvenile that he was
free to leave or that he did not have to answer their questions. Id.
¶ 33 After the officers asked the juvenile whether he had fired the shots, the
juvenile confessed. Id. at 549, 741 S.E.2d at 380. The juvenile later filed a motion to
suppress his confession for violation of his Miranda rights, which was denied by the
trial court. Id. On appeal, we held that the trial court acted properly because the
juvenile was not subjected to a custodial interrogation while speaking with the
officers. Id. at 550, 741 S.E.2d at 380. “A careful analysis of the totality of the
circumstances surrounding the making of [the] Juvenile’s statement clearly
indicate[d] . . . that [he] was not subject to the degree of restraint inherent in a formal
arrest[,]” we reasoned. Id. at 552, 741 S.E.2d at 382. We relied on the fact that (1)
the officers “asked him to step outside, rather than instructing him to do so”; (2) the
juvenile did nothing more than “answer a simple, straightforward question” posed to
him by the officers; (3) during the conversation, all three participants “were standing
and remained at arm’s length from each other”; (4) the conversation occurred “in
broad daylight,” “in an open area in [the juvenile’s] own yard with his parents
nearby”; and (5) the conversation only lasted for about five minutes. Id. at 553, 741
S.E.2d at 382. IN RE D.A.H.
¶ 34 Finally, In re R.P., 216 N.C. App. 585, 718 S.E.2d 423, 2011 WL 5185568 (2011)
(unpublished), demonstrates how this Court has addressed cases that fail to properly
apply the standard from J.D.B. There, a high-school student filed a motion to
suppress an incriminating statement he made to an SRO, but his motion was denied
by the trial court. Id. at *1-2. On appeal, we discussed the decisions in both In re
K.D.L. and J.D.B., noting that under then-current North Carolina Miranda law, we
were required to consider both (1) whether the student had been subjected to
restraints that go beyond “the limitations that are characteristic of the school
environment in general,” and (2) how “the juvenile’s age and experience” might factor
into the custodial question. Id. at *3 (internal marks and citation omitted). However,
because the trial court failed to issue a written order, and because the trial transcript
left us “unable to discern whether the trial court considered the juvenile’s age in
accordance with the United States Supreme Court’s mandate in In re J.D.B.,” we
concluded that it necessary to remand the matter for further fact-finding. Id. at *4.
3. Clarifying the Juvenile Custodial Interrogation Test
¶ 35 Today we harmonize our prior opinions on this issue in light of the United
States Supreme Court’s holding in J.D.B. and the holdings of our sister courts in
other states. There can be no doubt that educators and law enforcement are
increasing their collaboration in the school setting and that school officials are
increasingly becoming active participants in the criminal justice system. While IN RE D.A.H.
potentially warranted for both the educational and safety needs of our children, this
cooperation must be consistent with the Fifth Amendment’s guarantee against self-
incrimination. As the United States Supreme Court recognized in J.D.B., the Fifth
Amendment requires that minors under criminal investigation be protected against
making coerced, inculpatory statements, even when—and perhaps, in some cases,
particularly because—they are on school property. J.D.B., 564 U.S. at 275. Increased
cooperation between educators and law enforcement cannot allow the creation of
situations where no Miranda warnings are required just because a student is on
school property.
¶ 36 To that end, we believe that one aspect of the schoolhouse Miranda test is
particularly deserving of an in-depth review here—namely, the extent of the SRO’s
involvement in the interrogation. On one end of the custodial spectrum, it is near-
universally agreed that a meeting solely between a student and school officials
generally will not qualify as a custodial interrogation. See In re K.D.L., 207 N.C. App.
at 459, 700 S.E.2d at 771 (noting that Miranda “does not automatically apply to all
government actors”—rather, it only applies to interrogations conducted by, or in
concert with, law enforcement officers); D.Z. v. State, 100 N.E.3d 246, 247 (Ind. 2018)
(“[W]hen school officials alone meet with students, a clear rule governs: Miranda
warnings are not required.”); Martin R. Gardner, Removing Miranda from School
Interrogations, 99 NEB. L. REV. 16, 30 (2020) (“If there is no law enforcement IN RE D.A.H.
involvement, then there is no custody and no Miranda applicability.”).
