In re Cronk

52 A.D.3d 54, 856 N.Y.S.2d 186

This text of 52 A.D.3d 54 (In re Cronk) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Cronk, 52 A.D.3d 54, 856 N.Y.S.2d 186 (N.Y. Ct. App. 2008).

Opinion

OPINION OF THE COURT

Per Curiam.

The Grievance Committee for the Ninth Judicial District (hereinafter the Grievance Committee) served the respondent with a petition dated November 2, 2006, containing nine charges of professional misconduct against him. After a hearing on June 6, 2007, the Special Referee sustained all charges with the exception of charge six, which had been withdrawn pursuant to the parties’ stipulation. The Grievance Committee now moves to confirm the Special Referee’s report and to impose such discipline upon the respondent as the Court may deem just and proper. Although the respondent was duly served with the Grievance Committee’s motion papers by mail on August 13, 2007, he neither submitted a reply nor requested additional time in which to do so.

Charge one of the petition alleges that the respondent engaged in conduct prejudicial to the administration of justice and adversely reflecting on his fitness as a lawyer, in violation of Code of Professional Responsibility DR 1-102 (a) (5) and (7) (22 NYCRR 1200.3 [a] [5], [7]), by failing to cooperate with one or more lawful demands of the Grievance Committee.

On or about December 27, 2005, the Grievance Committee opened an investigation into the respondent’s alleged professional misconduct involving the issuance of a check from his attorney escrow account at the Bank of New York. By letter dated February 9, 2006, the Grievance Committee requested of the re[56]*56spondent specified bookkeeping records relating to his escrow account for the period January 1, 2005, through February 1, 2006. The Grievance Committee directed the respondent to provide the records by March 1, 2006, and advised him that an unexcused failure to timely comply constitutes professional misconduct independent of the merits of the underlying investigation and could result in a motion for his immediate suspension.

Although the respondent received the Grievance Committee’s February 9, 2006, correspondence at his place of employment, he failed to produce the requested records.

On or about March 15, 2006, the Clerk of the Court issued a judicial subpoena and a judicial subpoena duces tecum requiring the respondent’s attendance at the Grievance Committee’s offices on April 27, 2006, for an examination under oath as well as the production of certain documents in conjunction with said examination, including the bookkeeping records for his escrow account previously requested.

The respondent appeared at the Grievance Committee’s offices on April 27, 2006, and was examined under oath. Under oath, the respondent acknowledged his failure to previously provide the requested records and his failure to comply with the judicial subpoena duces tecum. The respondent’s failure to comply impeded the Grievance Committee’s investigation.

Charge two alleges that the respondent failed to maintain and produce required bookkeeping records from his escrow account, in violation of Code of Professional Responsibility DR 9-102 (i) and (j) (22 NYCRR 1200.46 [i], |j]).

During his examination under oath on April 27, 2006, the respondent testified that he has not maintained a check register and/or the records necessary to identify a source and description of each item deposited into his attorney escrow account, as well as the date, payee, and purpose of each withdrawal or disbursement.

Charge three alleges that the respondent engaged in conduct adversely reflecting on his fitness as a lawyer, in violation of Code of Professional Responsibility DR 1-102 (a) (7) (22 NYCRR 1200.3 [a] [7]), by failing to account for funds deposited into and disbursed from his escrow account.

After acknowledging his failure to provide bookkeeping records previously requested by the Grievance Committee, the respondent represented, during his April 27, 2006, deposition, [57]*57that he would obtain information needed to account fully for the activity in his escrow account and cooperate with its ongoing investigation.

From approximately May through June 2006, the Grievance Committee received copies of certain bank records relating to the respondent’s escrow account directly from the Bank of New York, pursuant to a subpoena issued by the Clerk of the Court. Those records included copies of monthly bank records for the period May 17, 2005, through March 31, 2006, copies of cancelled checks, and copies of deposit slips with corresponding deposit items.

The Grievance Committee forwarded copies of those bank records to the respondent with a transmitted letter dated June 28, 2006, all sent via certified mail. The Grievance Committee asked the respondent to provide an accounting by July 28, 2006, identifying the sources and purpose of each deposit reflected on the monthly statements, including wire transfers, as well as the payee and purpose of each withdrawal. The respondent failed to comply.

Charge four alleges that the respondent made improper cash withdrawals from his escrow account, in violation of Code of Professional Responsibility DR 9-102 (e) (22 NYCRR 1200.46 [e]).

The bank records obtained by the Grievance Committee establish that the respondent disbursed from his escrow account some 74 checks to cash between April 17, 2005, and December 29, 2005, rather than disbursing them to a named payee. These checks ranged in amounts from $35 to $22,305.

Charge five alleges that the respondent commingled personal funds in his attorney escrow account, in violation of Code of Professional Responsibility DR 9-102 (a) (22 NYCRR 1200.46 [a]).

During his deposition on April 27, 2006, the respondent admitted that he maintained earned legal fees and other personal funds in his attorney escrow account at a time when client funds were also maintained in that account.

Charge seven alleges that the respondent engaged in conduct prejudicial to the administration of justice by failing to reregister with the Office of Court Administration (hereinafter OCA) as an attorney and counselor-at-law, in violation of Code of Professional Responsibility DR 1-102 (a) (5) (22 NYCRR 1200.3 [a] [5]).

[58]*58By letter dated January 17, 2006, the respondent was advised that a sua sponte complaint had been authorized based upon his failure to reregister as an attorney with OCA for the previous and/or current registration periods, as required by Judiciary Law § 468-a and Rules of the Chief Administrator of the Courts (22 NYCRR) part 118.

Judiciary Law § 468-a (5) provides that an attorney’s noncompliance with the registration requirements constitutes conduct prejudicial to the administration of justice and shall be referred to the Appellate Division for disciplinary action.

The respondent admitted under oath that he failed to file biennial registration statements and failed to pay the required fees for the biennial registration periods 2002-2003, 2004-2005, and 2006-2007. As of the date of the petition, the respondent remained delinquent.

Charge eight alleges that the respondent engaged in conduct prejudicial to the administration of justice and conduct adversely reflecting on his fitness as a lawyer, in violation of Code of Professional Responsibility DR 1-102 (a) (5) and (7) (22 NYCRR 1200.3 [a] [5], [7]), by failing to appear with his client for scheduled court proceedings.

On or about August 10, 2005, the respondent appeared in the County Court of Suffolk County on behalf of the defendant in People v Nicholas McCall.

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Related

§ 468
New York JUD § 468
§ 90
New York JUD § 90

Cite This Page — Counsel Stack

Bluebook (online)
52 A.D.3d 54, 856 N.Y.S.2d 186, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-cronk-nyappdiv-2008.