In re Commitment of Racanelli
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Opinion
2025 IL App (2d) 240087-U No. 2-24-0087 Order filed September 29, 2025
NOTICE: This order was filed under Supreme Court Rule 23(b) and is not precedent except in the limited circumstances allowed under Rule 23(e)(1). ______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT ______________________________________________________________________________
In re COMMITMENT OF ) Appeal from the Circuit Court JOSEPH R. RACANELLI ) of Lake County. ) ) No. 07-MR-143 ) (The People of the State of Illinois, ) Honorable Petitioner-Appellee v. Joseph R. Racanelli, ) Theodore S. Potkonjak, Respondent-Appellant). ) Judge, Presiding. ______________________________________________________________________________
JUSTICE Birkett delivered the judgment of the court. Justices McLaren and Hutchinson concurred in the judgment.
ORDER
¶1 Held: The State was not prohibited from calling an independently retained expert at trial, and the trial court did not abuse its discretion in finding that respondent knowingly and voluntarily waived his statutory rights to counsel and to be present at the dispositional hearing.
¶2 In these proceedings under the Sexually Violent Persons Commitment Act (Act) (725 ILCS
207/1 et seq. (West 2022)), respondent Joseph R. Racanelli appeals from the trial court’s orders:
(1) denying his motion to bar the testimony of the State’s retained expert witness; (2) finding
respondent knowingly and voluntarily waived his statutory right to counsel during posttrial
proceedings; and (3) finding respondent knowingly and voluntarily waived his statutory right to
be present at the dispositional hearing. We affirm. 2025 IL App (2d) 240087-U
¶3 I. BACKGROUND
¶4 On February 1, 2007, the State filed a petition seeking to have respondent adjudicated a
sexually violent person (SVP) under the Act and committed to the care and custody of the Illinois
Department of Human Services (the Department). The petition alleged that, on July 14, 2006,
respondent pleaded guilty to aggravated criminal sexual abuse (720 ILCS 5/12-15(b) (West 2006)),
a sexually violent offense as defined in the Act (725 ILCS 207/5(e) (West 2006)), and was
sentenced to three years’ imprisonment in the Illinois Department of Corrections (IDOC) and two
years of mandatory supervised release (MSR). In support of the petition, the State attached a
certified copy of respondent’s conviction and a written evaluation dated January 30, 2007,
prepared by Dr. Ray Quackenbush, a licensed clinical psychologist and SVP evaluator for the
IDOC. In that evaluation, Dr. Quackenbush diagnosed respondent with: (1) paraphilia not
otherwise specified (non-consenting persons); and (2) personality disorder not otherwise specified,
with narcissistic and antisocial features. The petition further alleged that, due to these disorders,
respondent presented a danger to others, and it was substantially probable that respondent would
engage in future acts of sexual violence. That same day, the trial court entered an order of detention
and appointed Scott J. Spitalli, who was then under contract with the Lake County public
defender’s office, to represent respondent.
¶5 Following a probable cause hearing on February 5, 2007, at which Dr. Quackenbush
testified, the court found probable cause to believe respondent was an SVP and ordered that he be
detained by the Department for evaluation pursuant to the Act. He was transferred to the Rushville
Treatment and Detention Facility (TDF).
¶6 On March 5, 2007, respondent was evaluated by Dr. Robert Brucker, Jr. for the
Department, who submitted a 21-page report to the court. After Dr. Brucker was no longer under
-2- 2025 IL App (2d) 240087-U
contract with the State of Illinois, Dr. Richard Travis was assigned to evaluate respondent for the
Department.
¶7 On April 11, 2007, at respondent’s request, the trial court appointed Dr. Ronald Baron to
perform an examination as contemplated in section 25(e) of the Act, which provides any person
who is the subject of an SVP petition with a statutory right to retain an independent expert or
professional (725 ILCS 207/25(e) (West 2006)). Thereafter, the matter was continued numerous
times for status of Dr. Baron’s report.
¶8 On January 16, 2008, the trial court granted Spitalli leave to withdraw over the State’s
objection. In the motion to withdraw, Spitalli cited irreconcilable differences and noted that
respondent had expressed distrust of court-appointed counsel. That same day, the court appointed
Ian S. Kasper to represent respondent.
¶9 On September 17, 2008, respondent filed a motion requesting the appointment of a new
expert evaluator. The motion claimed that Dr. Baron’s reports were inadequate because they failed
to opine as to respondent’s mental state or assess his likelihood of committing future acts of sexual
violence. On November 6, 2008, over the State’s objection, the court granted respondent’s motion
and appointed Dr. Luis Rosell to evaluate respondent under section 25(e) of the Act. The matter
was again continued numerous times for the status of Dr. Rosell’s report.
¶ 10 On June 7, 2010, the State requested that the trial court direct the IDOC to assign a new
evaluator to conduct an updated evaluation of respondent, citing Dr. Quackenbush’s retirement.
The court granted the request without objection and ordered the IDOC to appoint a new evaluator.
Respondent’s counsel noted on the record that “the delays have been because of the Respondent.”
The IDOC assigned Dr. Deborah Nicolai to evaluate respondent. The matter was continued for
status of Dr. Nicolai’s and Dr. Rosell’s reports. Thereafter, Dr. Nicolai reevaluated respondent
-3- 2025 IL App (2d) 240087-U
and submitted two reports dated December 3, 2010. On September 12, 2011, citing “problems
*** moving the case forward with” Dr. Rosell, respondent requested the appointment of Dr. Eric
Ostrov to evaluate him pursuant to section 25(e) of the Act.
¶ 11 On October 6, 2011, private attorney James Schwarzbach filed his appearance on
respondent’s behalf, and the court discharged Kasper.
¶ 12 On March 2, 2012, at respondent’s request, the court struck its prior order of September
12, 2011, appointing Dr. Ostrov, as Dr. Ostrov had not yet undertaken any work on respondent’s
behalf. Respondent instead requested that Dr. Rosell be reappointed to evaluate him for purposes
of determining whether he met the criteria for an SVP. The matter was continued multiple times
to allow Dr. Rosell to complete his evaluation, which he ultimately did on November 25, 2013.
¶ 13 On April 6, 2015, respondent made an oral motion to have Dr. Rosell complete an updated
report, which the trial court granted. Dr. Rosell completed his updated report on October 19, 2015.
¶ 14 On July 14, 2015, the State moved to have Dr. Nicolai conduct a new evaluation of
respondent and submit an updated report incorporating the DSM-5 and any newly available
records. The motion noted that Dr. Nicolai had previously submitted a report in 2010 and an
addendum in 2014 addressing the DSM-5, but the addendum was “not a complete updated report.”
Respondent objected, arguing that under the Act, the State was “not allowed to have [its] experts
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2025 IL App (2d) 240087-U No. 2-24-0087 Order filed September 29, 2025
NOTICE: This order was filed under Supreme Court Rule 23(b) and is not precedent except in the limited circumstances allowed under Rule 23(e)(1). ______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT ______________________________________________________________________________
In re COMMITMENT OF ) Appeal from the Circuit Court JOSEPH R. RACANELLI ) of Lake County. ) ) No. 07-MR-143 ) (The People of the State of Illinois, ) Honorable Petitioner-Appellee v. Joseph R. Racanelli, ) Theodore S. Potkonjak, Respondent-Appellant). ) Judge, Presiding. ______________________________________________________________________________
JUSTICE Birkett delivered the judgment of the court. Justices McLaren and Hutchinson concurred in the judgment.
ORDER
¶1 Held: The State was not prohibited from calling an independently retained expert at trial, and the trial court did not abuse its discretion in finding that respondent knowingly and voluntarily waived his statutory rights to counsel and to be present at the dispositional hearing.
¶2 In these proceedings under the Sexually Violent Persons Commitment Act (Act) (725 ILCS
207/1 et seq. (West 2022)), respondent Joseph R. Racanelli appeals from the trial court’s orders:
(1) denying his motion to bar the testimony of the State’s retained expert witness; (2) finding
respondent knowingly and voluntarily waived his statutory right to counsel during posttrial
proceedings; and (3) finding respondent knowingly and voluntarily waived his statutory right to
be present at the dispositional hearing. We affirm. 2025 IL App (2d) 240087-U
¶3 I. BACKGROUND
¶4 On February 1, 2007, the State filed a petition seeking to have respondent adjudicated a
sexually violent person (SVP) under the Act and committed to the care and custody of the Illinois
Department of Human Services (the Department). The petition alleged that, on July 14, 2006,
respondent pleaded guilty to aggravated criminal sexual abuse (720 ILCS 5/12-15(b) (West 2006)),
a sexually violent offense as defined in the Act (725 ILCS 207/5(e) (West 2006)), and was
sentenced to three years’ imprisonment in the Illinois Department of Corrections (IDOC) and two
years of mandatory supervised release (MSR). In support of the petition, the State attached a
certified copy of respondent’s conviction and a written evaluation dated January 30, 2007,
prepared by Dr. Ray Quackenbush, a licensed clinical psychologist and SVP evaluator for the
IDOC. In that evaluation, Dr. Quackenbush diagnosed respondent with: (1) paraphilia not
otherwise specified (non-consenting persons); and (2) personality disorder not otherwise specified,
with narcissistic and antisocial features. The petition further alleged that, due to these disorders,
respondent presented a danger to others, and it was substantially probable that respondent would
engage in future acts of sexual violence. That same day, the trial court entered an order of detention
and appointed Scott J. Spitalli, who was then under contract with the Lake County public
defender’s office, to represent respondent.
¶5 Following a probable cause hearing on February 5, 2007, at which Dr. Quackenbush
testified, the court found probable cause to believe respondent was an SVP and ordered that he be
detained by the Department for evaluation pursuant to the Act. He was transferred to the Rushville
Treatment and Detention Facility (TDF).
¶6 On March 5, 2007, respondent was evaluated by Dr. Robert Brucker, Jr. for the
Department, who submitted a 21-page report to the court. After Dr. Brucker was no longer under
-2- 2025 IL App (2d) 240087-U
contract with the State of Illinois, Dr. Richard Travis was assigned to evaluate respondent for the
Department.
¶7 On April 11, 2007, at respondent’s request, the trial court appointed Dr. Ronald Baron to
perform an examination as contemplated in section 25(e) of the Act, which provides any person
who is the subject of an SVP petition with a statutory right to retain an independent expert or
professional (725 ILCS 207/25(e) (West 2006)). Thereafter, the matter was continued numerous
times for status of Dr. Baron’s report.
¶8 On January 16, 2008, the trial court granted Spitalli leave to withdraw over the State’s
objection. In the motion to withdraw, Spitalli cited irreconcilable differences and noted that
respondent had expressed distrust of court-appointed counsel. That same day, the court appointed
Ian S. Kasper to represent respondent.
¶9 On September 17, 2008, respondent filed a motion requesting the appointment of a new
expert evaluator. The motion claimed that Dr. Baron’s reports were inadequate because they failed
to opine as to respondent’s mental state or assess his likelihood of committing future acts of sexual
violence. On November 6, 2008, over the State’s objection, the court granted respondent’s motion
and appointed Dr. Luis Rosell to evaluate respondent under section 25(e) of the Act. The matter
was again continued numerous times for the status of Dr. Rosell’s report.
¶ 10 On June 7, 2010, the State requested that the trial court direct the IDOC to assign a new
evaluator to conduct an updated evaluation of respondent, citing Dr. Quackenbush’s retirement.
The court granted the request without objection and ordered the IDOC to appoint a new evaluator.
Respondent’s counsel noted on the record that “the delays have been because of the Respondent.”
The IDOC assigned Dr. Deborah Nicolai to evaluate respondent. The matter was continued for
status of Dr. Nicolai’s and Dr. Rosell’s reports. Thereafter, Dr. Nicolai reevaluated respondent
-3- 2025 IL App (2d) 240087-U
and submitted two reports dated December 3, 2010. On September 12, 2011, citing “problems
*** moving the case forward with” Dr. Rosell, respondent requested the appointment of Dr. Eric
Ostrov to evaluate him pursuant to section 25(e) of the Act.
¶ 11 On October 6, 2011, private attorney James Schwarzbach filed his appearance on
respondent’s behalf, and the court discharged Kasper.
¶ 12 On March 2, 2012, at respondent’s request, the court struck its prior order of September
12, 2011, appointing Dr. Ostrov, as Dr. Ostrov had not yet undertaken any work on respondent’s
behalf. Respondent instead requested that Dr. Rosell be reappointed to evaluate him for purposes
of determining whether he met the criteria for an SVP. The matter was continued multiple times
to allow Dr. Rosell to complete his evaluation, which he ultimately did on November 25, 2013.
¶ 13 On April 6, 2015, respondent made an oral motion to have Dr. Rosell complete an updated
report, which the trial court granted. Dr. Rosell completed his updated report on October 19, 2015.
¶ 14 On July 14, 2015, the State moved to have Dr. Nicolai conduct a new evaluation of
respondent and submit an updated report incorporating the DSM-5 and any newly available
records. The motion noted that Dr. Nicolai had previously submitted a report in 2010 and an
addendum in 2014 addressing the DSM-5, but the addendum was “not a complete updated report.”
