In Re Custodian of Records

19 A.3d 1032, 420 N.J. Super. 182
CourtNew Jersey Superior Court Appellate Division
DecidedMay 31, 2011
DocketA-0924-10T3
StatusPublished
Cited by3 cases

This text of 19 A.3d 1032 (In Re Custodian of Records) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Custodian of Records, 19 A.3d 1032, 420 N.J. Super. 182 (N.J. Ct. App. 2011).

Opinion

19 A.3d 1032 (2011)
420 N.J. Super. 182

In the Matter of Subpoena Duces Tecum on CUSTODIAN OF RECORDS, CRIMINAL DIVISION MANAGER, Morris County.

No. A-0924-10T3.

Superior Court of New Jersey, Appellate Division.

Argued March 22, 2011.
Decided May 31, 2011.

*1033 Mark G. Eliades, Supervising Deputy Attorney General, argued the cause for appellant State of New Jersey (Paula T. Dow, Attorney General, attorney; Mr. Eliades, of counsel and on the brief; Paul Salvatoriello, Deputy Attorney General, on the brief).

John J. McMahon, Chief Trial Attorney, argued the cause for respondent Alphonso Cataldo (Yvonne Smith Segars, Public Defender, attorney; Mr. McMahon, of counsel and on the brief).

Before Judges PARRILLO, YANNOTTI and SKILLMAN.

The opinion of the court was delivered by

SKILLMAN, J.A.D. (retired and temporarily assigned on recall).

The issue presented by this appeal is whether a defendant's application for representation by the Public Defender and the factual materials submitted in support of that application are protected by the attorney-client privilege. We conclude that under the circumstances of this case, where defendant's application for representation by the Public Defender and supporting materials may contain information the State could use against him in the prosecution of the charges for which he sought such representation, defendant may invoke the attorney-client privilege.

I.

A State grand jury indicted defendant and thirty-three other persons for racketeering, in violation of N.J.S.A. 2C:41-2(c) and (d); falsifying records, in violation of N.J.S.A. 2C:21-4; failure to file tax returns, in violation of N.J.S.A. 54:52-8; failure to pay gross income taxes, in violation of N.J.S.A. 54:52-9; money laundering, in violation of N.J.S.A. 2C:21-25, involving property valued in excess of $500,000; and numerous other offenses.

Defendant applied for representation by the Public Defender and was interviewed in connection with that application by an employee of the Superior Court, Criminal Division Manager's Office, Morris County. Defendant's application was subsequently approved by that Office as provided by N.J.S.A. 2A:158A-15.1 and Rule 3:8-3. See State v. Blacknall, 335 N.J.Super. 52, 57, 760 A.2d 1151 (Law Div.2000).

Thereafter, the Attorney General's Office served a trial subpoena upon the custodian of records in the Criminal Division Manager's Office for the production of:

All applications [including but not limited to 5A forms], writings, financial investigation reports and/or notes, mortgage records, financial documents reflecting assets or indebtedness, promissory notes or written obligations/guarantees for the provision of services of the Public Defender, as well as any other document, writing or item compiled pursuant to the inquiry made under the authority of N.J.S.A. 2A:158A-15.1, as well as the consideration of the requirements in N.J.S.A. 2A:158A-14, attributable to defendant Thomas [sic] Cataldo, in connection with State Grand Jury Indictment 10-05-00057-S.

The trial court issued an order quashing this subpoena. In its statement of reasons supporting this order, the court stated:

[Defendant] is currently being represented by a public defender, and the State is seeking information related to his representation in this on-going case.
... [E]ven initial conversations with an attorney the client seeks to hire are protected under the [attorney-client] privilege.

*1034 The court concluded its statement of reasons by stating: "[T]he State's motive in obtaining [these] documents is unclear." The order quashing the subpoena was made "without prejudice."

The trial court also denied the State's motion for reconsideration. In its statement of reasons in support of this denial, the court distinguished the cases relied upon by the State as involving situations "in which representation by the Office of the Public Defender [had] ceased" when the State subpoenaed a defendant's application for representation by the Public Defender, and reaffirmed its conclusion that "the attorney-client privilege extends to any statement [by the defendant], written or oral, including financial information disclosed in the `5A' intake form."

We granted the State's motion for leave to appeal the order quashing the Attorney General's subpoena of the documents defendant submitted in support of his application for representation by the Public Defender and denying reconsideration.

II.

The attorney-client privilege, which is codified at N.J.S.A. 2A:84A-20 and appears in N.J.R.E. 504, provides that "communications between lawyer and his client in the course of that relationship and in professional confidence, are privileged." A "client" entitled to the protection of the attorney-client privilege includes "a person... that ... consults a lawyer or the lawyer's representative for the purpose of retaining the lawyer." N.J.R.E. 504(3)(a). Thus, "[c]onfidential disclosures by a client to an attorney made in order to obtain legal assistance are privileged." Fisher v. United States, 425 U.S. 391, 403, 96 S.Ct. 1569, 1577, 48 L.Ed.2d 39, 51 (1976). Furthermore, such confidential disclosures may be made not only directly to the attorney but also through "necessary intermediaries and agents." State v. Davis, 116 N.J. 341, 361, 561 A.2d 1082 (1989) (quoting State v. Kociolek, 23 N.J. 400, 413, 129 A.2d 417 (1957)).

"It is also beyond question that indigent, needy or otherwise eligible clients, assisted by attorneys without fees, are entitled to the same protections as clients who retain private counsel." In re Advisory Op. No. 544 of N.J. Supreme Court Advisory Comm. on Prof'l Ethics, 103 N.J. 399, 404, 511 A.2d 609 (1986); see N.J.S.A. 2A:158A-12 (specifically recognizing applicability of attorney-client privilege to communications between an "individual defendant and any person in or engaged by the Office of the Public Defender ... to the same extent and degree as though counsel has been privately engaged").

However, the attorney-client privilege "is not absolute." Fellerman v. Bradley, 99 N.J. 493, 502, 493 A.2d 1239 (1985). "Like all evidentiary privileges, the attorney-client privilege ... can conflict with other important policies of our judicial system." Ibid. Therefore, confidential disclosures by a client, such as the client's identity or address, may be protected by the attorney-client privilege under some but not under other circumstances. See In re Nackson, 114 N.J. 527, 532-39, 555 A.2d 1101 (1989); In re Advisory Op. No. 544, supra, 103 N.J. at 409-12, 511 A.2d 609; Fellerman, supra, 99 N.J. at 499-502, 506-07, 493 A.2d 1239. The determination whether a communication between a client and an attorney is protected must be made "on the basis of the purposes for which the privilege exists and the reasons for its assertion in the context of the particular case." Fellerman, supra, 99 N.J. at 502, 493 A.2d 1239.

The trial court correctly applied these principles in quashing the Attorney General's subpoena of defendant's application *1035

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