¶ 37 On the other end of the spectrum, an interview that features heavy SRO
involvement or direction will often qualify as a custodial interrogation. See, e.g., In
re R.H., 568 Pa. 1, 4-8, 791 A.2d 331, 332-35 (2002) (holding that Miranda warnings
should have been given where a student was removed from class by an SRO and
interrogated by the officer for 25 minutes, and where the interrogation “ultimately
led to charges by the municipal police, not punishment by school officials pursuant to
school rules”).
¶ 38 Then there are cases between those two ends of the spectrum—cases like the
present one—where the SRO is present while the juvenile is questioned by school
officials but does not participate in the questioning, or where the SRO participates
minimally in the questioning. We hold that circumstances such as these can indeed
qualify as custodial interrogations where Miranda warnings are required. As
discussed above, in In re K.D.L., we held that Miranda warnings were required even
when the SRO remained silent throughout the juvenile’s interview. See In re K.D.L.,
207 N.C. App. at 461, 700 S.E.2d at 772 (holding that a custodial interrogation had
occurred—despite the fact that the SRO “did not ask any questions”—because the
SRO’s “near-constant supervision” of the interrogation and “active listening”
throughout might “cause a reasonable person to believe” that the principal was
interrogating the juvenile “in concert with” the SRO). IN RE D.A.H.
¶ 39 Today we reaffirm this principle. We agree that when a student is interrogated
in the presence of an SRO—even when the SRO remains silent—the presence of the
officer can create a coercive environment that goes above and beyond the restrictions
normally imposed during school, such that a reasonable student would readily believe
they are not free to go. This holding recognizes the “reality that courts cannot simply
ignore”—that juveniles are uniquely susceptible to police pressure and may feel
compelled to confess when a reasonable adult would not. J.D.B., 564 U.S. at 277.
¶ 40 Moreover, this holding is consistent with the decisions of other state appellate
courts. Since the time In re K.D.L. was decided in 2010, several other state appellate
courts have approved of this rationale—recognizing that oftentimes the presence of
an SRO during schoolhouse questioning can transform what otherwise might appear
to be a voluntary encounter into a custodial interrogation. See, e.g., N.C. v.
Commonwealth, 396 S.W.3d 852, 854-62 (Ky. 2013) (holding that Miranda warnings
were required when the SRO was “present throughout” the juvenile’s interrogation
by the principal—despite the SRO’s minimal involvement in the questioning—
because “[n]o reasonable student . . . would have believed that he was at liberty to
remain silent, or to leave” under the circumstances); State v. Antonio T., 352 P.3d
1172, 1179-80 (N.M. 2015) (holding that the SRO’s “mere presence during [the
principal’s] questioning of [the juvenile] converted the school disciplinary
interrogation into a criminal investigatory detention,” because the SRO’s presence IN RE D.A.H.
“created a coercive and adversarial environment that does not normally exist during
interactions between school officials and students”); B.A. v. State, 100 N.E.3d 225,
229-34 (Ind. 2018) (holding that although the officers “did not directly question” the
juvenile during his interrogation by the principal, nevertheless the “consistent police
presence” throughout the interview “would place considerable coercive pressure on a
reasonable student in [the juvenile’s] situation” and required the provision of
Miranda warnings).
¶ 41 Thus, we reiterate that the presence of an SRO (or other law enforcement
officer) while a student is interrogated by a school official weighs heavily on the scale
when determining whether what otherwise might appear to be a voluntary encounter
is instead a custodial interrogation. However, we also note that the involvement of
an SRO in the questioning is a factor which is relevant, but is not by itself dispositive,
to the question of whether the encounter between a child and a school official is a
custodial interrogation. We still must look to all of the remaining Miranda factors to
determine if any statements the student makes were the product of a custodial
interrogation.
a. Custody
¶ 42 The first element of the Miranda test asks whether the juvenile was in
custody. As explained by the United States Supreme Court, IN RE D.A.H.
[W]hether a suspect is in custody is an objective inquiry. Two discrete inquiries are essential to the [custody] determination: first, what were the circumstances surrounding the interrogation; and second, given those circumstances, would a reasonable person have felt he or she was at liberty to terminate the interrogation and leave.
...
Rather than demarcate a limited set of relevant circumstances, we have required police officers and courts to examine all of the circumstances surrounding the interrogation, including any circumstances that would have affected how a reasonable person in the suspect’s position would perceive his or her freedom to leave.
J.D.B., 564 U.S. at 270-71 (internal marks and citation omitted).