Respondent objected, arguing that under the Act, the State was “not allowed to have [its] experts
continually update for tactical and for litigation purposes.” After a hearing on December 15, 2015,
the trial court granted the State’s motion and ordered both Dr. Nicolai and Dr. Travis to conduct
updated evaluations and provide updated reports. In so ruling, the court commented that the State
was “putting themselves at peril by asking for an updated evaluation because, if [respondent] is
doing what he says he’s doing, then they run the risk of having their experts come back and say
[respondent] is not SVP, doesn’t meet criteria.”
-4- 2025 IL App (2d) 240087-U
¶ 15 In May 2018, Dr. Travis—who had previously opined that respondent was an SVP—
submitted an updated report in which he concluded that, due to respondent’s progress in treatment
over the years, he was no longer substantially probable to engage in acts of sexual violence. Based
on the updated report, the State informed the trial court that it would no longer call Dr. Travis as a
witness at trial, and it asked that an expert of their choice, Dr. Barry Leavitt, be permitted to
evaluate respondent. Respondent objected, emphasizing that the case had “gone on many years”
and that Dr. Travis had previously testified at a hearing and given deposition testimony. The State
asserted that Dr. Travis did not “all of a sudden just switch his mind,” but rather revised his opinion
due to the time respondent spent in the Department and the treatment he had undergone during that
period. Over respondent’s objection to the State bringing “in an expert so close to trial where we
are demanding speedy trial,” the trial court granted the State’s request and appointed Dr. Leavitt
to evaluate respondent. The court noted that conflicting expert opinions from the parties would
present a jury question, but the State was nevertheless entitled under the Act to have Dr. Leavitt
appointed.
¶ 16 On April 16, 2019, respondent filed a motion to bar Dr. Leavitt from testifying at trial,
arguing that the State was not entitled to an additional expert witness under section 25(e) of the
Act, asserting that “the prosecution in this cause is entitled to one appointed expert.” On April 19,
2019, which was the final pre-trial hearing, the court heard respondent’s motion to bar Dr. Leavitt
from testifying at trial. Respondent argued that, under section 35(b) of the Act (725 ILCS
207/35(b) (West 2018)), the State was permitted to present expert testimony at trial only from the
IDOC evaluator and the Department psychologist, Drs. Nicolai and Travis, respectively. He
contended that the State had “no right under section 35 to declare their own expert witness,”
asserting that while the State may do so in probable cause or dispositional proceedings, it lacked
-5- 2025 IL App (2d) 240087-U
that authority at trial under a “strict reading” of section 35. Respondent further argued that the
State had consistently relied on the IDOC evaluator and Department psychologist in preparing for
trial until Dr. Travis changed his opinion. In response, the State argued that nothing in the Act
prohibited it from retaining its own expert, citing section 25(e) as affirmatively granting it the right
to choose an expert for purposes of examination and trial. The trial court denied respondent’s
motion, stating, “[b]ased on what I have in front of me, in my reading of the statute, I don’t see
anything that prevents the testimony of Dr. Leavitt, notwithstanding arguments of counsel.”
¶ 17 On April 22, 2019, over respondent’s objection, the trial court granted the State leave to
file an amended SVP petition. The amended petition omitted Dr. Travis’ diagnosis and relied only
on the diagnoses provided by Dr. Nicolai. Attached to the amended petition was Dr. Nicolai’s
supplemental examination report dated September 30, 2017.
¶ 18 Jury Trial
¶ 19 The matter proceeded to a jury trial on April 22, 2019, where respondent was represented
by Schwarzbach. The trial was presided over by Judge Theodore Potkonjak. The State presented
evidence that respondent met the criteria for commitment as an SVP under the Act because he had
been convicted of a sexually violent offense and suffered from a mental disorder that made it
substantially probable that he would engage in future acts of sexual violence if released. To prove
that respondent had been convicted of a sexually violent offense, the State submitted a certified
copy of his July 2006 conviction for aggravated criminal sexual abuse. To establish that
respondent suffered from a qualifying mental disorder that made him dangerous to others because
he was substantially probable to engage in acts of sexual violence, the State presented the
testimony of Drs. Nicolai and Leavitt, both licensed clinical psychologists and experts in sex
-6- 2025 IL App (2d) 240087-U
offender evaluation, diagnosis, and risk assessment, each of whom opined that respondent met the
statutory criteria to be adjudicated an SVP.
¶ 20 Dr. Deborah Nicolai
¶ 21 Dr. Nicolai testified that she was initially assigned to evaluate respondent in 2010. When
she met with respondent at the TDF on November 24, 2010, he declined to participate in a clinical
interview. Nicolai explained that the evaluation process remained the same, but that it was “minus
the clinical interview.” She conducted her evaluation by reviewing a broad range of documents,
including police reports, court documents, respondent’s criminal history, his IDOC master record
file, medical files, prior evaluations, Department records, hospital records, and records from the
TDF, such as clinical progress notes, recreational therapy notes, behavioral committee notes, and
incident reports. Respondent had “[q]uite a large file.”
¶ 22 Dr. Nicolai reviewed respondent’s criminal history to evaluate whether it demonstrated a
pattern of behavior indicative of a mental disorder. This information was also necessary for
scoring the actuarial risk assessment. The records demonstrated that respondent was arrested in
June 2004, when he was 17 years old, and charged with criminal sexual assault in connection with
an incident involving a 13-year-old girl. Police reports indicated that the victim entered a basement
bedroom with respondent, whom she knew only as “Joe.” Respondent locked the door, pinned the
victim down, fondled her vagina, and forced his penis into her vagina, all while she tried to push
him away and repeatedly told him to stop. During the assault, the victim pinched respondent in an
attempt to make him stop, but it only seemed to “ma[ke] him stronger.” Respondent stated at the
time that the victim was his girlfriend and that he believed she was 15 or 16 years old. The victim
told police that she was “in Special Ed.” In December 2004, Respondent pleaded guilty to criminal
-7- 2025 IL App (2d) 240087-U
sexual abuse and was sentenced to 24 months’ special probation and six months of electronic house
arrest.
¶ 23 In August 2005, when he was 18 years old and serving a term of probation for that offense,
respondent was arrested for sexually assaulting a nine-year-old female relative. The victim
reported that respondent had repeatedly sexually assaulted her over a period of two years. In one
incident, respondent turned her over onto her stomach, held her down and, in the victim’s words,
“ ‘put his private in [her] butt.’ ” The victim also reported “numerous incidents that were similar,”
and respondent told the victim not to tell anyone. Respondent pleaded guilty to aggravated
criminal sexual abuse, which is a sexually violent crime under the Act, and was sentenced to three
years imprisonment followed by two years of MSR.
¶ 24 As part of her evaluation, Dr. Nicolai also considered respondent’s conduct while housed
in the TDF. She explained that the TDF offered “an intensive five-phase treatment program
designed to provide sexually violent persons with tools and skills to *** help reduce risk to
sexually re-offend.” Respondent signed a consent for treatment, which is part of phase one,
“almost right away.” In July 2007, respondent began participating in psychological assessments
and testing, as well as began attending sex offender treatment groups, which are part of phase two
of the program. Phase two, called “Accepting Responsibility,” requires participants to fully
disclose the predicate offense as well as their complete sexual offense history, including any
unreported incidents. After making these disclosures, participants are administered a polygraph
test to “create an honest, open basis for treatment.” Respondent’s participation was sporadic. In
December 2007, respondent failed his first predicate polygraph test by denying penetration of the
victim in the predicate offense and “quit in March of 2008.” Respondent returned to treatment in
August 2008 but failed another polygraph in January 2009 and, once again, dropped out of
-8- 2025 IL App (2d) 240087-U
treatment. He returned to treatment in January 2012 and disclosed that he had sexually assaulted
additional victims beyond the nine and thirteen-year-old girls. Initially, he disclosed that he had
sexually assaulted seven victims of “hands on” or contact offenses, but he failed a polygraph in
December 2012. Respondent reported that he did not want to “disclose too much” because he did
not want to be “diagnosed as a sexual sadist.” Respondent later disclosed ten hands-on victims,
as well as reported that he had exposed himself to people over 1,000 times. He passed a polygraph
examination in October 2013 and subsequently revised his sexual offense history to include the
additional victims, after which he advanced to phase three of the program in March 2015. Dr.
Nicolai described phase three as “Self-Application,” in which the individual uses the work
completed in phase two to construct a sexual assault cycle. Participants identify patterns in their
offending, examine their unhealthy choices that lead to offending, and develop “exit options” to
facilitate healthier decision making that avoids sexual offending. Respondent identified his high-
risk factors and cognitive distortions, which are “mistakes in thinking” that “facilitate[] sexual
offending,” and completed phase three in April 2017.
¶ 25 Respondent advanced to phase four in June 2018. Dr. Nicolai testified that phase four,
known as “Incorporation,” is a critical stage in which the individual applies everything learned
about themselves and their cycle of offending to their current daily life. At this stage, participants
are expected to recognize high-risk situations, high-risk factors, and any triggering cognitive
distortions as soon as they occur and intervene to prevent those distortions from perpetuating the
cycle of offending. While in phase four, respondent received a “major rule violation” for
disruptive conduct in court, which required the Lake County emergency response team to escort
him from the courtroom. Then, in September 2018, the TDF intercepted a letter that respondent
wrote to his girlfriend—a former dietary worker at the TDF who had distributed sexually explicit
-9- 2025 IL App (2d) 240087-U
photographs of herself to other residents—which contained a “lot of very concerning statements
and contents,” including descriptions of sexual fantasies involving coercion, violence, and pain.
Dr. Nicolai found it relevant that respondent was engaged in what “his treatment team believes is
an unhealthy relationship” during phase four, a stage in which he was “supposed to be reducing
deviant sexual arousal and increasing healthy sexual arousal.” The letter’s contents related to
several of respondent’s cognitive distortions. Dr. Nicolai stated that she had testified
approximately 45 times in SVP cases; 38 times for the State and seven times for respondents. Of
those 45 cases, this was the only case where the respondent was at phase four of treatment, which
she agreed was a “very unusual” circumstance. Dr. Nicolai described phase five, known as
“Transition,” as the stage in which participants are prepared for successful community living with
continued support. Its purpose is to prepare respondents for conditional release if found to be an
SVP.
¶ 26 Dr. Nicolai’s overall assessment of respondent was that, although he had demonstrated a
commitment to attending groups and had completed the requirements necessary to progress
through the phases, his participation was “based on inconsistencies and falsities,” reflecting a
disingenuous commitment to genuine change. She explained that respondent had not internalized
the treatment concepts into his daily life in a manner that was consistent with efforts to achieve
healthier functioning.
¶ 27 Regarding whether respondent had any mental disorders, Dr. Nicolai testified that she
relied on the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5), in
formulating her diagnoses. She opined that respondent met the criteria for “other specified
paraphilic disorder, sexually attracted to nonconsenting females,” “pedophilic disorder
nonexclusive type sexually attracted to females,” and antisocial personality disorder.
- 10 - 2025 IL App (2d) 240087-U
¶ 28 Dr. Nicolai explained that paraphilia is an intense and persistent sexual interest in activities
other than sexual interest in genital stimulation or prefatory fondling with a “normal, physically
mature, consenting human partner.” She further explained that paraphilia becomes a paraphilic
disorder when it causes distress or impairment to the individual or involves harm or risk of harm
to others. Additionally, she stated that the DSM-5 “other specified” category is used when
symptoms of a disorder predominate but do not meet the criteria for any of the specifically listed
diagnoses. In the context of paraphilic disorders, “other specified” applies when a paraphilia is
present but is not among the eight paraphilias specifically listed in the DSM-5. She noted that
there are “many dozens of paraphilias” beyond those expressly listed. Dr. Nicolai opined that
respondent met the criteria for other specified paraphilic disorder because he “has established
sexual behaviors, urges and fantasies indicative of sexual interest in non-consenting females,
sexual behavior with non-consenting females,” that is “persistent in duration.” She noted that both
of respondent’s convictions involved “force of non-consenting females” and qualified
respondent’s paraphilic disorder as being “in a controlled environment” because he was in a
restrictive setting that provided him “little or no opportunity” to act on his urges.
¶ 29 Dr. Nicolai also diagnosed respondent with pedophilic disorder because he demonstrated
sexual arousal to a prepubescent child, namely in the 2005 offense, whom respondent had sexually
abused from the time she was seven until she was nine and, according to Dr. Nicolai, he “reported
masturbating to euphoric recall” afterwards. Dr. Nicolai acknowledged that, in 2008, respondent
was given a penile plethysmography (PPG) assessment, which did not show clinically significant
arousal in response to images of prepubescent children. Instead, it showed “significant arousal to
teen, female teen persuasive, and female adult exhibitionism.” Nevertheless, Dr. Nicolai found
- 11 - 2025 IL App (2d) 240087-U
her diagnosis of pedophilic disorder confirmed because of respondent’s report that he had sexually
assaulted a child over several years.
