In re Cronin

131 A.D.3d 317, 13 N.Y.S.3d 558

This text of 131 A.D.3d 317 (In re Cronin) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Cronin, 131 A.D.3d 317, 13 N.Y.S.3d 558 (N.Y. Ct. App. 2015).

Opinion

OPINION OF THE COURT

Per Curiam.

The Grievance Committee for the Tenth Judicial District served the respondent with a verified petition dated July 17, 2012, containing four charges of professional misconduct. After a preliminary conference on May 28, 2014, and a hearing on July 14, 16 and 29, 2014, the Special Referee sustained all four charges. The petitioner now moves to confirm the report of the Special Referee, and to impose such discipline upon the respondent as this Court deems just and proper. The respondent, by her attorney, cross-moves to disaffirm the report of the Special Referee, and requests that in the event that this Court finds a violation has occurred, the sanction be limited so as not to preclude her from being able to continue to practice law.

Based upon the respondent’s admissions, her sworn testimony, and the other evidence adduced, we find that the facts are as follows:

The respondent is a partner in the law firm of Cronin & Byczek, LLP (hereinafter the firm), and is the partner in charge of the firm’s litigation practice. In or about early 2000, Jose Antonio Romero (hereinafter Romero), who was incarcerated at the Auburn Correctional Facility, contacted the respondent about bringing an action related to the death of his wife, Robin Denise Romero, who died sometime in 1999, shortly after giving birth to their child in a New York City hospital. Romero was serving an 18-year sentence of imprisonment following his conviction for manslaughter in the first degree.

Upon investigation, the firm learned that Robin Denise Romero’s mother, Redell Willis, had retained the law firm of Danker & Milstein, PC. (hereinafter the Milstein firm), to bring an action in the Supreme Court, New York County, on behalf of her daughter’s estate, to recover damages for wrongful death (hereinafter the wrongful death action). On or about May 19, [319]*3192000, the firm entered into a retainer agreement with Romero (hereinafter the retainer agreement), wherein it was agreed that the firm would represent Romero’s interests with respect to his rights as a distributee of his wife’s estate. Pursuant to the retainer agreement, the firm was entitled to receive one third of any recovery it obtained on Romero’s behalf.

In or about April 2003, the wrongful death action was settled for $1,350,000, and the settlement was approved by the Surrogate’s Court, Bronx County, in a decree dated January 21, 2004 (hereinafter the Surrogate’s decree). Pursuant to Surrogate’s Court Procedure Act § 2222-a (hereinafter SCPA 2222-a), the Surrogate’s decree directed that Romero’s share of the settlement, which was $250,000, could not be distributed “until 30 days from the date of entry of [the] Decree.” In accordance with SCPA 2222-a, on or about March 4, 2004, the Chief Clerk of the Surrogate’s Court forwarded a copy of the Surrogate’s decree to the New York State Crime Victims Board (hereinafter the CVB) via facsimile transmission.

On or about March 12, 2004, the firm received a check from the Milstein firm representing Romero’s share of the settlement in the sum of $250,000 (hereinafter the settlement proceeds). At or about that time, the firm deposited the $250,000 check into the firm’s escrow account at the First Bank of Long Island (hereinafter the escrow account). On March 16, 2004, the firm reimbursed itself for disbursements in the amount of $172.92 by check No. 12531, and issued check No. 12532 to the firm in the sum of $83,275.70 for its fees under the retainer agreement. After issuing these checks, $166,551.38 remained on deposit in the firm’s escrow account on behalf of Romero.

In April 2004, Eamonn Trainor, a senior attorney for the CVB, was contacted by a representative of the firm and advised that the firm was holding approximately $160,000 to $170,000 in settlement proceeds for Romero. After obtaining affidavits from Aida Quiles and Angela Gutierrez (hereinafter together the crime victims), Trainor contacted the firm on April 27, 2004, to confirm that it was still holding the settlement proceeds, and to advise it that the CVB was getting an injunction to “start freezing that money.” An associate at the firm, Kari Caulfield, informed Trainor that the firm was still in possession of approximately $160,000 to $170,000 of the settlement proceeds, and that the money would be held for an additional 21 days. Later that day, in a second call, Caulfield [320]*320informed Trainor that the firm had decided that the settlement proceeds would be released forthwith. Trainor then sent Caulfield a letter, by facsimile transmission, dated April 27, 2004, in which he noted that the firm was required to provide written notice to the CVB prior to disbursing the settlement proceeds, and asked the firm not to disburse any of the settlement proceeds to Romero in accordance with Executive Law § 632-a (hereinafter the Son of Sam Law). That evening, at the firm’s weekly meeting of the litigation group, the Romero matter was discussed. The respondent, six of the firm’s other attorneys, and one paralegal attended the meeting. Romero was billed for five hours for each of the attendees.

The next day, by letter dated April 28, 2004, the firm notified the CVB for the first time in writing of the firm’s receipt of the settlement proceeds. Also on that day, the respondent sent two attorneys from the firm, James LeBow and Dominick Revel-lino, to the Auburn Correctional Facility to confer with Romero. At the conference, Romero signed a nondurable power of attorney and a retainer agreement (hereinafter the 2004 retainer agreement) with the firm to represent him “regarding any and all motions, suits, actions, litigation and appeals to protect the corpus” of the settlement proceeds. Pursuant to the 2004 retainer agreement, the firm was entitled to a $75,000 refundable deposit, and work would be billed at the rate of $350 per hour. Revellino did not discuss the terms of the 2004 retainer agreement with Romero before it was signed. Romero was billed 24 hours for this visit and conference, 12 hours for each attorney.

On behalf of the crime victims, the CVB filed a verified petition by order to show cause (hereinafter the CVB OTSC) on April 29, 2004, with the Supreme Court, Albany County, seeking a temporary restraining order (TRO) and preliminary injunction barring the firm, Romero, and/or others, from disbursing the settlement proceeds. The CVB OTSC, signed by the Honorable Leslie E.. Stein, directed Romero and the firm to show cause why a preliminary injunction should not be issued pursuant to the Son of Sam Law. Further, the CVB OTSC imposed a temporary restraining order, as follows:

“ORDERED, that pending the hearing and determination of this application and, if such application is granted, then also pending the service of an order granting a preliminary injunction upon [Romero] and his aforesaid attorneys, Kari Caulfield, Esq., and the law firm of Cronin & Byczek, LLP, the aforesaid [321]*321. . . and all other persons or entities that are now or will be (as garnishees or prospective garnishees) in possession of the aforesaid proceeds in the sum of $250,000, ARE HEREBY ENJOINED, FORBIDDEN AND RESTRAINED, FROM IN ANY WAY DISBURSING, DISTRIBUTING, ENCUMBERING, TRANSFERRING OR ASSIGNING, TO ANYONE AND FOR ANY REASON WHATSOEVER, ANY PORTION OF THE AFORESAID PROCEEDS, EXCEPT AS OTHERWISE SPECIFIED HEREINABOVE; AND EXCEPT INTO [ROMERO’S] COUNSEL’S SPECIAL BANK ACCOUNT AS PROVIDED IN DR 9-102 (a), (b) (1), THERE TO REMAIN UNTIL FURTHER ORDER OF THE COURT.”

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241 F. App'x 764 (Second Circuit, 2007)

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Bluebook (online)
131 A.D.3d 317, 13 N.Y.S.3d 558, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-cronin-nyappdiv-2015.