2019 IL App (2d) 180432-U No. 2-18-0432 Order filed November 5, 2019
NOTICE: This order was filed under Supreme Court Rule 23 and may not be cited as precedent by any party except in the limited circumstances allowed under Rule 23(e)(1). ______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT ______________________________________________________________________________
In re COMMITMENT OF JAMES ) Appeal from the Circuit Court BICE ) of Lake County. ) ) No. 00-MR-1076 ) (The People of the State of Illinois, Petitioner- ) Honorable Appellee, v. James Bice, Respondent- ) Christopher R. Stride, Appellant). ) Judge, Presiding. ______________________________________________________________________________
JUSTICE JORGENSEN delivered the judgment of the court. Justices Hudson and Bridges concurred in the judgment.
ORDER
¶1 Held: In two cases, the trial court properly found no probable cause for an evidentiary hearing on whether respondent was no longer an SVP: in the first, it was irrelevant that the examiner’s diagnoses and methodology were different from the prior examiner’s, as both reached the same conclusion; in the second, the examiner did not rely exclusively on factors that respondent could not control while confined, respondent did not show a need for an independent evaluator, and his commitment was not subject to the eighth amendment.
¶2 Respondent, James Bice, appeals judgments, entered in consecutive proceedings under
section 65(b)(1) of the Sexually Violent Persons Commitment Act (Act) (725 ILCS 207/65(b)(1)
(West 2016)), finding no probable cause for an evidentiary hearing on whether he remained a
sexually violent person (SVP) (see id. § 5(f)). The first judgment was entered on March 7, 2018, 2019 IL App (2d) 180432-U
and the second was entered on May 9, 2018. Because respondent is simultaneously appealing
from two unrelated judgments, we address each judgment separately. In the first appeal, he argues
that the judgment was erroneous. In the second appeal, he argues that (1) the judgment was
erroneous; (2) the court erred in denying him an independent evaluator (see id. § 55(a)); and (3) as
applied, the Act is cruel and unusual punishment (see U.S. Const., amend. VIII). We affirm.
¶3 I. BACKGROUND
¶4 The deep background is given in detail in our 2018 opinion affirming a finding of no
probable cause based on a 2015 reexamination report by Dr. Joseph Proctor. See In re
Commitment of Bice, 2018 IL App (2d) 170148. This appeal is of similar rulings that were based
on reevaluation reports by Dr. Amy Louck Davis in October 2016 and October 2017. We
summarize the background facts, then turn to those directly pertinent here.
¶5 Respondent was born September 16, 1982. In 1995 he was adjudicated a delinquent minor,
based on his commission of the aggravated criminal sexual abuse of his younger half-sister, and
was sentenced to the juvenile division of the Department of Corrections (DOC). In 2000, the State
petitioned to declare him an SVP. At all pertinent times, the Act has defined an SVP as “a person
who has been convicted of a sexually violent offense *** and who is dangerous because he or she
suffers from a mental disorder that makes it substantially probable that the person will engage in
acts of sexual violence.” 725 ILCS 207/5(f) (West 2000).
¶6 The cause was continued numerous times. In 2010, the parties stipulated that the State
could prove that respondent was an SVP; that he would be examined by an evaluator from the
Department of Human Services (DHS) and an evaluator of his choice; and that he would be
committed to the DHS until he was no longer sexually violent. In January 2012, Proctor submitted
a reevaluation report, stating that respondent was still an SVP, that he suffered from two mental
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disorders, pedophilia and personality disorder, not otherwise specified; and that he needed
continued confinement in a DHS facility. In March 2012, Dr. Kirk Witherspoon submitted an
evaluation stating that responded did not meet the criteria for pedophilia or for an SVP. In October
2012, the trial court continued respondent’s confinement.
¶7 In October 2013, the State moved for a finding of no probable cause, based on Proctor’s
reexamination report of that month. In December 2013, respondent petitioned for conditional
release (see 725 ILCS 207/60 (West 2012)). In November 2014, the State moved for a finding of
no probable cause, relying on Proctor’s reexamination report of the previous month. In January
2015, the court denied respondent’s petition, found no probable cause, and continued respondent’s
confinement.
¶8 In October 2015, the State moved for a finding of no probable cause, relying on Proctor’s
reexamination report of that month. The court continued the cause several times, primarily at
respondent’s requests. In September 2016, the court heard arguments on the motion, then
continued the cause to October and then to November. The arguments were based on Proctor’s
2015 report. After the September 2016 proceeding, Louck Davis filed her October 2016
reexamination report, based on her September 2016 examination of respondent.
¶9 In October 2016, based on Louck Davis’s report, respondent moved to reopen the proofs.