¶ 30 Lastly, Dr. Nicolai diagnosed respondent with antisocial personality disorder, which is “a
pervasive pattern of disregard for violation of rights of others occurring since age 15.” She
explained that the DSM-5 identifies seven possible criteria for the disorder, of which an individual
must meet at least three to qualify for the diagnosis. Dr. Nicolai testified that respondent showed
six facets of the DSM-5 criteria for antisocial personality disorder, including: failure to conform
to societal norms with respect to lawful behavior; deceitfulness, such as lying or conning others;
impulsiveness; irritability or aggressiveness; disregard for the safety of self or others; and lack of
remorse. She opined that these mental disorders caused respondent serious difficulty in controlling
his sexually violent behavior and impaired his ability to refrain from such conduct.
¶ 31 Dr. Nicolai also conducted a comprehensive risk assessment to evaluate respondent’s
likelihood of sexual reoffending, which included the Static-99R and Static-2002R actuarial
instruments and considering dynamic and protective factors. She described the Static-99R as an
empirically derived risk-assessment instrument used to evaluate the likelihood of sexual recidivism
in adult male sex offenders. It examines risk factors “that do not change.” Respondent scored a
five on the Static-99R, which placed him in the above average risk category, meaning he was 2.67
times more likely to reoffend than a “typical sex offender who scores a two on this instrument.”
She also used the Static-2002R, which she testified “adds incremental validity.” Respondent
scored a seven on that actuarial instrument, which was “well above average risk” to sexually
reoffend. Specifically, respondent was 3.62 times more likely to reoffend “than the typical sex
offender score of three on this instrument.”
- 12 - 2025 IL App (2d) 240087-U
¶ 32 Dr. Nicolai also considered dynamic risk factors, which are empirically associated with an
increased risk of sexual recidivism that, unlike the static factors considered by actuarial
instruments, can be addressed in treatment and may change over time. She found that respondent
exhibited multiple dynamic risk factors, specifically: (1) deviant sexual interest, in that he had a
“preference for children and also sexualized violence;” (2) offense supportive attitudes, in that he
had a sense of entitlement and blamed others; (3) lack of emotionally intimate relationships with
adults, citing respondent’s lack of skills to maintain such relationships; (4) lifestyle impulsivity,
noting that respondent had been “in over 100 fights;” and (5) resistance to rules and supervision,
citing respondent’s encounters with TDF staff and security, as well as his violation of probation.
¶ 33 Dr. Nicolai likewise considered protective risk factors, which she described as
characteristics or circumstances that help reduce the likelihood of sexual reoffending, such as age,
medical conditions, and meaningful completion of sex offender treatment. She found that no
factors served to lower respondent’s risk of recidivism. Although respondent was in phase four of
treatment, Dr. Nicolai did not view this as a protective factor because respondent had not yet
meaningfully applied what he learned “to the degree that he will reduce his risk to sexually re-
offend.”
¶ 34 Based on her review of respondent’s records and her training and expertise, Dr. Nicolai
opined, to a reasonable degree of psychological certainty, that respondent was substantially
probable to sexually reoffend. She concluded that respondent met the criteria to be found an SVP
under the Act.
¶ 35 Dr. Barry M. Leavitt
¶ 36 Next, the State presented the expert testimony of Dr. Barry Leavitt, a licensed clinical
psychologist and sex offender evaluator retained by the State in May 2018 to conduct an SVP
- 13 - 2025 IL App (2d) 240087-U
evaluation of respondent. Dr. Leavitt attempted to meet with respondent at the TDF in June 2018,
but respondent declined to participate in the interview. Dr. Leavitt explained that the assessment
of whether someone is an SVP is a two-step process. First, the evaluator reviews available records
to evaluate whether the individual suffers from medical disorders. Second, the evaluator assesses
whether, because of those disorders, the individual has a substantial probability of committing
future acts of sexually violent behavior. Like Dr. Nicolai, Dr. Leavitt reviewed numerous records,
including respondent’s IDOC master record file, criminal history, police reports, disciplinary
reports, medical and psychological evaluations, and treatment documents.
¶ 37 In reviewing the police reports and a victim statement concerning respondent’s sexual
assault of a thirteen-year-old girl in 2004, Dr. Leavitt found it clinically significant that
respondent’s behavior “only seemed to intensify,” and he became “stronger,” when the victim
pinched him in an attempt to make him stop. “[I]t seemed to be part of his deviant sexual arousal.”
Regarding respondent’s August 2005 arrest for sexual assault of a nine-year-old girl, Dr. Leavitt
emphasized that the offense occurred while respondent was on probation, which demonstrated an
inability or unwillingness to control his sexually deviant behavior, “even under the conditions of
his correctional probation.”
¶ 38 In addition to respondent’s convictions, Dr. Leavitt reviewed records from the TDF,
including documents generated during respondent’s participation in the treatment program, where
respondent disclosed five additional “contact” victims. He noted that these offenses consisted of
“multiple acts of sexually deviant behavior dating back [to] when [respondent] was seven years
old continuing up until the age of 18 or 19 when he was incarcerated.” Dr. Leavitt observed that
there was “a steady proliferation of sexual abuse victims,” including victims as young as five years
old. The offenses involved “a great deal of force, power, manipulation and control,” and
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respondent had, in some cases, used physical violence and intimidation. Two were “college age
victims” that respondent assaulted while they were asleep, and he had also beaten a pregnant
woman with a weapon in an effort to cause her to lose the pregnancy. Respondent had also
physically forced himself on an adult victim. In the reports reviewed by Dr. Leavitt, respondent
described himself as being particularly aroused by the infliction of coercion, force, power, and
control over his victims. He had also reported exposing himself to women in his neighborhood
and stealing women’s underwear for his sexual satisfaction.
¶ 39 Dr. Leavitt observed evidence of respondent’s sexually deviant behavior while housed at
the TDF. He noted that respondent sent a seven-page letter to a former TDF dietary employee
who had previously sent sexual photographs of herself to the residents. In the letter, which had
“strong features of domination,” respondent made statements “revealing of longstanding issues
around exhibitionism, fetishism, wanting to exercise intense control over a sexual relationship,
[and] engag[ing] in sexual acts for his and her pleasure.” The letter concerned Dr. Leavitt because
“those kinds of fantasies, whether they were encouraged or not, would continue to exist, and they
were not really addressed in any comprehensive way in his advanced treatment groups.” Dr.
Leavitt testified that, for someone with respondent’s background, continuing to harbor such
fantasies and potentially viewing them as healthy and appropriate was “very concerning.” He
further noted respondent hid this material from his treatment group. According to Dr. Leavitt,
when confronted with the letter, respondent saw it as a violation of his rights and failed to
appreciate the concern that the treatment staff had about someone at his advanced stage in the
program continuing to harbor such fantasies. Dr. Leavitt acknowledged respondent’s October
2018 progress notes reflected the letter was discussed in his treatment group and that he received
positive or complimentary feedback. He maintained, however, that the sexualized component of
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the letter was avoided and not yet addressed, which Dr. Leavitt found concerning given
respondent’s advanced stage of therapy at the time. The letter reflected respondent’s “ongoing
struggle to control his sexual deviant interest and urges.” Nevertheless, respondent subsequently
advanced to phase four of treatment, and Dr. Leavitt conceded that the letter was not mentioned in
respondent’s most recent master treatment plan review.
¶ 40 Using the DSM-5, Dr. Leavitt diagnosed respondent with two mental disorders: (1) other
specified paraphilic disorder, sexual coercion, nonexclusive type (to non-consensual adult or non-
consensual person); and (2) antisocial personality disorder with narcissistic traits. Unlike Dr.
Nicolai, Dr. Leavitt did not diagnose respondent with pedophilic disorder. Dr. Leavitt described
other sexual paraphilic disorder as a “[s]exual disorder that involves having a history of recurrent
sexual interest fantasies, urges or actual behaviors involving the use of coercive sexual force,”
which the individual engages in, whether in thought or action, over a recurrent six-month period.
He explained that a diagnosis of other specified paraphilic disorder requires that the individual’s
sexual arousal be strongly associated with the use of coercion, force, control or violence toward
another person. Dr. Leavitt testified that the diagnosis was appropriate because respondent
“described himself as needing to inflict[] use of power, intense power and control to the extent he
would sometimes force his subject to submit to his sexual demands or control.” He noted that this
pattern began in childhood and continued into respondent’s young adulthood. As to why the
condition persisted, Dr. Leavitt opined that there was evidence of it through at least October 2018,
when respondent sent the letter to the former TDF employee, which showed that respondent was
“maintaining those fantasies,” continued to struggle with them, and required further intervention.
He further noted that respondent’s exhibitionism was tied to that same drive for power and control,
including the desire to observe the victim’s reaction.
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¶ 41 Dr. Leavitt further testified that he diagnosed respondent with antisocial personality
disorder, which he described as “a pervasive disregard for and [disdain] for societal rules and
regulations.” He explained that individuals with this disorder exhibit “manifestly antisocial traits,”
such as deceitfulness, dishonesty, impulsiveness, callousness, and placing self and others at risk
without regard for safety. In addition, respondent displayed narcissistic traits, which Dr. Leavitt
described as having a sense of entitlement, viewing oneself as superior to others, and being “highly
exploitive about it.” Dr. Leavitt noted that respondent’s childhood was “rampant with behavior
problems,” including acts of theft, violence, sexual abuse, and drug transactions. He also noted
that respondent “was a victim, himself,” having been sexually abused at age seven. He believed
that respondent still suffered from antisocial personality disorder because he “remains inconsistent
with respect to his control over certain antisocial traits.”
¶ 42 Dr. Leavitt testified that, in his opinion, although respondent had done many positive things
in treatment and deserved credit for participating for many years and advancing through the
different phases of the program, he remained concerned about certain high-risk factors. Dr. Leavitt
stated that respondent had made progress, but “what has concerned me the most at this particular
juncture are the continued signs of his high-risk factors under stress.” He acknowledged that this
was a stressful time for respondent, but observed that, when under stress, there was an emergence
of “his criminal thinking [and] antisocial attitude.” He noted the ongoing issues of criminal
thinking and dysfunctional thought patterns related to respondent’s recent approach to the
possibility of being placed on conditional release. According to Dr. Leavitt, respondent’s records
and treatment team confirmed that respondent indicated he would refuse to go on conditional
release. Dr. Leavitt observed that respondent had become “increasingly rigid about that
possibility,” which concerned Dr. Leavitt because “it places the treatment team in a box” and
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would limit the types of treatment available to respondent. He further noted that, over the prior
year and a half, respondent’s participation in treatment had been “highly inconsistent.” He noted
that when respondent’s treatment team confronts him regarding his attendance, only then does he
begin attending more regularly, but he later would “blow up” and again stop attending consistently.
Dr. Leavitt stated that this pattern was inconsistent with “someone who is this much of a so-called
‘leader’ within the treatment program.”
¶ 43 Dr. Leavitt testified that respondent’s two mental disorders interacted in a way that
increased his risk for reoffending. He explained that sexual disorder predisposes an individual to
sexually violent interaction, while individuals with antisocial personality disorder tend not to
follow rules or societal norms because they “see themselves as above it all.” As a result, Dr.
Leavitt opined that respondent presented a heightened risk for future sexual violence, because he
was both internally driven to commit sexually violent acts and externally unconstrained by rules
and regulations.
¶ 44 Dr. Leavitt conducted a comprehensive risk assessment to evaluate respondent’s likelihood
of committing future sexual offenses. On the Static-99R, respondent scored a six, which placed
him in the “well above average risk” category. On the Static-2002R risk assessment tool, he scored
an eight, which also placed him in the “well above average risk” category. Both scores placed
respondent in the highest risk category for their respective instruments. Dr. Leavitt also identified
several dynamic risk factors exhibited by respondent, including unresolved trauma, intense
mistrust of authority figures, a strong need for power and control, an ingrained antisocial
orientation, and deficits in emotional regulation. In Dr. Leavitt’s view, respondent’s ongoing
difficulties with emotional regulation were such that, when faced with stressors associated with
his civil commitment proceedings, he tends to revert to dysfunctional coping strategies. He also
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identified additional risk factors respondent exhibited, including deviant sexual interest, offense
supportive attitude, criminal mindset, lifestyle impulsiveness, grievance hostility thinking, and
viewing oneself as a victim. Dr. Leavitt likewise found that no protective, or risk-reducing factors,
applied to respondent. Respondent was “relatively young,” and so his age was “actually a risk
factor.” Additionally, respondent had no medical condition that would impede his ability to
sexually reoffend.
¶ 45 Dr. Leavitt also considered respondent’s participation in treatment. He testified that, “[o]n
paper,” respondent had done a good job of completing various treatment assignments and goals
and had progressed through the treatment program. However, he expressed concern about
respondent’s inconsistent attendance and treatment approach, noting periods where respondent
reverted to old ways of thinking. In Dr. Leavitt’s view, these contradictions indicated that “the
treatment has not taken hold yet for him.” He continued, “[i]t’s not taking hold to the extent I
would want to see an individual in order to say the treatment has been a success.”
¶ 46 Based on the foregoing, Dr. Leavitt opined that there was a substantial probability that
respondent would engage in future acts of sexual violence.
¶ 47 Dr. Richard Travis
¶ 48 Respondent presented two experts of his own, Dr. Travis and Dr. Rosell, both of whom
were qualified as experts in clinical psychology specializing in the evaluation, diagnosis, and
treatment of sex offenders. Dr. Travis testified that he had been employed by the Department since
2011 to conduct SVP evaluations under the Act. Along with several other treatment providers, he
helped design the TDF’s five-phase program, noting that “[t]he bones of the program still exist.”