¶ 43 After thoroughly reviewing the caselaw from this state, the United States
Supreme Court, and persuasive authority from other jurisdictions, we conclude that
the following factors are most relevant in determining whether a juvenile is in
custody in the context of a schoolhouse interview:
(1) traditional indicia of arrest;
(2) the location of the interview;
(3) the length of the interview;
(4) the student’s age;
(5) what the student is told about the interview;
(6) the people present during the interview; and, IN RE D.A.H.
(7) the purposes of the questioning.
¶ 44 First—was the student subjected to any of the traditional indicia of arrest? If
the student was handcuffed, transported in a police car, subjected to a search of his
or her person or belongings, or otherwise bodily restrained, then this is a strong
indication that the student was in custody. See, e.g., In re K.D.L., 207 N.C. App. at
461, 700 S.E.2d at 772 (juvenile was in custody when he was “frisked by [the] officer
and transported in the officer’s vehicle to [the principal’s] office,” as this is a type of
restraint that is “more likely experienced by an arrestee” than a student); State v.
Buchanan, 353 N.C. 332, 339, 543 S.E.2d 823, 828 (2001) (“Circumstances supporting
an objective showing that one is ‘in custody’ might include a police officer standing
guard at the door, locked doors, or application of handcuffs.”); B.A., 100 N.E.3d at 232
(“On the other end of the [custody] spectrum lie armed and uniformed police officers
who pull students from class in handcuffs before questioning them.”).
¶ 45 Second—where was the interview held? If the interview was conducted in a
location that a reasonable child might consider confining, this tends to show that the
child was in custody. See, e.g., State v. Doe, 130 Idaho 811, 818, 948 P.2d 166, 173
(1997) (“We think it unlikely that the environment of a principal’s office or a faculty
room is considered by most children to be a familiar or comfortable setting, for
students normally report to these locations for disciplinary reasons[.]”). On the other
hand, if the interview was held in a location where a child is likely to feel comfortable IN RE D.A.H.
and at-ease, this tends to show that the child was not in custody. See, e.g., In re
D.A.C., 225 N.C. App. at 553, 741 S.E.2d at 382 (holding that no custody occurred
because “instead of being involved in a closed door conference room with police and
an assistant principal, [the] juvenile was questioned in an open area in his own yard
with his parents nearby”) (internal marks and citation omitted). Other relevant
considerations include the size of the room, whether the door was closed or locked,
and the child’s familiarity with that specific location.
¶ 46 Third—how long was the interview? A long, drawn-out questioning tends to
show that the child was in custody, whereas a very brief questioning does not.
Compare In re K.D.L., 207 N.C. App. at 461, 700 S.E.2d at 772 (juvenile was in
custody where he “was interrogated for about six hours, generally in the presence of
an armed police officer”) with In re D.A.C., 225 N.C. App. at 553, 741 S.E.2d at 382
(juvenile was not in custody when “the conversation between Juvenile and the
investigating officers . . . lasted for about five minutes”). Other relevant
considerations include whether the child was offered a place to sit, and whether the
child is offered common courtesies such as food, water, or bathroom breaks. See State
v. Hammonds, 370 N.C. 158, 164, 804 S.E.2d 438, 443 (2017) (suspect was not in
custody when “the detectives offered [him] food or drink” and bathroom breaks were
made available).
¶ 47 Fourth—how old was the student? As explained by the United States Supreme IN RE D.A.H.
Court in J.D.B., younger children are far more “vulnerable or susceptible to outside
pressures” than older children or adults. See J.D.B., 564 U.S. at 272 (internal marks
and citation omitted). Thus, the younger the student, the more sensitive the student
will be to circumstances that could be coercive—“[s]o long as the child’s age was
known to the officer at the time of the interview, or would have been objectively
apparent to any reasonable officer.” Id. at 274. Compare Doe, 130 Idaho at 819, 948
P.2d at 174 (holding that it was “unlikely that any ten-year-old would feel free to
simply leave” when questioned by an SRO or school authorities); with J.D.B., 564
U.S. at 277 (explaining that “teenagers nearing the age of majority” are unlikely to
feel the same coercive pressures as younger children) (internal marks and citation
¶ 48 Fifth—what was the student told about the interview? If the student is
informed that he or she is free to leave, that answering questions is not required, or
is offered the opportunity to call a parent or guardian, then this tends to show that
the student was not in custody. See, e.g., In re Hodge, 153 N.C. App. 102, 108, 568
S.E.2d 878, 882 (2002) (juvenile was not in custody when the detective “prefaced her
interview with [the juvenile] by saying, ‘you don’t have to talk to me,’ ‘I am not going
to arrest you’”). On the other hand, if the student is not informed about the nature
of the interview, and is not told whether his or her presence is compulsory or
voluntary, this weighs in favor of the conclusion that the student was in custody. See IN RE D.A.H.
