In re Complaint as to the Conduct of A.

554 P.2d 479, 276 Or. 225, 1976 Ore. LEXIS 560
CourtOregon Supreme Court
DecidedSeptember 23, 1976
StatusPublished
Cited by5 cases

This text of 554 P.2d 479 (In re Complaint as to the Conduct of A.) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Complaint as to the Conduct of A., 554 P.2d 479, 276 Or. 225, 1976 Ore. LEXIS 560 (Or. 1976).

Opinion

PER CURIAM.

This is a disciplinary proceeding initiated by the Oregon State Bar against the accused, wherein the accused is charged with misleading the trial court in a divorce suit. The review committee of the Bar was divided, with three members voting for a reprimand and two members voting to dismiss the charges.

The facts and dates involved are important.

Gordon Goheen, who was the client involved in this case, was married to Alice Goheen and they had three children. Gordon’s mother had become senile and incompetent by 1964. Gordon, pursuant to a power of attorney, sold his mother’s residence and invested the proceeds in a mutual fund in his own name. He was the only prospective heir. In 1965 Gordon was appointed guardian of his mother’s estate in Polk County. In 1966 the Goheens were divorced, but the mother’s guardianship funds were not an issue in the divorce and were retained by Gordon. The accused was not involved in any of these proceedings.

The Goheens eventually remarried, but another divorce proceeding was filed in 1971. At that time Gordon first retained the accused who, during interviews with Gordon, found out that he had never filed an inventory of the guardianship assets or taken any other action in connection with the guardianship. The accused also learned that Gordon had applied for welfare payments for his mother and that payments had been made for the mother’s support. The accused advised Gordon that he was probably guilty of welfare fraud because his mother’s guardianship assets in the mutual fund had not been disclosed in the welfare application. By that time these assets were worth approximately $20,000. The accused instructed his client to terminate the welfare payments, and he began preparing an accounting of the guardianship assets for his client. Shortly thereafter, however, Goheen advised the accused that his mother had died [228]*228and was buried in Salem. Accused then told Goheen that his mother’s estate should be probated so that the guardianship assets could be included in the estate and the welfare payments refunded. Goheen also told the accused that he had already contacted the Public Welfare Commission and made arrangements for repayment of the amounts paid by the Commission. Thereafter, the accused initiated probate proceedings and filed an inventory listing the mutual funds. The guardianship was eventually terminated by transferring the guardianship assets to the mother’s estate. The welfare claim was submitted and paid.

The day after the probate proceedings were filed, Gordon’s deposition was taken by his wife’s attorney in the pending divorce suit. In response to a question, Goheen indicated that he held some mutual funds as his mother’s legal guardian, and that he had used some of these funds for her support. He was then asked:

"Q Do you still do that on a regular basis?
"A No, it’s not being taken out now. There’s been enough of an income I believe that’s been able to take care of her payments.”

That line of questioning was not pursued any further, and Gordon was not asked whether his mother was alive, the status of her health, or any further questions about her. He did not volunteer the fact that his mother had died.

The divorce suit was heard on October 29,1971. The primary issues involved custody of the children and the division of the property. Gordon testified as to the parties’ respective assets and indicated that the mutual fund, while in his own name, belonged to his mother. Thereafter,, the following exchange occurred:

"Q Is any part of that fund being used for your mother’s upkeep at this time?
"A No.
* * * *
"Q Where is your mother at this time?
[229]*229"A Salem.
* * * *
"THE COURT: If some official from American Express Stock Fund were here and he had your account, what name would it show on that account?
"THE WITNESS: It would show mine, I believe, your Honor.
"‡ ‡ ‡ ‡
"THE COURT: If you are the guardian over your mother’s estate, why wouldn’t that account show you as the guardian?
"THE WITNESS: I’m afraid that was an oversight on my part, your Honor. Until I met with Mr. Anderson because of this, I had not realized that it should have been such and I find that her name should have also been on that account, the checking account, but I was the only son.
"THE COURT: Have you changed it since learning?
"THE WITNESS: Yes. It’s in the process of being changed through the Polk County. Is that correct, Mr. Anderson?
"THE COURT: Tell me what you know.
"THE WITNESS: Yes. Yes. It was when I found that this was legally wrong.
"THE COURT: Is it correct then for the five years plus you have been guardian and you have not filed any inventory that reflected either the checking account or the stock fund account?
"THE WITNESS: For some reason, no, other than with Social Security and the Veterans Administration as far as the money they paid me. I possibly could say — I say this out of my own memory to the best of my knowledge the Court has not required me to make a dollar by dollar account of this.
"THE COURT: Because your mother does not have a husband and because you are the only son, did you enter into any verbal arrangement with her that upon her death, you do just consider this money yours and therefore it wouldn’t have to be probated in any way?
"THE WITNESS: Well, the only reason it might have to be probated — yes.
"THE COURT: You made that arrangement with your mother?
[230]*230"THE WITNESS: Yes, that I handle her affairs. That was made, your Honor, back when I was made power of attorney originally — after my father’s death she’s been mentally, really incapacitated. This is why the home was originally sold because of senility. She had a number of strokes. She would leave things — burn food on the stove.
"THE COURT: Had she died in the interim, you would have treated all of this money as your own? You would not have probated her estate so far as these funds?
"THE WITNESS: I would have probated it only in regards to any debts she might have, but I don’t know. I had not thought that far ahead about that type of thing because — I suppose it went as far as it did because I didn’t have other brothers or sisters, or anybody to consult. I did it on my own.”

Eventually, the trial judge, in an oral decision, awarded custody of the children and the family home to Gordon. To offset the award of the home, he provided that Mrs.

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Bluebook (online)
554 P.2d 479, 276 Or. 225, 1976 Ore. LEXIS 560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-complaint-as-to-the-conduct-of-a-or-1976.