He explained that, while the Act is concerned with whether a person poses a substantial risk to
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sexually reoffend, the TDF’s treatment program is “much more holistic” and addresses a broad
range of treatment needs.
¶ 49 Dr. Travis diagnosed respondent with four mental disorders: pedophilic disorder,
exhibitionistic disorder, other specified paraphilic disorder (sexual coercion of nonconsenting
females), and antisocial personality disorder. He explained that the first three are qualifying mental
disorders under the Act. The diagnosis of pedophilic disorder was “based upon [respondent’s]
sexual offending up to the time he was 18.” Dr. Travis noted that in 2008, when respondent was
21 years old, he underwent PPG testing, which did not show arousal to prepubescent girls. Dr.
Travis explained that a person’s sexual interests are not necessarily fixed at age 18, but by the mid-
20s, they generally do not change significantly. Because respondent did not demonstrate sexual
arousal to children at age 21, it was unclear whether respondent’s past sexual offenses were driven
by pedophilic interest as opposed to antisocial behavior, accessibility, or general criminality. He
emphasized that the diagnosis could not be removed until respondent had lived in the community
for five years “around kids,” as the DSM-5 provides that the diagnosis remains in effect until such
period has elapsed without the individual acting upon those interests.
¶ 50 Dr. Travis diagnosed respondent with exhibitionistic disorder based on respondent’s report
of engaging in acts of exhibitionism over several years, as well as the PPG test showing arousal to
adult exhibitionistic stimuli. He noted that respondent had “not flashed anybody” in the TDF,
which, in Dr. Travis’ experience, is the most common form of “sexual acting out” by individuals
with exhibitionistic disorder.
¶ 51 Dr. Travis also diagnosed respondent with other specified paraphilic disorder (sexual
coercion of non-consenting females), which he described as involving “rape or forced sex.” This
was based on respondent’s reported fantasies. Referring to the PPG results, Dr. Travis noted that
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respondent showed some arousal to the adult coercive stimulus category, but not to any of the
specific coercive segments presented.
¶ 52 Last, Dr. Travis diagnosed respondent with antisocial personality disorder, explaining that
“he still has some of those attitudes,” but was “managing this really well.” In his experience, such
traits tend to “mellow” as individuals age because they are better able to control their behavior and
“get tired of getting in trouble.”
¶ 53 Dr. Travis, like the other testifying experts, conducted a risk assessment using the Static-
99R and Static-2002R actuarial instruments. He acknowledged that respondent’s scores placed
him in the highest risk category to reoffend but emphasized that these are static instruments,
meaning they are “set in stone” because they measure historical factors. Dr. Travis also considered
respondent’s dynamic risk factors, which are “things that can change with time and treatment,” as
well as protective factors, which he defined as characteristics or circumstances that reduce an
individual’s risk of sexual offending. Dr. Travis utilized the STABLE-2007 risk assessment tool
and concluded that respondent “still has some of the few factors on the STABLE-2007.” However,
Dr. Travis compared respondent’s 2018 and April 2019 evaluations and noted a slight decrease in
these factors which, in his opinion, showed that respondent was benefiting from treatment.
¶ 54 Dr. Travis testified that respondent’s advancement to phase four of the treatment plan was
a protective factor. He explained that treatment is only effective if the individual uses it, and many
complete the program without applying the skills learned. He explained that respondent was
“using what he learned to increase his emotional control and also reduce his impulsivity so that he
has better control of himself and he’s not engaging in those antisocial behaviors.” The treatment
had also targeted respondent’s deviant sexual interests, improved his behavior control, and allowed
him to avoid problematic sexual behaviors. Dr. Travis further observed that respondent had
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learned to manage his antisocial behavior and had increased his pro-social conduct, noting that he
assisted in exposing a “pornography ring” at the TDF and reported inappropriate relationships
there, despite coming from a background where you “don’t rat out anybody.” He further noted
that respondent’s therapy notes reflected that he “appears to want to be a better person” and had
refrained from joining any gangs despite his prior affiliations. He conceded that respondent
indicated he did not want to be placed on conditional release because he feared he would be “found
by a gang” and would be unable to defend himself without a gun. Dr. Travis testified that
respondent still occasionally would make antisocial statements, but his pro-social behavior was
nevertheless “exemplary.”
¶ 55 From July 2011 through May 2018, Dr. Travis opined that respondent was substantially
probable to sexually reoffend, explaining that respondent had not received enough treatment and
had not fully implemented the treatment provided. In May 2018, however, Dr. Travis concluded
that respondent “had completed enough treatment and *** was using his treatment to the degree
that he was no longer substantially probable to sexually reoffend.” In March 2019, Dr. Travis
briefly returned to the opinion that respondent was substantially probable to sexually reoffend, but
he acknowledged that this opinion was based on incomplete and out-of-context information.
Specifically, he had labored under the mistaken belief that respondent “had a flareup in
antisociality,” which, if true, would have indicated that respondent was dangerous and not using
the skills learned in treatment. However, on April 8, 2019, after conducting collateral interviews,
Dr. Travis again opined that respondent was not substantially probable to sexually reoffend
“because of the treatment he received and the way he’s used [the] treatment he received.”
¶ 56 The April 2019 evaluation, which was the most recent one Dr. Travis had prepared, noted
that respondent was managing his sexual behavior in the TDF, with no reports of flirting with
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female staff, exhibitionism, boundary violations, or other problematic sexual conduct. Respondent
had also disclosed his past sexual offenses, including unreported offenses, and had taken
ownership over them and worked to change. Dr. Travis ultimately opined that respondent did not
meet the criteria to be found an SVP under the act “because of treatment. He’s no longer
substantially probable.”
¶ 57 Dr. Luis Rosell
¶ 58 Dr. Rosell, a licensed psychologist specializing in forensic psychology, testified as
respondent’s final expert witness. More than six years earlier, respondent’s counsel retained him
to conduct an evaluation. Dr. Rosell prepared a full evaluation and an addendum, remained
informed of respondent’s treatment progress, and reviewed the other evaluators’ reports. His most
recent report was completed in October 2015.
¶ 59 Dr. Rosell acknowledged that respondent’s past sexual offenses involving a prepubescent
child could satisfy the criteria for pedophilic disorder because they spanned more than six months.
However, he noted that respondent’s PPG testing in December 2008 showed no arousal to
prepubescent children. Dr. Rosell questioned whether respondent ever had pedophilic disorder,
noting that evaluators often place too much emphasis on conduct at the time of the offense rather
than current functioning. He likewise expressed skepticism about the diagnosis of other specified
paraphilic disorder with coercive elements, because the PPG testing showed no arousal to rape,
violence, or coercive stimuli. He agreed, however, that respondent met the criteria for antisocial
personality disorder, a qualifying mental disorder under the Act.
¶ 60 Dr. Rosell explained that the Static-99R is primarily based on “historical factors” and does
not account for treatment progress. Thus, an individual with ten years of treatment could receive
the same score on the Static-99R as someone with none, thereby overstating the individual’s “true
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risk.” He acknowledged that respondent’s score of six on the Static-99R placed him in the “well
above average risk” category, but he cautioned that this label was more alarming than the actual
numbers suggested because only about 20% of individuals with this score were later reconvicted
or recharged for a sexual offense. Dr. Rosell stated that because the Static-99R is concerned
primarily with historical factors, an individual’s risk must “be adjusted outside the actuarial.”
¶ 61 Turning to dynamic factors, Dr. Rosell noted that many of respondent’s risks stemmed
from his history of uncontrolled anger, hostility, and impulsivity. In his opinion, respondent had
addressed these issues through various treatment groups, classes, and his relapse prevention plan.
Dr. Rosell concluded that respondent’s assignments had specifically targeted the factors
contributing to his past offending, thereby reducing the likelihood of future sexual offending.
¶ 62 Like Dr. Travis, Dr. Rosell opined that respondent’s treatment progress had reduced
respondent’s risk to the point that he was not substantially probable to commit future acts of sexual
violence and, therefore, did not meet the criteria to be found an SVP. He emphasized that offenses
occurred “early on in his life” and explained that recidivism rates are generally lower for
individuals whose offenses occurred during adolescence. He also highlighted respondent’s
voluntary participation in treatment, including PPG testing, which “a lot of individuals do not do.”
He also noted that respondent had advanced to phase four of the program, representing
approximately 90% completion, and he emphasized that progress was earned rather than
automatic. It is “not a program where they push you along,” and Dr. Rosell opined that respondent
had “done very well to get to phase four.” Dr. Rosell testified that he had not reviewed the August
20, 2018, letter respondent wrote to a former employee of the TDF, explaining that it is not unusual
in SVP cases for evaluators not to receive every record. He could not recall reading about the
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letter in Dr. Travis’ evaluation report, but he agreed that it would have been useful to consider
when assessing respondent’s treatment progress.
¶ 63 On April 25, 2019, the jury found respondent to be a sexually violent person under the Act.
The court entered judgment on the jury’s verdict, ordered the Department to conduct a
predisposition investigation evaluation, and continued the matter for status and a dispositional
hearing.
¶ 64 Posttrial Proceedings
¶ 65 On May 22, 2019, respondent, through retained counsel Schwarzbach, filed a motion for
judgment notwithstanding the verdict or, in the alternative, for a new trial.
¶ 66 Two days later, on May 24, 2019, respondent filed a pro se appearance, a “motion for
substitution/appointment of counsel,” a notice of appeal, and a motion for extension of time. In
the latter motion, respondent listed 13 pro se motions he intended to file “before the Honorable
Court enter a final order to civil[ly] commit” him, including motions to set aside the jury verdict,
substitute the trial judge, change venue, declare a mistrial, and “dismiss” the Act. He further
indicated that he intended to pursue motions alleging ineffective assistance of counsel and
prosecutorial misconduct, seek sanctions against the Illinois Attorney General’s Office, and pursue
charges against the Illinois Attorney General. At the next hearing, respondent withdrew his pro
se filings and notice of appeal, explaining that he filed them to protect his rights after being unable
to contact his attorney. He further asserted that the TDF had denied him access to his counsel and
had engaged in mail tampering. The case was continued several times while counsel worked with
respondent to amend the posttrial motion.
¶ 67 On December 16, 2019, counsel filed an amended motion for new trial alleging, among
other things, that the trial court erred in denying respondent’s motion to bar Dr. Leavitt’s
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testimony. The State responded to the motion in February 2020, and the case was continued
several times over the following months, likely due to the COVID-19 pandemic.
¶ 68 On July 5, 2020, respondent filed several pro se motions, including a motion styled as a
“motion for ineffective assistance of counsel.” In that motion, respondent asserted that
Schwarzbach failed to conduct adequate discovery, mishandled aspects of the case, and did not
call him to testify at trial. Respondent further alleged that counsel urged him to plead guilty to
offenses he did not commit and advised him to commit perjury. In his prayer for relief, respondent
requested a finding that counsel had “intentionally given fraudulently [sic] representation” and
asked the court to dismiss the petition for commitment and order his immediate release or, in the
alternative, grant a new trial. That same day, respondent also filed a pro se motion for the
appointment of new counsel and a motion for leave to file an amended motion for a new trial,
asserting that the motion for a new trial filed by Schwarzbach “intentionally misrepresent[ed] the
Respondent[’s] pending case.” Respondent later filed a pro se motion for leave to file an amended
motion for ineffective assistance of counsel, an amended motion, and a memorandum of law in
support of the amended motion.
¶ 69 On January 25, 2021, the trial court granted Schwarzbach leave to withdraw as
respondent’s counsel and appointed the Lake County public defender. Despite the appointment of
counsel, respondent indicated that he wished to pursue his motion for ineffective assistance of
counsel, believing that if he could establish Schwarzbach’s ineffectiveness and resulting prejudice,
he would be entitled to dismissal. The court advised respondent that, because new counsel had
been appointed, it was “not going to deal with you right now directly.” The court also informed
respondent that, because counsel had been appointed, only counsel could submit filings on
respondent’s behalf. It cautioned respondent that “[t]here’s no such thing as pro se pleadings”
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from him going forward, as respondent had requested and been provided with appointed counsel.
The court continued the matter, including all pending motions and the dispositional hearing, for
status of counsel pending confirmation of the specific assistant public defender to be assigned to
represent respondent.
¶ 70 Notwithstanding the appointment of counsel, respondent continued to file pro se motions.
On February 24, 2021, he filed a pro se motion to substitute Judge Potkonjak (who presided over
the trial) for cause and a motion to compel the circuit clerk to send him file-stamped copies of
certain documents in the court file.
¶ 71 The case was continued several times to allow respondent’s newly appointed counsel,
assistant public defender Jennifer Snyder, to obtain and review the trial transcript and court file,
confer with respondent, and determine whether to adopt any of respondent’s pro se motions.
During this period, all pending motions and the dispositional hearing were entered and continued.
Meanwhile, in February 2022, the case was transferred from Judge Potkonjak, who presided over
respondent’s trial, to Judge Charles D. Johnson.
