In re Contempt Proceeding Against Miller

580 N.E.2d 313, 1991 Ind. App. LEXIS 1737, 1991 WL 217058
CourtIndiana Court of Appeals
DecidedOctober 29, 1991
DocketNo. 12A02-9010-CV-628
StatusPublished
Cited by2 cases

This text of 580 N.E.2d 313 (In re Contempt Proceeding Against Miller) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Contempt Proceeding Against Miller, 580 N.E.2d 313, 1991 Ind. App. LEXIS 1737, 1991 WL 217058 (Ind. Ct. App. 1991).

Opinion

SULLIVAN, Judge.

Roger L. Miller, an attorney, appeals a ruling of the Clinton Circuit Court, finding him in contempt during the course of his representation of Abe R. Zell in a marriage dissolution proceeding. The court found that Miller misrepresented facts to the court by stating, first, that a delay in scheduling a "no contest" hearing would prejudice his client when no such prejudice existed, and second, in representing that there was no contest when in fact Mrs. Zell (Wife) claimed there was a contest regarding the distribution of certain property. The issues upon appeal are: 1) whether the trial court erred in finding Miller's assessment of prejudice to be a misstatement of fact, and 2) whether Miller knew or should have known that there was a contest when he filed for a "no contest" hearing.

We reverse.

At an uncontested dissolution hearing on September 24, 1990, Wife asserted that a dispute had arisen over a checking account, and therefore opposed an uncontested dissolution. Wife moved for an uncontested hearing on October 8, 1990, at which time she apparently anticipated that the dispute would be resolved.

Miller, on behalf of Mr. Zell, contended that Wife was merely delaying. He asserted that October 6 would be the tenth wedding anniversary of the couple, and that by delaying past the 6th, Wife would be entitled to draw from Zell's social security benefits. Miller pointed out that prior to the hearing, the matter of the disputed checking account had been resolved and that wife already had 99% of the proceeds. Thus, Miller concluded, there was no real contest.

The trial judge stated that he did not have time at the hearing to determine whether there was a contest or not. He told Miller to figure out whether the matter was truly uncontested, and warned him that "if I go as an uncontested matter and a contested matter comes up then I can hold you in contempt and I will." Record at 14-15.

Later the same day, Miller filed a motion for an uncontested hearing, in which he alleged:

"That there is no genuine issue in this matter and that a continuance beyond October 1, 1990, would be to the prejudice of Respondent/Counter-Petitioner herein." Record at 8.

Based on these representations, the trial judge set a hearing for October 4, 1990.

At the October 4 hearing, Wife again claimed that there were matters in contest. The judge demanded that Miller explain why he requested an uncontested hearing when there was a contest. In the course of responding, Miller explained:

"We showed him the checkbook. There was no other objection to that. The car, [315]*315she can have.... Now this morning [Wife's counsel) says, 'Well, give us the car and $2500.00.'" Record at 27.

Miller again took the position that Wife was stalling in order to draw on Zell's social security.

The judge then demanded that Miller explain the prejudice to his client which Miller, in his motion, stated would result from waiting until October 8. Miller asserted that his client did not want his wife to draw upon his social security benefits. Miller reasoned that such a draw could affect a second or subsequent wife's draw, although Zell did not presently have a second wife. ~

On the basis of this evidence, the trial judge found Miller in contempt and fined him $50.

The trial judge did not state whether he found Miller in direct or indirect contempt; however, the summary procedure employed by the court indicates that the judge intended to find Miller in direct contempt.1 See 1.C. 34-4-7-7 to -8 (Burns Code Ed.1986). In reviewing direct contempt proceedings, we accept as true the statement entered of record by the lower court of the matter constituting contempt, and interfere with the judgment only where it clearly appears that the alleged acts are not contemptuous. In re Caito (1984) Ind., 459 N.E.2d 1179, 1182.

The Indiana contempt statute is silent as to whether misrepresentations in pleadings justify a finding of contempt, either direct or indirect. I.C. 84-4-7-1 et seq. (Burns Code 1986) Our Supreme Court has not ruled upon this precise issue; however, it has stated:

"We are greatly disturbed by what appears to be a growing tendency among a number of lawyers to be careless, if not deliberately misleading, in their representations to the Court through their briefs. Recognizing the requirement that a lawyer represent his client zealously he, nevertheless, is required to remain within the bounds of law and ethical considerations. Clearly a deliberate misleading of the Court upon factual matters is misconduct demanding severe disciplinary action." Loza v. State (1975) 263 Ind. 124, 325 N.E.2d 173, 179.

Material misrepresentations of fact in pleadings submitted to the court are clearly unacceptable and subject a lawyer to discipline. Rules of Professional Conduct, Rule 3.8. On the other hand, it is unclear whether, under Indiana law, such submissions are also sufficient to justify a finding of contempt. We need not decide the issue, however, because the facts do not support the judge's finding that Miller knew or should have known that his representations were false.

The judge apparently believed that Miller misrepresented a fact when he asserted that his client would be prejudiced by a delay in scheduling the hearing. In any event, the judge found that Miller was unable to show prejudice when called upon to do so. Miller asserted that under the social security laws, any draw which the present Mrs. Zell took upon Zell's social security would adversely affect the rights of a potential, though not yet identified, future wife. Armed with this legal analysis, Miller asserted that Zell would be prejudiced by delaying the hearing until Wife could draw upon his social security.

The connection between the legal analysis of social security law and the resulting prejudice to Zell is somewhat remote. Nothing in the record suggests that Zell had any immediate prospects of re-marrying. It may appear, particularly in hindsight, that such "prejudice" is insufficient to support a request that the court schedule a special hearing on short notice.

On the other hand, the lawyer has a duty to zealously represent his client. Loza 325 N.E.2d at 179. See also Rules of Professional Conduct, Comment to Rule 1.7. The lawyer is thus entitled and expected to protect the interests of his client against potentially adverse consequences arising from the course of a representation. The future contingencies of Zell's family life, [316]*316and for that matter, the social security law, are factors which Miller could appropriately consider in determining whether prejudice might result to Zell. Miller's assessment may have been colored by his advocacy, but it was based upon a legitimate view of his client's interests. Given Miller's analysis of the social security law and his speculative application of that law to Zell's situation, Miller's assertion of prejudice was more in the nature of a conclusion of law than a statement of fact. Such a statement, made in apparent good faith, may not form the basis of a finding of contempt.

The judge also held Miller accountable for asserting that there was no contest when, at the time of the hearing, there was a contest.

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580 N.E.2d 313, 1991 Ind. App. LEXIS 1737, 1991 WL 217058, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-contempt-proceeding-against-miller-indctapp-1991.