In re K.D.L., 207 N.C. App. at 461-62, 700 S.E.2d at 772-73 (juvenile was in custody
where he “knew he was suspected of a crime,” and there was “no suggestion anything
transpired that would cause him to believe he was free to leave”). And of course, a
student is certainly in custody if he or she is expressly told not to leave.
¶ 49 Sixth—who all is present during the interview? If the student is questioned in
the presence of multiple SROs or other law enforcement officers, or even by numerous
school officials, this tends to show that the student was in custody. See, e.g., B.A.,
100 N.E.3d at 232 (considering the “number of officers present and how they are
involved” as a key step in custody analysis). On the other hand, if a parent, guardian,
or other person who can advocate for the child (such as a guidance counselor), is
present or nearby during the interview, this suggests a reasonable child would not
have felt coerced. Compare In re D.A.C., 225 N.C. App. at 553, 741 S.E.2d at 382
(juvenile was not in custody when he was “questioned in an open area in his own yard
with his parents nearby”); with Doe, 130 Idaho at 818, 948 P.2d at 173 (juvenile was
in custody when “[n]o parent or other adult concerned with Doe’s best interest was
present during the questioning”).
¶ 50 Seventh—what were the objectively apparent purposes of the interview? In
other words, was the interview primarily a criminal investigation or primarily a
school disciplinary matter? See Antonio T., 352 P.3d at 1179 (“Questioning a child
for school disciplinary matters is distinguishable from questioning a child for IN RE D.A.H.
suspected criminal wrongdoing.”); N.C., 396 S.W.3d at 865 (explaining that even
“when law enforcement is involved” in the questioning of a student, Miranda
warnings are not necessary “if the matter purely concerns school discipline”). If the
interview was the result of specific criminal suspicion directed toward the student,
questioning occurring during the investigation of this suspicion will be subject to
closer scrutiny by courts. See In re D.A.C., 225 N.C. App. at 552, 741 S.E.2d at 382
(holding that “the degree to which suspicion had been focused on the defendant” prior
to the interview is a relevant Miranda factor) (internal marks and citation omitted);
In re K.D.L., 207 N.C. App. at 461, 700 S.E.2d at 772 (interview was custodial when
juvenile “knew he was suspected of a crime” as opposed to a mere violation of school
rules). On the other hand, if the interview is a disciplinary investigation into the
breaking of school rules and its result is unlikely to involve the criminal justice
system, questioning of the student will not be considered to have occurred while the
student was in custody. See, e.g., Matter of Phillips, 128 N.C. App. 732, 735, 497
S.E.2d 292, 294 (1998) (no Miranda warnings required when school officials “did not
question the juvenile to obtain information to use in criminal proceedings but
questioned her simply for school disciplinary purposes”).
¶ 51 The purpose of an interview (criminal vs. disciplinary) can also be revealed by
examining the degree and nature of the cooperation between school officials and law
enforcement, including an SRO. Did the SRO work with the school official by IN RE D.A.H.
following a set of pre-defined procedures in conducting the interview? For example,
if school officials typically follow a certain process when disciplining a child for
breaking school rules, and use a different process when investigating criminal
activity, then the use of (or departure from) these procedures is instructive. See, e.g.,
N.C., 396 S.W.3d at 854 (evidence showed that student was in custody when principal
and SRO had employed a “loose routine they followed for questioning students when
there was suspected criminal activity”).
b. Interrogation
¶ 52 The second element of the Miranda test asks whether the juvenile was subject
to an interrogation. Under this element, the primary concern is whether the
authorities employed “any words or actions” that they “should know are reasonably
likely to elicit an incriminating response from the suspect.” Innis, 446 U.S. at 301.
The focus here is on “the suspect’s perceptions” of the encounter, “rather than on the
intent of the law enforcement officer.” State v. Golphin, 352 N.C. 364, 406, 533 S.E.2d
168, 199 (2000).