¶ 72 On October 21, 2022, assistant public defender Gavin Robinson appeared on respondent’s
behalf and informed the court that Ms. Snyder had left the public defender’s office. The court then
appointed Mr. Robinson to represent respondent, who requested additional time to review the file,
confer with respondent, and evaluate respondent’s pending pro se motions. Respondent expressed
frustration that, because he was represented by counsel, he lacked authority to advance any
arguments on his own behalf. The court remarked that Mr. Robinson was “excellent” and
anticipated that respondent would be pleased with his representation. Respondent also noted that
his last evaluation was in 2019 and inquired about obtaining a new one. The court explained that
when a litigant “file[s] a certain motion it kind of stalls everything else while we address that
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particular motion,” and it noted that because “these motions have been pending, the matter had
been unable to advance to the dispositional phase.
¶ 73 On December 16, 2022, respondent informed the court that he believed his counsel, Mr.
Robinson, was “ineffective” because he had not yet contacted respondent and was, in respondent’s
view, “inexperienced.” He also disputed that Schwarzbach had “removed himself off the case,”
and he asserted that his “motion for ineffective assistance of counsel” remained pending. At that
point, the court remarked that the case had been “going on too long” and emphasized that, although
the trial concluded in April 2019, the matter had not yet advanced to disposition due to
respondent’s pending posttrial motions. The court “strongly encourage[d] the public defender’s
office to get things moving.” The court then continued the matter to January 20, 2023, for a “final
status” and indicated that a hearing date would be set at that time.
¶ 74 On January 20, 2023, the trial court noted that the file was “a little long in the tooth” and
had reached “Volume 6.” It stated that, as a threshold matter, it needed to determine which motions
were properly pending, the order in which they should be addressed, and which judge was
authorized to hear them. The court remarked that some of the motions had been filed by
respondent’s former trial counsel, Schwarzbach, others had been filed pro se, and some had been
amended multiple times. It noted that the May 2019 motion for judgment notwithstanding the
verdict or, in the alternative, for a new trial, remained pending, and that respondent had
subsequently filed several pro se motions, including a “motion for ineffective assistance of
counsel” directed at Schwarzbach, a motion for leave to file an amended motion for judgment
notwithstanding the verdict or, in the alternative, for a new trial, and a motion to substitute Judge
Potkonjak for cause. The court emphasized that, typically, motions to reconsider or for a new trial
are heard by the judge who presided over the trial—in this case, Judge Potkonjak. Ultimately, the
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court observed that respondent had no right to “hybrid representation,” whereby the litigant
alternates between self-representation and representation by counsel, and commented that some of
the motions “may, in fact, be nullities.”
¶ 75 Respondent then asserted that an evaluator had recommended him for conditional release,
but that “the State had a bunch of stipulations attached to that” which he intended to “refuse,”
believing it would not be “fair or right pursuant to the Constitution *** to waive all my rights in
order to accept conditional release.” The court responded that, before conditional release could be
considered, it first had to resolve respondent’s pending posttrial motions to determine whether he
was properly adjudicated an SVP. The court continued the hearing to allow respondent’s
appointed counsel, Mr. Robinson, to decide whether to “adopt or amend or not adopt” respondent’s
pro se motion for substitution of judge, which it described as “the key that unlocks the vault of all
the other motions.”
¶ 76 On February 3, 2023, assistant public defender Robinson informed the court that he
declined to adopt respondent’s pro se motion for substitution of judge because it lacked any merit,
and the motion was withdrawn.
¶ 77 Less than one week later, on February 9, 2023, respondent filed a pro se “motion for
ineffective assistance of counsel against the public defender[s] office.” He asserted that appointed
counsel, first Jennifer Snyder and later Gavin Robinson, did “absolutely nothing” for his defense,
failed to adopt or pursue his pending motions, repeatedly agreed to continuances over his
objection, and did not seek an updated evaluation despite his treatment progress. He further
alleged that counsel improperly struck his motion for substitution of judge for cause, pressed him
to abandon his pending motions in exchange for conditional release, and failed to provide him with
trial transcripts and evaluation reports. Respondent also alleged that appointed counsel conspired
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with the State by failing to communicate his counterproposal for discharge and instead worked to
return the matter to Judge Potkonjak, against whom respondent had filed a motion for substitution.
He additionally asserted that, because proceedings under the Act are civil in nature, the public
defender “by law” could not represent respondents in SVP matters. He requested that the court
find the office of the Lake County public defender “ineffective” and appoint private counsel
experienced in SVP proceedings.
¶ 78 On February 10, 2023, at the continued hearing, the court remarked that respondent was
“effectively shooting [him]self in the foot” by filing numerous pro se motions, which had delayed
the disposition of the case and prevented entry of a final, appealable order. It stressed that the case
could not progress to a dispositional hearing until respondent’s posttrial motion for a new trial was
resolved, noting that, although the court had done everything it could to move the case along,
respondent was “screwing it up.” Respondent then moved orally for a periodic examination, but
the court explained that no reexamination could occur until after disposition, which had been
delayed by respondent’s pro se filings. The court advised that respondent’s appointed counsel,
Robinson, was “an excellent attorney” with experience in SVP cases and cautioned that refusing
to communicate with him was not in respondent’s best interests. It further explained that
respondent could not select his appointed counsel, and that any claim of ineffective assistance of
counsel could be raised only on appeal. The court struck respondent’s pro se motions for
ineffective assistance of counsel, explaining that there is “no such thing as a motion for ineffective
assistance of counsel. That doesn’t exist.” It then set respondent’s motion for a new trial before
Judge Potkonjak. As the court announced the hearing date, respondent interjected, “Hey, Judge.
I am not keeping the Public Defender Gavin Robinson.” The court replied, “If you don’t want to
talk to him you are shooting yourself in the foot. It’s your foot. Do what you want.”
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¶ 79 On March 8, 2023, the State filed a motion seeking a “discovery protective order”
precluding respondent from seeking discovery through the Freedom of Information Act (FOIA).
The State noted that it had already tendered “thousands and thousands” of documents to
respondent’s counsel related to the case, yet respondent nevertheless submitted five FOIA
request’s seeking “copies of any and all emails” between the State and respondent’s five different
attorneys from the inception of the case in 2007 to the present. It asserted that the request was an
attempt to obtain records already produced in discovery and “to further delay this matter.” The
State requested that respondent be ordered to “cease all pro se contact” with the State, emphasizing
that respondent was represented by counsel and that all discovery had already been provided to his
attorney. (Emphasis in original).
¶ 80 On March 10, 2023, the court, with Judge Potkonjak presiding, reminded respondent that
he was represented by the public defender and that any pro se filings not adopted by counsel would
not be considered. Respondent again demanded that the court appoint private counsel, asserting
that the public defender was not “authorized to even touch a sexually violent person’s commitment
case” because proceedings under the Act are civil in nature. He also asserted that he had filed a
motion to reinstate the motion to substitute Judge Potkonjak for cause, noting that his original
motion was “illegally stricken.” The court advised respondent that he was mistaken, explained
that the public defender was authorized to represent individuals in SVP proceedings, and that it
would not appoint private counsel. Instead, the court made clear that the public defender’s office,
specifically assistant public defender Gavin Robinson, would remain as respondent’s counsel.
¶ 81 Respondent asserted that, “from this point, I would rather go pro se if the Court is not going
to appoint counsel outside of the Public Defender’s Office.” Respondent asserted that he disagreed
that the public defender was authorized to represent individuals in SVP matters, and he stated, “I
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don’t waive rights to counsel.” He continued, stating “I refuse to accept a public defender.” He
also persisted in his belief that he was entitled to appointed counsel outside of the public defender’s
office and that, if he was “not given counsel outside the Public Defender’s Office, then I wish to
go pro se and not have *** anybody from the Public Defender’s Office.” He also asserted that, in
his motion to reinstate, he stated that if he “wasn’t going to receive counsel outside the Public
Defender’s Office, then [he] would be forced to go pro se.”
¶ 82 The court admonished respondent that self-representation was unwise, remarking that
“there’s an old saying that ‘a person that represents himself has a fool for a lawyer.’ ” Judge
Potkonjak added that, in his four decades on both sides of the bench, he “wouldn’t represent
himself.” He cautioned respondent that proceeding pro se would likely prolong his confinement
because his “interpretation of the law is wrong,” his posttrial conduct was “impeding any progress
*** towards conditional release,” and respondent was proving to be his “own worst enemy.” The
court stated that, if respondent wished, it would discharge the public defender but emphasized that
proceeding pro se would be a big mistake. It further clarified that if respondent desired private
counsel, he would have to retain and pay for one himself. Finally, the court explained that even
with privately retained counsel, the attorney would retain ultimate authority over which motions
to file, and if respondent thought otherwise, he was “sadly mistaken.” At that point, respondent
requested a short continuance so that he could speak with his counsel and decide whether he wished
to proceed with counsel, which the court granted.
¶ 83 The court then turned its attention to the State’s motion for a protective order.
Respondent’s counsel indicated he had no objection to the protective order, explaining that because
respondent was represented by counsel, “any contacts between the State and the respondent should
be through counsel.” The court granted the State’s motion, admonished respondent not to contact
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the State directly or submit additional FOIA requests, reminded him that pro se motions would not
be entertained unless adopted by counsel, and ordered respondent to seek leave of court before
filing any further pro se pleadings.
¶ 84 On March 24, 2023, the court held a hearing “to determine whether or not [respondent]
wanted to proceed pro se on this matter or continue to be represented by Gavin Robinson from the
Public Defender’s Office.” Respondent explained that he had spoken with Robinson the prior day
and had been “in agreement to keep counsel,” but then he “slept on it” and decided that he
“wish[ed] to go pro se.” He added that, “one thing that I want to be able to get if I keep counsel”
was a copy of the trial transcript “for due process,” and that he “want[ed] to be able to assist in
[his] defense.” He continued: “I think to move things forward and so I don’t be denied certain
things, I’m going to ask—I will be forced to go pro se.” Respondent then attempted to raise other
matters, but the court clarified: “To be clear, then, you do not wish to have Mr. Robinson or the
public defender—Lake County Public Defender’s Office to represent you? You want to go pro se
going forward?” Respondent answered: “Yes. I wish to go pro se. I’m asking for the Court to
leave the PD office off of my case.”
¶ 85 Respondent then immediately sought leave to amend his motion for judgment
notwithstanding the verdict or, in the alternative, for a new trial, and requested a hearing date. He
also sought access to his IDOC master record file, various trial documents, and the trial transcript,
and orally moved to strike the State’s protective order on the ground that, as a pro se litigant, he
had a legal right to contact the State directly. The court explained that respondent still could not
file any new motions without leave of court, even though he was now pro se. The court initially
indicated that “the protective order will be waived,” but after the State requested that respondent
“put [the motion to strike protective order] in writing,” the court clarified: “Actually, that motion,
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as far as the protective order, you need—now that you’re pro se, you need to put that in writing.”
The court then granted respondent leave to file a written motion to strike the protective order,
noting that the State would be permitted to respond and that the matter would be set for a hearing.
¶ 86 At that point, the State interjected a “suggest[ion] that if he is going to waive representation,
Judge, I think he needs to knowingly and intelligently waive that right. And I think he also needs
to be fully advised of the perils of pro se.” The court stated that it “did that last time when he said
he wanted two weeks to talk to Mr. Robinson,” and it reiterated that respondent could waive
counsel if he wished, but that doing so was “probably the worst thing you can do” and would
prolong his time at the TDF. It additionally stated: “I’m just advising you, again, you have the
right to an attorney. I think you made it clear you understand that right to it, that you have a right
to an attorney. And you—if you wish to waive it, you waive it.”
¶ 87 Respondent immediately replied that some of his FOIA requests “had nothing to do with
the SVP thing,” and should not have been treated as improper contact with the State. He also
asserted that he asked his attorney for a copy of the trial transcript so that he could review it and
assist in his defense. He likewise emphasized a desire to leave the TDF, noting that he had been
there since age 19 and he was, at the time of the hearing, 36 years old. At that point, the following
colloquy transpired:
“RESPONDENT: Of course I want counsel. I have always expressed that. I want
counsel. But if there are certain things that I believe that would prejudice me or hold me
back, I think it would be damaging with my future.
***
And, again, as I said, me and counsel, we talked yesterday. Things was fine. But
I do—I would like to have copies of the trial transcripts so I can help with the JNOV that
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counsel is going to amend. And I haven’t heard—we haven’t heard from Counsel. So I’m
not trying to say, yeah, I’m going to waive my rights to an attorney. I’m—
THE COURT: Frankly, counsel—
RESPONDENT: I’m willing to keep him.
THE COURT: Frankly, counsel’s not going to say anything more. You made the—
you made the decision. You wish to represent yourself. So, Mr. Robinson, you know, I
guess you’re off the hook, is the layman’s term.
For the record, I think the court finds that [respondent] has been advised that he has
the right to counsel. He’s made a knowing and voluntary—has, in fact, made a knowing
and voluntary waiver of his right to counsel and wishes to go pro se. That’s his right. So
Mr. Robinson and the Public Defender’s Office is discharged.”
