In Re Complaint of Judicial Misconduct

591 F.3d 638, 2009 WL 4979752
CourtUnited States Judicial Conference Committee
DecidedOctober 26, 2009
Docket09-01
StatusPublished
Cited by2 cases

This text of 591 F.3d 638 (In Re Complaint of Judicial Misconduct) is published on Counsel Stack Legal Research, covering United States Judicial Conference Committee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Complaint of Judicial Misconduct, 591 F.3d 638, 2009 WL 4979752 (usjc 2009).

Opinion

591 F.3d 638 (2009)

In re COMPLAINT OF JUDICIAL MISCONDUCT.

No. 09-01.

U.S. Judicial Conference Committee on Judicial Conduct and Disability.

October 26, 2009.

*639 Present: Judges JOHN M. WALKER, JR., Chair, JOSEPH A. DiCLERICO, DAVID M. EBEL, EUGENE E. SILER, JR., RALPH K. WINTER.[*]

MEMORANDUM OF DECISION

This appeal to the Committee on Judicial Conduct and Disability of the Judicial Conference of the United States ("Committee") is taken under Rule 21(b)(1)(A) by the Petitioner from the Memorandum Opinion and Order of the Third Circuit Judicial Council ("Judicial Council") dismissing the Complaint in J.C. No. 03-08-90106 ("Complaint") filed by the Petitioner alleging judicial misconduct. The Judicial Conduct and Disability Act, 28 U.S.C. §§ 351-364 and the Rules for Judicial-Conduct and Judicial-Disability Proceedings promulgated thereunder ("Act" and "Rules", respectively) govern the proceedings before the Judicial Council and this Committee.

The Complaint in this matter was filed with and received by the Third Circuit Judicial Council as it related to a separate complaint in J.C. XX-XX-XXXXX against the same respondent that had been transferred to the Third Circuit Judicial Council from the Ninth Circuit Judicial Council by the Chief Justice, as explained in the Judicial Council's Memorandum Opinion. The Judicial Council issued a separate Memorandum Opinion and Order in J.C. XX-XX-XXXXX, finding misconduct accompanied by "appropriate corrective action".

The events in 2001 that are the principal focus of the Complaint are summarized in the Report of the Proceedings of the Judicial Conference of the United States, September/October 2001, a public document containing the official minutes of Judicial Conference action, available at http://www. uscourts.gov/judconf/sept01proc.pdf. The Report provides the following background for the events at issue in this Complaint:

In September 1997, the Judicial Conference approved a judiciary-wide policy aimed at protecting the security of the judiciary's electronic systems and information, requiring that, for computers connected to the judiciary's data communications network, access to the Internet *640 would be provided only through national gateway connections approved by the Administrative Office pursuant to procedures adopted by the Automation and Technology Committee. It also urged all courts to adopt their own policies establishing local responsibility for managing employee access to the Internet and providing guidance on appropriate Internet use. In December 2000, concerned with the explosive growth in Internet usage within the judiciary, the Committee asked the Administrative Office to conduct an analysis of such use. The analysis revealed that a significant factor contributing to the growth of Internet traffic in the courts appeared to be related to personal, rather than business usage.
Informed of the Automation and Technology Committee's efforts, of the AO's analysis, and of subsequent steps taken to advise chief judges of potentially inappropriate Internet use, the Executive Committee, in March 2001, asked the Committee on Automation and Technology to develop a comprehensive plan for improving information technology security in the judiciary. The Executive Committee later expanded its request, urging the Automation Committee, on an expedited basis, to develop policies and procedures to protect the confidentiality of electronic judiciary communications and work product, including appropriate controls on monitoring.

Id. at 43 (citations omitted).

The Report includes the following account of the series of events discussed in the Complaint:

In March 2001, the Executive Committee was advised that, consistent with Judicial Conference policy, the Administrative Office was confidentially informing chief judges of potentially inappropriate use of the Internet by court personnel, so that the chief judge could take action, if appropriate. The Committee supported these actions, and asked the Committee on Automation and Technology to develop a comprehensive plan for improving information technology in the judiciary. In late May, upon hearing of objections by certain judges to the judiciary's Internet access policy as managed by the AO, the Executive Committee urged the Committee on Automation and Technology, on an expedited basis, to develop policies and procedures to protect the confidentiality of electronic judicial communications and work product, including appropriate controls on monitoring.
The Executive Committee subsequently learned that the Ninth Circuit Judicial Council had directed the disconnection of intrusion detection software installed at the Ninth Circuit Internet gateway (which also serves the Eighth and Tenth Circuits). This software made possible, among other things, the identification of high-volume music and movie files. Concerned that the security of judiciary data in these circuits was jeopardized, the Committee determined to ask that the Ninth Circuit Council reactivate the intrusion detection software immediately, and agreed that if this was done, the identification of high-volume files (to which the Ninth Circuit Council had objected) would cease in all three judiciary gateways, pending the previously requested development of policies and procedures by the Automation and Technology Committee. The Ninth Circuit Council agreed.
In June, and again in August 2001, the Executive Committee was informed by the Chair of the Automation and Technology Committee of the latter committee's efforts to develop procedures on *641 appropriate Internet use and the management of such use and on recommendations to be presented to the Conference for actions to be taken pending further development. In August 2001, the Executive Committee, with the concurrence of the Automation and Technology Committee, agreed to release to the public prior to the Conference session the latter committee's addendum to its report, which deals with this matter.

Id. at 39-40 (citations omitted).

Chief Judge Anthony J. Scirica, Chair, of the Third Circuit Judicial Council appointed a Special Committee to investigate the Complaint by Petitioner, who until 2006 was the Director of the Administrative Office of the United States Courts, against the Subject Judge-Respondent and two other judges, all of whom were members of the Ninth Circuit Court of Appeals.[**] The Petitioner alleges that the three were principally responsible for the Ninth Circuit Judicial Council's authorization to disable the intrusion detection software at the Ninth Circuit internet gateway and the temporary shut-down of the detection system from May 24 to June 2, 2001. Following an investigation and the receipt of the Special Committee's report, the Judicial Council issued its Memorandum Opinion and Order dismissing the Complaint on May 28, 2009.

The Judicial Council based its dismissal on two grounds: (1) the subject matter of the Complaint had been addressed and resolved by the Judicial Conference in 2001 and (2) the Petitioner's seven-year wait in filing the Complaint amounted to unreasonable delay. The reasoning of the Judicial Council may be summarized as follows:

1. The dispute was addressed and resolved in 2001

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Related

In re Complaint of Judicial Misconduct
630 F.3d 968 (Judicial Council of The Ninth Circuit, 2010)

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591 F.3d 638, 2009 WL 4979752, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-complaint-of-judicial-misconduct-usjc-2009.