His motion noted that Louck Davis’s report disagreed with Proctor’s 2015 report in that she opined
that respondent did not meet the criteria for pedophilia and that Proctor had improperly used
actuarial tools to determine the reoffense risk of a person who had committed his sex offense
before age 17. Louck Davis’s report noted that respondent had made progress in treatment in the
previous year. However, it also concluded that he met the criteria for (1) unspecified paraphilic
disorder, in a controlled environment, and (2) other specified personality disorder; that based on
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nonactuarial risk-measurement tools his level of risk to reoffend was “Above Average”; and that
he was an SVP who had not made sufficient progress in treatment to be considered for conditional
release. Thus, Louck Davis disagreed with one of Proctor’s diagnoses and much of his
methodology but agreed with his ultimate conclusions and recommendations.
¶ 10 In January 2017, the trial court denied the motion to reopen proofs, explaining that the
2016 report was not germane to the issues raised in the State’s pending 2015 motion. In February
2017, the court granted the State’s motion.
¶ 11 We affirmed. We held that the court had not abused its discretion in refusing to consider
the superseding 2016 reexamination report, which was issued after the parties had rested in the
proceeding based on the 2015 report. Bice, 2018 IL App (2d) 170148, ¶ 49.
¶ 12 FIRST PROCEEDING ON APPEAL
¶ 13 On February 8, 2017, the State moved for a finding of no probable cause, based on Louck
Davis’s 2016 report. In addition to what we noted earlier, the report stated the following. In April
2016, respondent had been cited for horseplay, a minor violation. He was currently in phase two
of the five-phase treatment program and was “participating well *** specifically [in] Disclosure
Group and Distortions Group.” He “show[ed] a strong commitment to treatment during the review
period.”
¶ 14 As noted, Louck Davis diagnosed respondent with (1) unspecified paraphilic disorder in a
controlled environment and (2) other specified personality disorder, borderline, schizoid, and
antisocial traits. The first diagnosis was based on his long history of “sexually problematic
behaviors” including sexual offenses against younger peers when he was under 16, violating rules
related to sexual activity in institutional settings, and voyeurism and exhibitionism. The second
was based on respondent’s identity disturbance and impulsivity (borderline personality disorder),
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social and interpersonal deficits and odd beliefs (schizotypal personality disorder), and disregard
for others’ rights (antisocial personality disorder).
¶ 15 Under the heading “Issue of Risk,” Louck Davis’s report stated as follows. No actuarial
instruments were appropriate for respondent. The proper approach was “structured professional
judgment,” using tools such as the Sexual Violence Risk-20 (SVR-20) and the STABLE 2007,
which measure dynamic risk in young offenders. On the former, 3 of the 20 factors were present
to “a high degree” for respondent: he was a victim of sexual abuse, he lacked mature intimate
relationships, and he lacked employment experience. Four were present to a “moderate degree”:
sexual deviance, past nonsexual violent offenses, multiple sexual offense types, and a lack of
realistic plans. On the latter test, numerous risk factors were present. There were “[s]erious
concern[s]” regarding “the lack of Capacity for Relationship Stability” and “the Emotional
Identification with Children” and “[s]ome concern” with the paucity of positive social influence,
impulsivity, sexual preoccupation, deviant sexual preference, and several other factors.
¶ 16 The risk assessment also discussed the degree to which protective factors applied. On the
first, the successful completion of sexual-offense-specific treatment, respondent had participated
in treatment for several years and had made “some progress, particularly in this most recent re-
examination period.” However, he still had difficulty with immature attitudes and sexually
inappropriate behaviors. He was in “an early phase of treatment” and had yet to develop a sexual-
offense cycle or significant plans for preventing reoffending. Thus, “[n]o treatment-based risk
reduction [was] warranted at this time.” The other two factors, a serious and debilitating medical
condition and increased age, did not apply. Overall, respondent’s risk of reoffending was higher
than average.
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¶ 17 Under “Conclusion,” the report stated that respondent remained an SVP and had not made
sufficient progress in treatment to be considered for conditional release. The report added, “It is
important to note though, that he has made progress and is capable of the improvement necessary
to achieve conditional release in the future.”
¶ 18 On August 9, 2017, respondent filed a response to the State’s motion. He noted the
differences between Proctor’s report and Louck Davis’s report. He contended that indefinite
commitment based solely on an offense that he committed as a minor violated the eighth
amendment.
¶ 19 On March 7, 2018, the trial court granted the State’s February 8, 2017, motion for a finding
of no probable cause. Defendant timely appealed.