The trial court then ordered that the protective order and the trial transcript be tendered to
respondent, and it reiterated that respondent was granted leave to file a written motion to strike the
protective order and an amended motion for judgment notwithstanding the verdict or, in the
alternative, for a new trial. “That’s all he’s granted leave to file at this point.”
¶ 88 On April 10, 2023, respondent filed a pro se motion to compel the State to provide him
with a copy of its motion for a protective order and the protective order itself. In that motion, he
explained that “respondent went pro se in the pending legal action” on March 24, 2023.
¶ 89 Then, on April 24, 2023, respondent filed a pro se motion to reconsider the court’s ruling
granting the State’s request for a protective order, arguing that his appointed counsel, Robinson,
provided ineffective assistance with respect to the State’s motion for a protective order.
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¶ 90 On May 26, 2023, after a hearing at which respondent argued on his own behalf, the trial
court denied his pro se motion to reconsider the protective order. In so ruling, the court rejected
respondent’s contentions that his five FOIA requests were unrelated to his SVP case, that his pro
se status was a change in circumstances warranting reconsideration, and that he possessed an
independent right under FOIA to obtain communications between the State and his prior attorneys.
The court explained that respondent had “chose[n] to represent [him]self,” and “decided to go pro
se,” despite being repeatedly warned by the court that it was a “bad idea.” Respondent replied,
“All right. Agreed. *** I’m agreeing with you.” The court then continued the case to allow
respondent to file his amended motion for judgment notwithstanding the verdict or, in the
alternative, for a new trial. Before the hearing concluded, respondent asked to speak with the State
“to see if we can try to resolve the case.” The State replied that “the best way to resolve this case
is for you to go to disposition and get committed so you can then petition for discharge,” adding
that this was the only available path to release because respondent did not “want to go on
conditional release.” Respondent replied, “[r]ight.” The court noted that “everything’s on hold
because [respondent] had this motion for a new trial going for some time,” as it had by that point
pended for four years.
¶ 91 On June 2, 2023, respondent filed an amended posttrial motion for judgment
notwithstanding the verdict or, in the alternative, for a new trial. He argued, inter alia, that the
court erred in denying his motion to bar Dr. Leavitt’s testimony where his opinion was “improperly
based upon statutory interpretation and [was] therefore inadmissible.” Respondent also moved for
leave to file a motion to compel the State to produce copies of the five FOIA requests he had
previously submitted to the State. After the State filed its response, the court allowed respondent
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to further amend the motion. Over the State’s objection, the trial court continued the matter for
hearing on respondent’s posttrial motion and for dispositional hearing.
¶ 92 On September 21, 2023, following a hearing at which respondent argued pro se, the trial
court denied his amended posttrial motion.
¶ 93 Dispositional Hearing
¶ 94 The proceedings then immediately moved to the dispositional phase. The court advised
respondent that he could elect to “be considered for a conditional release plan.” If he chose not to
participate, however, “the Court would just commit [him] to the custody of the [Department] for
control, care, and treatment in a secure setting and that [his] commitment to the [Department]
would continue until further order of the Court.” The court further explained that, should
respondent opt to pursue conditional release, it would direct the Department to prepare a
conditional release plan and would continue the matter for a hearing on that plan. Otherwise, the
court would enter an order reflecting that respondent had declined conditional release and commit
him to the Department’s custody.
¶ 95 In response, respondent asserted that the trial court failed to hold a hearing on his “motion
for ineffective assistance of counsel” directed at his former attorney, Schwarzbach. The court
advised that respondent was free to argue that Schwarzbach was ineffective if he wished, and
respondent did so, asserting that Schwarzbach prevented him from testifying at trial and advised
him to lie under oath by admitting to offenses that he did not commit. The State countered that
respondent’s motion became moot once counsel withdrew and, in any event, the challenged
conduct reflected trial strategy and respondent had failed to demonstrate that counsel’s
representation fell below an objective standard of reasonableness.
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¶ 96 The State announced that it was ready to proceed with the dispositional hearing.
Respondent, however, noted that he had not received the predisposition investigation report, dated
January 5, 2023, which recommended him for conditional release. The State conceded that it had
mistakenly sent the report to respondent’s former public defender, Robinson, rather than to
respondent directly. It stated that it would send the report to respondent unless he wished to
proceed to the dispositional hearing without it.
¶ 97 Respondent acknowledged that he had previously informed staff at the TDF, and even the
court itself, that he would “not take CR,” because he “had faith in the court and the court system
that somebody will hear [him] out where [he’s] not SVP,” such that conditional release “wouldn’t
even matter.” He then added that, “clearly now we [are] at that stage,” and he emphasized that he
had not received the report. The court continued the hearing to give respondent an opportunity to
review the report. Respondent then immediately sought leave to file a motion to dismiss and a
motion to change venue, which the court denied, stating, “we’re way past that.”
¶ 98 The court explained that the matter would next be up for the dispositional hearing, and that
it would be “off call” unless respondent elected to pursue conditional release. It clarified that, if
respondent agreed to conditional release, he would be “moved out of [the TDF] and moved into
an apartment somewhere and start going forward with the rest of [his] life.” Otherwise, if he
declined conditional release, he would remain at the TDF. The court advised respondent to “think
about it” and not “be hasty,” adding that if respondent preferred to “sit in [the TDF] rather than in
[his] own apartment somewhere, that’s [on him].” The court continued the case to October 27,
2023, for dispositional hearing and to permit respondent to review the report.
¶ 99 On October 19, 2023, respondent filed a pro se notice of appeal seeking to appeal “the
judgment from the trial court that was entered against him in September 2023.” That same day,
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he also sent a letter to the trial court stating that, on October 13, 2023, he was “shaken down by
security and others at [the Department], who took his ‘electronics and legal documents.’ ”
¶ 100 On October 27, 2023, respondent did not appear at the dispositional hearing, and the matter
proceeded in his absence. The State reported that it had “just received an e-mail” from TDF staff
with an attached “writ refusal form” indicating that respondent “is refusing to appear today, and
he refused to sign the writ refusal form as well.” The State further clarified that it sent respondent
a copy of the predisposition investigation report.
¶ 101 The trial court noted that, at the prior hearing, it had denied respondent’s amended posttrial
motion, continued the matter for a dispositional hearing, and admonished respondent to consider
conditional release despite his prior repeated statements that he did not want conditional release.
It also observed respondent’s pattern of filing repetitive pro se motions and pleadings, often
without leave of court, which it regarded as calculated efforts to delay resolution of the
proceedings. The court reiterated that it had advised respondent that conditional release was his
best avenue for relief because, although he would be subject to numerous restrictions, it would
remove respondent from the TDF, which respondent had previously identified was his goal. The
court also stated that respondent was aware of the court date and inquired whether this was the
first time respondent refused to appear. The State explained that it was respondent’s first refusal
“[i]n recent times,” but that, earlier in the case, “there was a period of time where he refused a lot.”
¶ 102 The trial court found that respondent was “not sick” but had “willfully failed to appear,”
concluding that, based on his past conduct, respondent’s failure to appear was a “calculated attempt
*** to postpone the Court’s ruling.” The court found, based on the predisposition investigation
report, that conditional release was the least restrictive environment in which respondent could be
safely managed and treated to reduce his risk of future sexual violence. Nonetheless, it concluded
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that, based on respondent’s refusal to appear and his “past and repeated statements that [he] does
not want to participate in the conditional release program,” respondent had declined to participate
in that program. The court therefore ordered that he be committed to the Department until further
order of court.
¶ 103 Respondent timely filed a notice of appeal.
¶ 104 II. ANALYSIS
¶ 105 Respondent raises three issues on appeal. 1 First, he argues that the trial court erred in
denying his motion in limine seeking to bar Dr. Leavitt’s trial testimony. Second, he argues that
the court deprived him of his statutory right to counsel during posttrial proceedings. Third, he
maintains that the court erred in conducting the dispositional hearing in his absence and, as a result,
deprived him of his right to be present at that proceeding. We address each contention in turn.
¶ 106 The Act authorizes the involuntary civil commitment of a person adjudged to be an SVP
for “control, care and treatment until such time as the person is no longer a sexually violent
person.” 725 ILCS 207/40(a) (West 2022). A “sexually violent person” is defined as, inter alia,
one who has been convicted of a sexually violent offense and who is dangerous because he or she
suffers from a mental disorder that makes it substantially probable that the person will engage in
acts of sexual violence. 725 ILCS 207/5(f) (West 2022). In turn, the Act defines “[m]ental
disorder” as “a congenital or acquired condition affecting the emotional or volitional capacity that
predisposes a person to engage in acts of sexual violence.” Id. § 5(b). Once the State files a
petition, the court must hold a hearing to determine whether there is probable cause to believe the
person is an SVP. Id. § 30(b); In re Commitment of Brown, 2012 IL App (2d) 110116, ¶ 13. If,
1 No claim of ineffective assistance of trial counsel is raised on appeal, and counsel expressly stated
during oral argument that such a claim would not have succeeded.
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after a hearing, the court determines that probable cause exists, it must order that the person be
taken into custody and transferred to an appropriate facility for evaluation as to whether the person
is an SVP. 725 ILCS 207/30(c) (West 2022); Brown, 2012 IL App (2d) 110116, ¶ 13. At trial,
the State bears the burden of proving the allegations in the petition beyond a reasonable doubt.
725 ILCS 207/30(d) (West 2022); Brown, 2012 IL App (2d) 110116, ¶ 13. Although proceedings
under the Act are civil in nature, individuals subject to commitment are nevertheless afforded
certain procedural safeguards comparable to those afforded to criminal defendants. In re Detention
of Hardin, 391 Ill. App. 3d 211, 216 (2009), aff’d, 238 Ill. 2d 33 (2010).
¶ 107 A. Section 35(b) of the Act
¶ 108 Respondent first contends the trial court erred in denying his motion in limine seeking to
bar the testimony of the State’s retained expert, Dr. Leavitt. He argues that section 35(b) of the
Act, which governs trials on the State’s petition to adjudicate an SVP, limits the State’s expert
witnesses to the IDOC evaluator (here, Dr. Nicolai) and the Department psychologist (here, Dr.
Travis) and does not authorize the State to call an independent expert of its choosing. In other
words, respondent maintains that, because section 35(b) permits the State to present expert
testimony from the IDOC evaluator and Department psychologist, it necessarily prohibits the State
from presenting testimony from any other expert witness. Respondent acknowledges that the State
was entitled to not call Dr. Travis after he changed his opinion and concluded respondent was no
longer substantially probable to commit acts of sexual violence, but he contends that section 35(b)
did not allow the State to replace Dr. Travis with another expert of its choice. Respondent asserts
that the court departed from the Act’s procedural framework and unfairly prejudiced him by
allowing Dr. Leavitt—who was neither an IDOC evaluator nor a Department psychologist—to
testify at trial. The State responds that section 35(b) is permissive, not restrictive. In its view, the
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provision authorizes the State to present testimony from both the IDOC evaluator and Department
psychologist, rather than requiring it to choose between them, but it does not bar the State from
calling additional qualified experts.
¶ 109 This issue presents a question of law requiring us to interpret section 35 of the Act. It
pertinently provides:
“(b) At the trial on the petition it shall be competent to introduce evidence of the
commission by the respondent of any number of crimes together with whatever
punishments, if any, were imposed. The petitioner may present expert testimony from both
the Illinois Department of Corrections evaluator and the Department of Human Services
psychologist.” 725 ILCS 207/35(b) (West 2018).
¶ 110 In construing section 35(b) of the Act, we are guided by the well-settled rules of statutory
construction. Our primary goal is to ascertain and give effect to the intent of the legislature. People
v. Schoonover, 2021 IL 124832, ¶ 39. The best indication of the legislature’s intent is the statutory
language itself, which must be given its plain and ordinary meaning. People v. Ramirez, 2023 IL
128123, ¶ 13. In doing so, we consider the words and phrases in the context of other relevant
statutory provisions. People v. Hunter, 2013 IL 114100, ¶ 13. When the language is plain and
unambiguous, we may not read in exceptions, limitations, or conditions that the legislature did not
express. Commonwealth Edison Co. v. Illinois Commerce Comm’n, 2014 IL App (1st) 132011,
¶ 35. Additionally, we presume that the legislature did not intend to create absurd, inconvenient,
or unjust results. Hunter, 2013 IL 114100, ¶ 13. We review the interpretation of a statute de novo,
meaning we give no deference to the trial court’s interpretation of the statute. Kloeppel v.
Champaign County Board, 2021 IL App (4th) 210091, ¶ 15.
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¶ 111 Applying these principles, we agree with the State. The plain and ordinary language of
section 35(b) provides that, at a trial on the State’s petition to have a respondent declared an SVP
under the Act, the State “may present expert testimony from both the [IDOC] evaluator and the
[Department] psychologist.” (Emphasis added.) The legislature’s use of the word “may” reflects
that the provision is permissive, or “optional in nature,” rather than mandatory or restrictive. See
Salsitz v. Kreiss, 198 Ill. 2d 1, 11-12 (2001) (rejecting argument that Supreme Court Rule 307
mandates an interlocutory appeal, noting that the word “may” signals an option and not a
requirement, and did not preclude a litigant from seeking review of an interlocutory order after
final judgment). Put simply, section 35(b) gives the State the option to call both the IDOC
evaluator and Department psychologist, but nothing in this section prohibits the State from
presenting other evidence or testimony.