¶ 53 In the context of a schoolhouse interrogation, the following factors are most
relevant to the interrogation element:
(1) the nature of the questions asked (interrogative or mandatory);
(2) the willingness of the juvenile’s responses; and,
(3) the extent of the SRO’s involvement. IN RE D.A.H.
¶ 54 First—what was the nature of the statements made by the questioner? If the
questions were mostly open-ended (e.g., “would you like to tell me what happened?”),
this weighs against concluding that the questioning was an interrogation. See, e.g.,
In re D.A.C., 225 N.C. App. at 553, 741 S.E.2d at 382 (juvenile was not subject to
custodial interrogation when he was “asked . . . rather than instruct[ed]” to cooperate,
and “did nothing more . . . than answer a simple, straightforward question”). On the
other hand, if the questions are accompanied by imperative statements suggesting
compliance is mandatory (e.g., “you have to tell me the truth”), this supports the
conclusion that the questioning was an interrogation. See, e.g., In re K.D.L., 207 N.C.
App. at 462, 700 S.E.2d at 773 (juvenile was subject to custodial interrogation when
he was not “given the option of answering questions,” but rather was instructed to
answer). The tone of voice, volume, and body language used by the questioner are
also relevant here. See Hammonds, 370 N.C. at 164, 804 S.E.2d at 443 (no custodial
interrogation when the conversation with the suspect was “calm and cordial in tone”
and “the detectives offered [the suspect] food or drink”).
¶ 55 Second—how willingly did the subject respond to the questions? If the juvenile
makes a wholly unsolicited or spontaneous statement, such a statement is unlikely
to be considered to have been made in the context of interrogation. See In re D.L.D.,
203 N.C. App. 434, 444, 694 S.E.2d 395, 403 (2010) (no custodial interrogation
occurred when juvenile’s “unsolicited and spontaneous” statement was “not [made] at IN RE D.A.H.
the questioning of the officers”) (internal marks and citation omitted). On the other
hand, if a juvenile expresses hesitancy or reluctance to answer, claims ignorance of a
subject, or must be coaxed into answering, this weighs in support of the ultimate
conclusion that any statements made occurred during an interrogation.
¶ 56 Third—what was the extent of the involvement of law enforcement? As
discussed above, a custodial interrogation can occur even when the SRO is present
while a student is interviewed by school officials but does not ask questions.
However, the scope and extent of the SRO’s involvement in the questioning is still a
relevant factor in ascertaining whether or not an interrogation occurred. If the SRO
was not present for the entirety of the questioning or for significant portions of it, the
absence of the officer can weigh against the conclusion that the questioning qualified
as an interrogation. See In re R.B.L., 242 N.C. App. 383, 776 S.E.2d 363, 2015 WL
4429626, at *1-8 (2015) (unpublished) (juvenile was not subject to custodial
interrogation when the SRO “stood off to [the] side,” did not ask questions, and
“entered and exited the room several times” during the interview). On the other
hand, if the SRO directs the questioning, either by leading it or participating heavily
in it, this weighs in support of the conclusion that the questioning was an
interrogation. In re K.D.L., 207 N.C. App. at 461, 700 S.E.2d at 772.
¶ 57 Finally, we note that as with the reasonable adult standard, no single factor is
controlling in determining whether statements made by a juvenile are the product of IN RE D.A.H.
custodial interrogation. Rather, the inquiry is whether the totality of the
circumstances surrounding the questioning “add up to custody.” J.D.B., 564 U.S. at
278 (citation omitted).
C. Application
¶ 58 Now we turn to the facts of the present case and the issue of whether the
statements Deacon made were the product of a custodial interrogation. To briefly
review, 13-year-old Deacon was called into to the principal’s office after officers
received a tip that Deacon had sold marijuana to another student. He was then
questioned by the principal while the SRO was present the entire time, and after
some prompting made a confession. It was not until after Deacon made this
confession that his guardian was contacted, and at no point was he told that he was
free to leave or to refuse to answer questions. We hold that this amounted to a
custodial interrogation and that the trial court erred in concluding otherwise and
denying the motion to suppress.
1. Custody
¶ 59 First—would a reasonable student in Deacon’s place have felt free to terminate
the interview and leave, under these circumstances? We conclude that a reasonable
13-year-old would not, given the location of the interview, what Deacon could have
known about the interview before it began, the people present during the interview,
and the investigatory purpose of the interview. IN RE D.A.H.
