In Re Complaint as to the Conduct of Gresham

864 P.2d 360, 318 Or. 162, 1993 Ore. LEXIS 169
CourtOregon Supreme Court
DecidedDecember 16, 1993
DocketOSB 91-61, 91-77; SC S40242
StatusPublished
Cited by10 cases

This text of 864 P.2d 360 (In Re Complaint as to the Conduct of Gresham) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Complaint as to the Conduct of Gresham, 864 P.2d 360, 318 Or. 162, 1993 Ore. LEXIS 169 (Or. 1993).

Opinion

*164 PER CURIAM

This lawyer discipline case involves claims of professional misconduct by Willis E. Gresham, Jr. (the accused). The charges arise from the accused’s handling of a decedent’s estate and of a civil action involving conversion and title to real property. A trial panel found the accused guilty, imposed a 30-day suspension, and required that the accused pass the Multistate Professional Responsibility Examination. We also find the accused guilty. We impose a 91-day suspension from the practice of law.

The disciplinary rules that are alleged to have been violated are these:

DR 6-10(A)
“A lawyer shall provide competent representation to a client. Competent representation requires the legal knowledge, skill, thoroughness and preparation reasonably necessary for the representation.”
DR 6-10(B)
‘ ‘ A lawyer shall not neglect a legal matter entrusted to the lawyer.”
DR 1-102(A)(4)
“It is professional misconduct for a lawyer to engage in conduct that is prejudicial to the administration of justice.”

The facts set forth below constitute our findings.

THE HANSEN ESTATE

Mr. Hansen died in July 1986. His will left his estate to his surviving spouse. The will designated Mrs. Hansen as personal representative.

In the fall of 1986, at the request of Mrs. Hansen, the accused undertook the probate of Mr. Hansen’s estate, and Mrs. Hansen was appointed as personal representative. On May 19, 1987, the accused filed a petition to probate the will.

On August 9,1987, Mrs. Hansen’s niece wrote to the accused, requesting a status report. The accused did not answer the letter. The accused ceased working on the estate sometime in the summer of 1987. The accused testified that *165 he did so because of Mrs. Hansen’s “unwillingness to follow his judgment.” Mrs. Hansen died in February 1988.

On April 17, 1989, the Washington County Probate Commissioner wrote to the accused, requesting a status report. The accused received the letter but did not answer it. On June 9,1989, the Probate Commissioner sent the accused another letter. The accused telephoned the Probate Commissioner, telling her that he had not had contact with the personal representative for some time and requested 30 days to close the estate.

On November 1,1989, the accused called the Probate Commissioner and told her that he needed an extension of time to close the estate, because the personal representative had died. The accused told the Probate Commissioner that he would have the estate closed by the end of 1989.

On January 10, 1990, the Probate Commissioner again wrote to the accused. The accused did not respond. On March 7,1990, the Probate Commissioner again wrote to the accused. The accused did not respond.

On April 3, 1990, Circuit Judge Jon Lund wrote to the accused, requesting that the estate be closed or that a letter be sent explaining the present status of the estate. The accused did not respond. On May 21,1990, Judge Lund issued an order to show cause, directed to the personal representative. Before the time set for the hearing on the order to show cause, Judge Lund telephoned the accused, who told Judge Lund that he had found a substitute personal representative, a niece. Judge Lund gave the accused 60 days to close the estate, or the matter would be referred to the Oregon State Bar. On May 25,1990, Judge Lund sent a confirming letter to the accused, repeating his demand that the estate be closed not later than July 25,1990, or the matter would be referred to the Bar. Two months later, Judge Lund referred this matter to the Bar. In March 1991, another lawyer was retained, and the estate was closed on May 15, 1991.

We find that the accused violated DR 6-101(A) in failing to provide competent representation to a client. This was the first probate matter handled by the accused. He lacked the legal knowledge and skill reasonably necessary to *166 undertake the probate. His lack of preparation and thoroughness also is apparent. He failed to comply with the requirements of law, such as delivering information to the devisees and heirs, ORS 113.145(1), filing proof of delivery, ORS 113.145(4), and causing a notice to interested persons to be published in a newspaper, ORS 113.155(1).

We also find that the accused neglected a legal matter entrusted to him. DR 6-101(B). For long periods, the accused did nothing in the Hansen estate. Almost eight months passed between the time the Letters Testamentary were issued in June 1987 and the death of the personal representative in February 1988, which was more than enough time for the accused to have completed this probate. The accused repeatedly failed to respond to the court’s requests for action in the matter. At no time did the accused advise either the Probate Commissioner or Judge Lund that he would not be closing the estate. By his own admission, the accused ceased working on the estate in the summer of 1987, but failed to notify either the court or his client of that fact.

We also find the accused guilty of violating DR 1-102(A)(4), which states that “[i]t is professional misconduct for a lawyer to engage in conduct that is prejudicial to the administration of justice.” The accused’s repeated failures to do anything to administer the estate — notwithstanding his repeated assurances to the court — were prejudicial to the administration of justice, requiring the court repeatedly to request information from the accused. Doing nothing in the estate prejudiced the court, as discussed below in paragraph 3 of the sanction section of this opinion.

The accused asserts an unusual defense. He claims that once he notified the Probate Commissioner that Mrs. Hansen had died, he “no longer had a client for whom legal representation could occur” and that it “was legally impossible for [him] to close the estate without having a client to represent,” and he therefore did nothing. However correct his contention — that he no longer had a client — may be in the abstract, that would not justify doing nothing. At the least, he should have notified the court of the death of the personal representative. More to the point, this defense appears to be an afterthought. Throughout the events in the Hansen estate, the accused expressed no such concerns to *167 either the Probate Commissioner or to the judge. In fact, one of the heirs testified that, after Mrs. Hansen’s death, the accused told her that he would attend to the closing of the estate. The accused’s protestations here are contrary to the representations repeatedly made by him during the times in question. 1

THE REAL PROPERTY MATTER

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Bluebook (online)
864 P.2d 360, 318 Or. 162, 1993 Ore. LEXIS 169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-complaint-as-to-the-conduct-of-gresham-or-1993.