¶ 112 Our reading of section 35(b) is consistent with our prior decision in In re Commitment of
Hardin, 2013 IL App (2d) 120977, where we rejected an argument like the one respondent now
advances. In Hardin, the State presented testimony from a parole officer at the respondent’s SVP
trial concerning his noncompliance with his MSR conditions. Id. ¶¶ 3-4. On appeal, the
respondent argued that his parole officer should not have been permitted to testify. Id. ¶ 13. We
disagreed, holding that section 35(b) did not bar the testimony. Id. ¶ 20. We emphasized that this
provision provides only that “the State may present expert testimony from both an evaluator with
the [IDOC] and a psychologist with the [Department],” and we explained that “[n]othing in this
section limits the State to that evidence. If the State were so limited, section 35(b) would use
language indicating that such evidence is the only evidence that can be used to support the State’s
allegation that the respondent” is an SVP. (Emphasis in original.) Id. ¶ 16. We also noted that
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the respondent’s interpretation would impermissibly insert limitations that the legislature did not
include. Id.
¶ 113 Here, respondent attempts to distinguish Hardin by emphasizing that, in that case, the
challenged witness was a lay witness—a parole officer, not an expert witness. That factual
distinction is unavailing. Our analysis in Hardin turned not on the type of witness but on the scope
of section 35(b). Again, we expressly held that nothing in section 35(b) limits the State to the
IDOC evaluator and Department psychologist, and that adopting such a view would impermissibly
insert a limitation into the Act that the legislature did not provide. That holding applies with equal
force here, where respondent likewise seeks to narrow the statute’s plain language to exclude
testimony that the legislature did not bar. Like our observations in Hardin, had the legislature
intended to limit the State to only those two witnesses, it could have said that the State “may only
present expert testimony from the Illinois Department of Corrections evaluator and the Department
of Human Services psychologist, or both,” or used other limiting language. See Brown, 2012 IL
App (2d) 110116, ¶ 16 (explaining that the plain language of section 35(b) speaks to the testimony
the State may present, not the number of evaluations it may obtain, and “[n]othing in the language
of this section or any other section of the statute prohibits the State from obtaining more than two
evaluations”). Reading section 35(b) as respondent urges would require us to engraft into the Act
a restriction that the legislature did not express, which we may not do.
¶ 114 Other provisions in the Act, which must be read harmoniously with section 35(b),
reinforce our determination. See Hunter, 2013 IL 114100, ¶ 13 (“[a] court must view the statute
as a whole, construing words and phrases in light of other relevant statutory provisions and not in
isolation”). Section 15(f), which governs the contents and filing of an SVP petition, provides
“[t]he State has the right to have the person evaluated by experts chosen by the State.” 725 ILCS
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207/15(f) (West 2018). Similarly, Section 25(e) provides that, before trial, “[t]he State has the
right to have the [respondent] evaluated by an expert chosen by the State,” who “shall have
reasonable access to the [respondent] for the purpose of *** examination,” and the respondent’s
“past and present treatment records and patient health care records.” 725 ILCS 207/25(e) (West
2018). Section 30(c) of the Act, which neither party cites in their briefs, further confirms this
point. It provides that “[n]otwithstanding the provisions of Section 10 of the Mental Health and
Developmental Disabilities Confidentiality Act, all evaluations conducted pursuant to this Act ***
shall be admissible at all proceedings held pursuant to this Act, including the probable cause
hearing and the trial.” 725 ILCS 207/30(c) (West 2018). The sweeping language in section 30(c)
makes no distinction between evaluations performed by an IDOC evaluator and Department
psychologist as contemplated in section 35(b), and those performed by an expert selected by the
State under sections 15(f) or 25(e). Because section 30(c) ensures that “all evaluations” conducted
pursuant to the Act are admissible at trial, it would be illogical for the Act to expressly allow for
the admission of such evaluations, including those prepared by an expert chosen by the State under
sections 15(f) and 25(e), yet prohibit the evaluator who prepared the report from testifying and
being subject to cross-examination on his or her opinion. See Hunter, 2013 IL 114100 (courts
presume the legislature did not intend absurd, inconvenient, or unjust results). Such a construction
would also conflict with section 25(c)(3), which expressly affords respondents the right to cross-
examine witnesses.
¶ 115 Taken together, these provisions, as well as our decision in Hardin, foreclose respondent’s
narrow reading of section 35(b). Accordingly, the trial court did not err in denying his motion in
limine, because Dr. Leavitt’s testimony was authorized under the Act. Because we conclude that
section 35(b) did not preclude Dr. Leavitt’s testimony, respondent’s related claim that the evidence
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would have been insufficient to support the jury’s finding absent that testimony necessarily fails.
In any event, even if Dr. Leavitt had not testified at trial, the jury would not have been obligated
to credit respondent’s two experts over Dr. Nicolai, who, as the State’s sole expert, alone could
provide a sufficient evidentiary basis for the jury’s verdict. See People v. Smith, 185 Ill. 2d 532,
541 (1999) (the testimony of a single credible witness is sufficient to convict).
¶ 116 B. Waiver of Counsel
¶ 117 Respondent next argues that the trial court deprived him of his statutory right to counsel
under the Act during “critical [posttrial] stages of his SVP proceedings.” He contends that the
court erred in concluding that he validly waived his right to counsel and elected to proceed pro se.
In his view, although he initially expressed a desire to discharge the public defender’s office and
proceed pro se, he “changed his position” near the end of the March 24, 2023, hearing, which the
court had convened “to determine whether or not [respondent] wanted to proceed pro se on this
matter or continue to be represented by Gavin Robinson from the Public Defender’s Office.” He
emphasizes that, after the court warned about the perils of self-representation, he stated: “I want
counsel. I have always expressed that. I want counsel,” “I’m not trying to say, yeah, I’m going to
waive my rights to an attorney,” and “I’m willing to keep him.” Respondent maintains that,
notwithstanding these “unequivocal statements,” the court cut him off, disregarded his express
desire for counsel, declared that he had already “made the decision,” and forced him to ultimately
argue his posttrial motion without the assistance of counsel.
¶ 118 Although proceedings under the Act are civil in nature (In re Commitment of Gavin, 2014
IL App (1st) 122918, ¶ 54) the Act affords respondents several rights analogous to those
guaranteed by the Sixth Amendment, including the right to be represented by counsel and the right
to be present. 725 ILCS 207/25(c)(1) (West 2022); Gavin, 2014 IL App (1st) 122918, ¶ 54.
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Specifically, section 25(c) of Act provides: “[a]t any hearing conducted under this Act, the person
who is the subject of the petition has the right: (1) To be present and to be represented by counsel.
If the person is indigent, the court shall appoint counsel.” Id. As with any right, the right to
counsel may be waived. To effectuate waiver, the request must be “clear and unequivocal, not
ambiguous.” People v. Burton, 184 Ill. 2d 1, 21 (1998). Additionally, a respondent “waives his
right to self-representation unless he ‘articulately and unmistakably demands to proceed pro se.’ ”
Id. at 22 (quoting United States v. Weisz, 718 F.2d 413, 426 (1983)).
¶ 119 In determining whether a waiver of counsel is clear and unequivocal, courts consider “the
overall context of the proceedings” (id. at 22) as well as the individual’s conduct following the
request for self-representation (id. at 24). We consider the entire record, and “[t]he determination
of whether there has been an intelligent waiver of the right to counsel *** depend[s], in each case,
upon the particular facts and circumstances of that case, including the background, experience, and
conduct of the accused.” People v. Washington, 2016 IL App (1st) 131198, ¶ 55. The purpose of
requiring that the waiver be clear and unequivocal is twofold: to (1) prevent the defendant from
appealing [either] the denial of his right to self-representation or the denial of his right to counsel,
and (2) prevent the defendant from manipulating and abusing the system by going back and forth
between his request for counsel and his wish to proceed pro se. People v. Mayo, 198 Ill. 2d 530,
538 (2002). In this regard, courts “ ‘indulge in every reasonable presumption against waiver’ of
the right to counsel.” People v. Baez, 241 Ill. 2d 44, 116 (quoting Brewer v. Williams, 430 U.S.
387, 404 (1977)).
¶ 120 We review a trial court’s decision to accept a waiver of counsel for an abuse of discretion.
See In re Commitment of Edwards, 2021 IL App (1st) 200192, ¶ 35 (citing People v. Justice, 349
Ill. App. 3d 981, 988 (2004)). This deferential standard recognizes that trial courts are in a superior
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position to assess a litigant’s demeanor, capacity, and clarity of intent firsthand. See Burton, 184
Ill. 2d at 22. An abuse of discretion occurs only where the court’s ruling is arbitrary, fanciful,
unreasonable, or where no reasonable person would take the view adopted by the trial court. Baez,
241 Ill. 2d at 106.
¶ 121 On this record, we are not persuaded that the trial court abused its discretion in finding that
respondent knowingly and voluntarily waived his statutory right to counsel under the Act during
posttrial proceedings. This determination is supported not only by respondent’s statements during
the March 24, 2023, hearing, but also by the broader context of the proceedings leading up to that
hearing, in which respondent repeatedly rejected representation by the Lake County Public
Defender’s Office and expressed frustration that, so long as he remained represented, his numerous
pro se motions would not be considered by the court unless adopted by counsel.
¶ 122 These dynamics came to a head on February 3, 2023, when assistant public defender
Robinson informed the trial court that he would not adopt respondent’s pro se motion to substitute
Judge Potkonjak for cause, stating that it lacked merit. Faced with a deluge of unresolved posttrial
motions filed pro se, the court had previously continued the matter to give Robinson time to
determine whether to adopt that particular motion, which the court described as “the key that
unlocks the vault of all the other motions.” The court explained that, before it could address
respondent’s various posttrial filings, including his motion for a new trial and pro se “motion for
ineffective assistance of counsel” against Schwarzbach, it first had to determine which judge
should rule on them. But because respondent was represented by appointed counsel, none of his
pro se filings could be entertained unless Robinson chose to adopt them. The court reiterated that
respondent had no right to “hybrid representation” and warned that any pro se motions not adopted
by counsel would be treated as legal “nullities.”
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¶ 123 Less than one week later, on February 9, 2023, respondent filed a six-page pro se motion
entitled “motion for ineffective assistance of counsel against the public defender[‘s] office.”
There, he raised a broad range of allegations against both his prior public defender, Jennifer
Snyder, and his current public defender, Robinson. He claimed that neither attorney had
contributed to his defense, accused them of ignoring his preferred motions, repeatedly sought
continuances over respondent’s objection, and failed to request an updated psychological
evaluation despite what he described as significant treatment progress. Most notably, respondent
asserted that Robinson’s decision to not pursue respondent’s motion for substitution of Judge
Potkonjak for cause was a retaliatory “attack” against him for refusing the State’s proposed terms
of conditional release, and it was a calculated effort to silence respondent. He further alleged that
Robinson had conspired with the State to conceal his counterproposal for discharge from the court
and to redirect the case to Judge Potkonjak, whom respondent believed demonstrated significant
bias and prejudice against him. Lastly, respondent argued that, because SVP proceedings are civil
in nature, the public defender lacked authority to represent him. He asked the court to find that
the Lake County Public Defender’s Office was “ineffective” and appoint private counsel with
experience in SVP proceedings.
¶ 124 At the continued hearing on February 10, 2023, Robinson informed the court that he had
spoken with respondent several times about the motion for substitution of judge, but after
informing respondent that he would not proceed on it, respondent refused to speak with him. The
court noted that respondent had once again filed a pro se motion for “ineffective assistance of
counsel,” and it addressed respondent’s claims head-on. It reiterated that Robinson was “an
excellent attorney” skilled in SVP cases, and it cautioned respondent that refusing to speak with
Robinson would harm his case. It further explained that respondents in civil commitment
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proceedings have no right to select their appointed counsel and that any claim of ineffective
assistance could only be pursued on appeal. The court struck respondent’s pro se motion for
ineffective assistance of counsel against the public defender’s office, stating that it was not a
legally cognizable pleading. As the court scheduled a hearing on respondent’s posttrial motion
before Judge Potkonjak, respondent objected, stating: “Hey, Judge. I am not keeping the Public
Defender Gavin Robinson.” The court replied, “If you don’t want to talk to him, you’re shooting
yourself in the foot. It’s your foot. Do what you want.”
¶ 125 Respondent’s position remained unchanged at the March 10, 2023, hearing before Judge
Potkonjak. Once again, respondent insisted that the public defender’s office lacked legal authority
to represent individuals in SVP proceedings and claimed that Robinson had “illegally stricken” his
motion for substitution of judge. The court squarely rejected these arguments, clarified that the
public defender’s office was authorized to represent respondents under the Act, and stated that it
would not appoint counsel outside of that office. It further reaffirmed that Robinson would remain
as respondent’s appointed counsel. In response, respondent declared that he “would rather go pro
se if the Court is not going to appoint counsel outside of the Public Defender’s Office,” while
emphasizing that he did not wish to “waive rights to counsel.” He categorically “refuse[d] to
accept a public defender,” including “anybody from the Public Defender’s Office,” and asserted
that he had “state[d] clearly” that if the court would not appoint outside counsel, he “would be
forced to go pro se.” The record confirms that, at that point, the court strongly cautioned
respondent against self-representation and noted that respondent’s pro se approach would likely
prolong his confinement. It noted that his interpretation of the law was misguided, his posttrial
conduct had greatly hindered his progress toward conditional release, and that he was proving to
be his “own worst enemy.” The court offered to discharge Robinson as counsel but emphasized
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that it would be a big mistake. It noted that respondent could retain private counsel at his own
expense but that, even then, counsel would have the final say on what motions to file. After the
court finished its admonitions, respondent disagreed that he was “trying to be [his] own worst
enemy,” and the court granted a short continuance for respondent to consult with Robinson.