¶ 60 Thirteen-year-old Deacon arrived at school on the morning of 14 March 2019
knowing that he was in trouble—knowing that his classmate had recently been
caught with the marijuana that Deacon had sold him. In fact, he had been absent
from school the prior two days because he was so nervous about what might happen
when he returned. His worries were confirmed when he was summoned to the
principal’s office that morning, where both Principal Whitaker and Deputy Sechrist
were waiting for him. The two authority figures sat together opposite Deacon.
Deputy Sechrist was wearing his uniform, and Principal Whitaker was dressed
formally in a suit. Deacon was not told that he was free to go, was not told that he
did not have to answer questions, and was not told that he could call his grandmother
if he wished.
¶ 61 We hold that, under these circumstances, no reasonable 13-year-old would
have felt free to leave. Even before any questions were asked, it appeared that this
interview was for purposes of a criminal investigation rather than a mere disciplinary
matter. Deacon’s classmate Daniel had been caught with marijuana only three days
prior, and had admitted that he bought the drugs from Deacon. Deputy Sechrist and
Principal Whitaker were thus following a lead as a part of a criminal investigation
when they called Deacon into the office to be questioned.
¶ 62 The State contends that this was purely a disciplinary matter (and that no
Miranda warning was required) because Principal Whitaker was only concerned with IN RE D.A.H.
why Deacon had missed school the previous two days. While it is true that Deacon
had missed school for two days, if this had been a pure disciplinary matter regarding
Deacon’s absences, then there would have been no reason to have the SRO present.
Though the record does not demonstrate what typical procedures Gentry Middle
School follows when a student has accrued two days’ worth of absences—absences
which might not have been unexcused2—we strongly suspect that not every instance
involves a student being summoned out of class to meet with the principal and a
uniformed SRO.
¶ 63 Moreover, once inside the principal’s office—an intimidating atmosphere to
any reasonable 13-year-old—Deacon found himself in a room not only with the
principal, but also the same officer that had questioned Daniel. A reasonable student
in Deacon’s position would believe that he was going to be questioned about potential
criminal behavior, not disciplined for missing two days of school. Accordingly, we
hold that Deacon was in custody at the time of his questioning by Principal Whitaker
and Deputy Sechrist.
2. Interrogation
¶ 64 We must next address whether Deacon was subjected to interrogation—i.e.,
whether the questioning was of a nature that the two authority figures should have
2 Deputy Sechrist admitted at the suppression hearing that he did not know whether
Deacon’s absences were unexcused. IN RE D.A.H.
known was likely to elicit an incriminating response from Deacon. We conclude that
the answer to this question is also yes, given the nature of the questions asked, the
length of the interview, the extent of Deputy Sechrist’s involvement, and the
differential treatment of Deacon as compared to Daniel.
¶ 65 After Deacon arrived at the principal’s office, he began to be questioned by
Principal Whitaker, while Deputy Sechrist sat by the principal’s side and observed
throughout. However, Deputy Sechrist’s testimony regarding the content of the
interview was not exhaustive. He offered three slightly differing accounts of what
happened: (1) initially testifying that Deacon apparently volunteered the information
about the marijuana sale without being prompted; (2) then clarifying that Principal
Whitaker had asked Deacon to tell them “what had taken place,” whereupon Deacon
confessed; and (3) finally stating that Principal Whitaker had simply asked Deacon
“where have you been for the last few days,” to which Deacon responded that he had
skipped school for fear of being punished for the marijuana sale.
¶ 66 Though it is not clear precisely what questions Principal Whitaker asked
Deacon, it is clear that Deacon’s grandmother was not contacted until after Deacon
had already confessed in response to the questioning. Deputy Sechrist also stated
that “not very many questions were even asked” prior to the grandmother being
called—but the very phrasing of this statement implies that multiple questions were
asked before Deacon’s guardian was notified, and that enough were asked to elicit a IN RE D.A.H.
confession. Under these circumstances, both Principal Whitaker and Deputy Sechrist
should have known that asking these questions of a 13-year-old (who was already the
suspect of a criminal investigation and likely knew he was a suspect, and who had
not yet been afforded any ability to contact his guardian), would have been likely to
result in an incriminating statement.
¶ 67 We also cannot ignore the fact that Deacon received a very different treatment
than his classmate Daniel. After Daniel was found with marijuana on the school bus,
he was escorted by Deputy Sechrist to the principal’s office, and his father was
immediately contacted. Once inside the principal’s office, Daniel asked whether he
could “speak freely,” but Deputy Sechrist expressly instructed him to “wait until your
daddy gets here.” Daniel was not asked any questions until after his father arrived.