¶ 126 Two weeks later, on March 23, 2023, the trial court reconvened to determine whether
respondent wished to continue with his public defender or proceed pro se. Respondent initially
stated that he had spoken with Robinson the previous day and had been “in agreement to keep
counsel” but, after sleeping on it, he decided that he “wish[ed] to go pro se.” He explained that,
“one thing I want to be able to get if I keep counsel” was a copy of the trial transcript “for due
process,” and that he “want[ed] to be able to assist in [his] defense.” He continued: “I think to
move things forward and so I don’t be denied certain things, I’m going to ask—I will be forced to
go pro se.” Respondent then attempted to raise other matters pending before the court.
¶ 127 At that point, the court sought to clarify respondent’s intentions, asking: “To be clear, then,
you do not wish to have Mr. Robinson or the *** Lake County Public Defender’s Office represent
you? You want to go pro se going forward? Respondent unequivocally replied, “Yes. I wish to
go pro se. I’m asking for the Court to leave the PD office off of my case.” This statement, given
after proper admonitions about the perils of self-representation, reflected a clear and unequivocal
waiver of counsel. See People v. Khan, 2021 IL App (1st) 190679, ¶ 67 (noting that if a
defendant’s waiver of counsel is made freely, knowingly, and intelligently, the court must accept
it, even if it deems the choice unwise); Baez, 241 Ill. 2d at 115-16 (emphasizing that the right to
self-representation may be invoked only through a clear and unambiguous waiver).
¶ 128 The record confirms that the trial court immediately accepted respondent’s waiver of
counsel and recognized him as a pro se litigant. Following his express waiver, respondent
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promptly sought leave to amend his motion for judgment notwithstanding the verdict or, in the
alternative, for a new trial, requested a hearing date, and orally moved to strike the State’s
protective order on the ground that, as a self-represented party, he had a legal right to contact the
State directly. The court engaged with him accordingly. It stated that, although he was now pro
se, respondent still needed to seek leave of court before filing new motions. The court initially
remarked that “the protective order will be waived,” but it later revised its position in response to
the State’s request for a written motion from respondent, stating: “Actually, that motion, as far as
the protective order, you need—now that you’re pro se, you need to put that in writing.” (Emphasis
added.) The court then granted respondent leave to file a written motion to strike the protective
order and commented that the State would be permitted to file a written response. These actions
confirm that the court not only accepted respondent’s waiver but also expressly recognized and
treated him as a self-represented litigant consistent with his clear and unequivocal request to
proceed pro se.
¶ 129 In his appellate brief, respondent downplays this portion of the proceedings as merely
showing that he “initially expressed a desire to discharge the public defender,” but that description
understates the proceedings. Respondent went further—He clearly and unequivocally invoked his
right to self-representation, and the court expressly recognized him as proceeding pro se and, from
that point forward, treated him as such. On appeal, respondent does not expressly dispute the
court’s determination that, at that point, he was proceeding pro se, nor does he dispute that his
statement—“I wish to go pro se. I’m asking for the court to leave the PD off of my case,” made
in response to the court’s direct inquiry, constituted a clear and unambiguous waiver of his right
to counsel. Instead, he contends that later remarks, made after the court again (at the State’s
request) admonished him that self-representation was unwise, show that he “changed his position.”
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Respondent denies on appeal that he wished to represent himself and asserts that “the trial court
did talk [him] out of representing himself,” but then “ignored [his] explicit request for counsel.”
In support, he points to several statements made toward the end of the March 24, 2023, hearing,
including: “Of course I want counsel. I have always expressed that. I want counsel,” “I’m not
trying to say, yeah, I’m going to waive my rights to an attorney,” and that he was “willing to keep
him.”
¶ 130 Respondent’s argument is unpersuasive. When read in context, the statements he now
highlights do not undermine the trial court’s finding that he knowingly and unequivocally waived
his right to counsel. As the State points out, respondent’s statement: “I want counsel, I have always
expressed that. I want counsel,” and “I’m not trying to say, yeah, I’m going to waive my rights to
an attorney,” was not a renewed request for representation in general, but a reiteration of his
longstanding desire that he be appointed private counsel outside of the public defender’s office.
This distinction is critical. Indeed, respondent made similar statements at the March 10, 2023,
hearing, wherein he repeatedly refused to accept counsel from the public defender’s office while
professing a desire not to “waive rights to counsel.” These statements were consistently
accompanied by the clarification that, if the court refused to appoint private counsel, he would
proceed pro se. See People v. Rainey, 2019 IL App (1st) 160187, ¶¶ 67-68 (holding that “a request
for self-representation is not unclear or equivocal merely because it was a fallback to the
defendant’s first but unavailable choice of private counsel,” and explaining that even when self-
representation is expressed as a fallback, behind an option that the trial court cannot and will not
grant, the request for self-representation remains clear and unequivocal). When respondent later
remarked that he was “willing to keep” counsel, the court reasonably understood this not as a
withdrawal of his waiver but as a conditional willingness to accept counsel only if counsel agreed
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to adopt his pro se motions and act as a conduit for his preferred litigation strategy. In other words,
contrary to respondent’s argument, the record does not show that the court “ignore[d]” an “explicit
request for counsel,” but rather, having observed his words and demeanor firsthand, the court did
not reasonably interpret the comment as such—especially in light of respondent’s repeated
rejection of continued representation by the public defender. That understanding is reinforced by
the court’s later comments, made after it denied respondent’s posttrial motion, that it had
repeatedly tried to dissuade respondent from proceeding pro se but that he persisted nonetheless:
“Lord knows the Court tried to talk you out of representing yourself, and the Court didn’t feel it
was in your best interest. *** I’d never represent myself, but you wanted to. And Lord knows we
tried. The Court on numerous occasions tried to get you not to represent yourself.”
¶ 131 Respondent’s subsequent pleadings and statements confirm that the trial court did not
abuse its discretion in determining that respondent wished to represent himself. See People v.
Lesley, 2018 IL 122100, ¶ 51 (“[t]he entire record should be considered in determining whether
the waiver was knowingly and understandingly made”). After the court granted him leave to file
a motion to reconsider the protective order, respondent filed such a motion with an accompanying
affidavit stating: “Respondent is not represented by counsel. In fact, on 3/24/2023 Respondent
went pro se as the Court did not want to give respondent counsel outside the Public Defender
Office.” At the hearing on that motion, respondent reiterated: “I was always against counsel—
legal representation from counsel. I said I’ll go pro se. I represent myself. And so that was that.”
He further argued that his pro se status was a change in circumstances warranting reconsideration
of the protective order, but the court interrupted: “No, no, no. That’s something you chose. That
is not a change of circumstances. That is—that has nothing to do with it. *** I advised you at the
time, bad idea, and—but it’s your position. That is not a change in circumstances.” Respondent
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replied, “All right. Agreed,” and “I’m agreeing with you.” In total, respondent filed six pro se
motions after the court granted his request for self-representation, and at no point did he request
the reappointment of counsel. These actions underscore that his waiver of counsel was both
knowing and unequivocal. Finally, at a hearing on September 21, 2023, which was the last court
date before the dispositional hearing, respondent confirmed that he “did not want the Public
Defender’s Office to represent [him],” and that his waiver of the public defender was “on [the]
transcripts.”
¶ 132 In sum, the record shows that respondent repeatedly and explicitly stated that he wished to
represent himself rather than proceed with an appointed public defender, both before the court
allowed him to represent himself and afterwards. The trial court therefore acted within its
discretion in finding that respondent knowingly and voluntarily waived his right to counsel.
¶ 133 C. Waiver of Presence
¶ 134 Respondent’s final argument on appeal is that the trial court erred in finding that he
willfully waived his right to be present at the dispositional hearing and, by proceeding to conduct
the hearing in his absence, deprived him of that right. A respondent subject to a petition under the
Act has the right to be present at any hearing conducted under the Act (725 ILCS 207/25(c)(1)
(West 2022)) but, as with any right, the right to be present can be waived (Edwards, 2021 IL App
(1st) 200192, ¶ 35). The right to be present is waived only where “there is a knowing and voluntary
relinquishment of a known right.” Edwards, 2021 IL App (1st) 200192, ¶ 37. We review the trial
court’s finding that respondent knowingly and voluntarily waived his right to be present under an
abuse of discretion standard, which occurs only where the court’s ruling is arbitrary, fanciful or
unreasonable, or where no reasonable person could take the view adopted by the court. Id. ¶ 35.
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¶ 135 We conclude that the trial court did not abuse its discretion in finding that respondent
voluntarily waived his right to be present at the dispositional hearing. After years of protracted
posttrial proceedings while respondent changed counsel and filed numerous pro se posttrial
motions, the matter finally turned to respondent’s disposition on September 21, 2023. The court
informed respondent that, if he wished to be considered for conditional release, it was prepared to
enter an order finding that conditional release was appropriate and directing the Department to
prepare a conditional release plan. If, however, respondent opted not to participate, the court
would commit him to the Department for treatment in a secure facility until further order of court,
and the matter would be taken “off call.” It was “up to [him].” The court further advised
respondent that the predisposition investigation report, dated January 5, 2023, recommended him
for conditional release.
¶ 136 The State acknowledged that it had mistakenly sent the report to respondent’s former
counsel, Robinson, instead of respondent directly, and inquired whether respondent would be
willing to proceed without reviewing it. Respondent acknowledged that he had previously told
staff and even the court that he would “not take CR” because he expected the SVP finding would
be overturned, rendering conditional release irrelevant. At the same time, however, he added that
“clearly now we [are] at that stage,” and emphasized that he had not yet received the predisposition
investigation report. The court continued the case to October 27, 2023, to give respondent an
opportunity to review the report and decide whether to pursue conditional release.
¶ 137 Despite this opportunity, respondent failed to appear at the October 27, 2023, hearing. The
State reported that the TDF had transmitted a writ refusal form indicating that respondent declined
transport and had refused to sign the form. The trial court found that respondent was aware of the
hearing date, was “not sick,” and had “willfully failed to appear,” concluding that his absence was
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another calculated effort to delay the court’s ruling. That finding was consistent with the court’s
prior observations of respondent’s conduct, as he had filed numerous dilatory pro se motions and
openly stated that he believed conditional release “wouldn’t even matter.” Respondent’s efforts
to delay his disposition continued even during the September 21, 2023, hearing, when after the
court denied his amended posttrial motion, he requested a hearing on his claim that Schwarzbach
had rendered ineffective assistance of counsel and sought leave to file motions to dismiss the
commitment petition and to change venue, which the court immediately denied.
¶ 138 Additionally, respondent consistently indicated that he would refuse conditional release.
Dr. Leavitt testified at trial that respondent’s treatment team confirmed respondent repeatedly
asserted that he would refuse to go on conditional release, and that he had become “increasingly
rigid about that possibility,” which Dr. Leavitt found troubling because it limited his available
treatment options. Similarly, Dr. Travis testified that respondent reported that he would refuse
conditional release because he feared being “found by a gang” and would be unable to protect
himself without a gun. Respondent himself echoed this reluctance at the January 20, 2023, hearing,
wherein he said he would “refuse” conditional release because the State’s proposed stipulations
would require him to “waive all [his] rights.” He again made similar statements in court in May
2023, when, after the State remarked that respondent did not “want to go on conditional release,”
he replied, “[r]ight.”
¶ 139 Against this backdrop, the trial court was entitled to treat respondent’s failure to appear as
a deliberate waiver of his right to be present rather than an inadvertent absence. While
respondent’s comments on September 21, 2023, left open the possibility that he might reconsider
conditional release after reviewing the predisposition investigation report, his subsequent refusal
to attend the hearing confirmed that he had no intention of pursuing conditional release. Given
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the corroborating expert testimony, his own repeated statements, and the circumstances
surrounding the October 27, 2023, hearing, the trial court’s finding that his absence was willful
was not unreasonable. Accordingly, we hold that the court acted within its discretion in finding
that respondent knowingly and voluntarily waived his statutory right to be present at the
dispositional hearing and proceeding with the hearing in respondent’s absence.
¶ 140 III. CONCLUSION
¶ 141 For the foregoing reasons, we affirm the orders of the circuit court of Lake County denying
respondent’s motion to bar the State’s independently retained expert and finding that respondent
knowingly and voluntarily waived his statutory rights to counsel and to be present at the
dispositional hearing.
¶ 142 Affirmed.
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2025 IL App (2d) 240087-U, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-commitment-of-racanelli-illappct-2025.