¶ 68 In contrast, Deacon was not advised to keep quiet until his guardian arrived,
and Deacon’s guardian was not even contacted until after he had confessed. This
unequal treatment underscores that the purpose of interviewing Deacon was to
conduct a criminal investigation, not to investigate whether he had broken a school
rule about absences. Unlike Daniel, Deacon did not have access to a guardian or
other adult concerned with his best interest during the questioning, demonstrating
that the purpose of the questioning was to elicit an inculpatory response from a
criminal suspect, rather than to mete out school discipline for missing class.
¶ 69 As the State notes, it is true that Deputy Sechrist himself asked no questions IN RE D.A.H.
of Deacon during the interview, based on Deputy Sechrist’s testimony. However, as
in In re K.D.L., Deputy Sechrist’s presence during the entirety of the interview
“significantly increased the likelihood” that Deacon “would produce an incriminating
response to the principal’s questioning.” 207 N.C. App. at 461, 700 S.E.2d at 772.
Moreover, we find it relevant that Deputy Sechrist was intimately involved in the
investigation from the outset. He investigated the original incident on the bus,
escorted Daniel to the principal’s office, warned Daniel not to speak prior to his father
arriving, and was present throughout Daniel’s questioning. Prior to speaking with
Deacon, Deputy Sechrist had also performed lab tests on the substance recovered
from Daniel to confirm it was marijuana. On the day of questioning Deacon, Deputy
Sechrist was in uniform, he sat on the same side of the desk as the principal, and was
present for the entire interview. Under these circumstances, Deputy Sechrist was
more than just an observer to a school disciplinary conversation—he was a law
enforcement officer investigating a crime.
¶ 70 Finally, we note that the trial court relied on an erroneous legal standard in
concluding that Deacon’s interview was not a custodial interrogation. The trial court
based its determination primarily on the “fact” that Deputy Sechrist was not “some
strange officer in uniform” and that it was “not unusual in a school setting” for a
student “to be called into a principal’s office.” This is not the test for whether a
Miranda warning is required. IN RE D.A.H.
¶ 71 First, aside from the fact that there was no evidence in the record to support
the finding that Deputy Sechrist was not a “strange officer in uniform,” it bears
emphasizing that the Miranda inquiry is an objective, not subjective, test.
Yarborough v. Alvarado, 541 U.S. 652, 663 (2004). Any supposed familiarity between
a 13-year-old and an investigating officer is irrelevant under a proper Miranda
inquiry. Id. at 668-69 (relying on a suspect’s “prior history with law enforcement” in
a Miranda analysis is “improper” because “[t]he inquiry turns too much on the
suspect’s subjective state of mind and not enough on the objective circumstances of
the interrogation”) (internal marks and citation omitted).
¶ 72 Rather, the objective Miranda inquiry turns on (1) “the circumstances
surrounding the interrogation”; and (2) whether “given those circumstances,” a
reasonable 13-year-old would “have felt he or she was not at liberty to terminate the
interrogation and leave.” Thompson v. Keohane, 516 U.S. 99, 112 (1995). The
circumstances here were that Deacon, a 13-year-old suspect in a criminal
investigation, was called out of class to be questioned in the principal’s office
alongside the SRO; was neither told he was free to leave nor that he did not have to
answer questions; and was not provided the option of contacting his guardian until
after he had already confessed.
¶ 73 The trial court was required to take these circumstances into account to
determine whether a reasonable 13-year-old in Deacon’s position would have felt free IN RE D.A.H.
to terminate the encounter and leave. There is no indication in the trial court’s order
that it considered or applied this standard. Accordingly, the trial court erred in
denying the motion to suppress Deacon’s confession; in concluding that the
questioning did not amount to a custodial interrogation; and in concluding that
Deacon was not entitled to the protections of the Fifth Amendment or N.C. Gen. Stat.
§ 7B-2101.
III. Conclusion
¶ 74 The trial court erred in concluding that Deacon’s confession was not the
product of a custodial interrogation and in denying the motion to suppress Deacon’s
confession. We therefore reverse and remand the order of the trial court.
REVERSED AND REMANDED.
Judges HAMPSON and CARPENTER concur.
Related
Cite This Page — Counsel Stack
In re: D.A.H., Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-dah-ncctapp-2021.