¶ 20 SECOND PROCEEDING ON APPEAL
¶ 21 On October 11, 2017, Louck Davis authored a new reexamination report. It concluded that
respondent remained an SVP and had not progressed sufficiently in treatment for conditional
release. The specific matters of note here are as follows. In December 2016, respondent passed
his sexual-history polygraph examination. In March 2017, his treatment team reviewed his
progress and noted that he had improved, decreasing his argumentative behaviors and complying
more with treatment directives. At the time of the report, respondent was developing his
individualized sexual-offense cycle, and he had not been cited for a behavioral violation in the
present review period. In his interview, conducted September 18, 2017, he told Louck Davis that
he was now in phase three of the program.
¶ 22 Louck Davis diagnosed respondent with the same mental disorders as she had in the 2016
report. On risk assessment, she repeated the findings of the 2016 report on both the SVR-20 and
the STABLE-2007. On the protective factors, she noted that respondent had progressed to the
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middle phase of the treatment program and was developing a sexual-offense cycle but had yet to
develop a relapse-prevention plan. The report stated, “As such, treatment completion does not yet
serve as a protective factor for [respondent].” The other two protective factors, medical condition
and age, were inapplicable. Respondent’s risk of reoffending was still above average.
¶ 23 The report concluded generally that respondent was still an SVP and had made insufficient
progress in treatment to be considered for conditional release. It stated further, “[Respondent] has
made progress and is capable of the improvement necessary to achieve conditional release in the
future.”
¶ 24 On April 4, 2018, respondent moved to appoint an independent evaluator. His motion
noted that Louck Davis’s 2016 report had departed from Proctor’s diagnosis and his methodology.
It noted further that respondent had been in custody since he was a juvenile and could not fulfill
some criteria for risk reduction, such as developing long-term intimate relationships and finding
employment. The motion contended that Louck Davis had not properly factored in his youth and
ongoing maturation and brain development. Respondent also opposed the State’s motion for a
finding of no probable cause, contending again that some of the goals that Louck Davis considered
important for progress were unrealistic given that he was in custody. Also, he noted that her report
showed that he had made progress in treatment.
¶ 25 On April 13, 2018, the State filed its opposition to the motion for an independent evaluator.
The State argued in part that respondent had the burden to show prejudice. It also noted that the
original finding that respondent was an SVP was not before the court, as it had been settled long
ago. The State contended that Louck Davis had appropriately considered static risk factors and
had used several valid assessment tools. Further, respondent’s references to immaturity and brain
development ignored that he was 27 when he was adjudicated an SVP.
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¶ 26 On April 25, 2018, the trial court heard respondent’s motion for an independent evaluator.
The judge asked respondent whether any changed circumstances since the last hearing made it
necessary to appoint an independent evaluator. Respondent replied that his diagnoses had changed
and that Louck Davis had disapproved the tests that Proctor had used. The State argued that
Proctor’s methodology had been accepted at the time and that Louck Davis had used a variety of
risk-assessment tools. The judge noted that our opinion in Bice had affirmed the denial of an
independent evaluator in the proceeding on the 2015 no-probable-cause motion and that Proctor’s
methodology had already been litigated. The judge concluded that there had been no substantial
change in circumstances and therefore denied the motion.
¶ 27 On May 9, 2018, the trial court granted the State’s motion for a finding of no probable
cause. Respondent timely appealed.
¶ 28 II. ANALYSIS
¶ 29 We first address respondent’s appeal from the judgment of March 7, 2018. He contends
that the trial court erred in finding that there was no probable cause to hold an evidentiary hearing
on whether he was still an SVP. He relies primarily on the differences between Proctor’s report
for 2015 and Louck Davis’s report for 2016, emphasizing that the latter disagreed with the former’s
diagnosis of pedophilia and also stated that Proctor erred in relying on actuarial risk-assessment
tools. For the following reasons, we find no error.
¶ 30 At a probable-cause hearing, the trial court must determine whether facts exist to warrant
a hearing on whether the respondent is no longer an SVP. In re Detention of Stanbridge, 2012 IL
112337, ¶ 51. Our review is de novo. Kirst, 2015 IL App (2d) 140532, ¶ 49.
¶ 31 Respondent’s attempt to create probable cause for the 2016 proceeding is not persuasive.
Louck Davis’s report, the sole evidence before the court, stated unequivocally that respondent was
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still an SVP, as he suffered from two qualifying mental disorders and was at an above-average risk
of reoffending if his confinement in the DHS were not continued. Her diagnoses were in part
inconsistent with Proctor’s a year earlier, and she relied on different risk-measurement tools. But
her conclusions were still flatly unfavorable to respondent. Respondent strangely uses her critique
of Proctor’s report to convince us that the trial court should have refused to follow her report. We
are not convinced.
¶ 32 We turn to respondent’s appeal from the judgment of May 9, 2018. Respondent contends
first that the finding of no probable cause was erroneous because Louck Davis’s risk assessment
in her 2017 reexamination report was based heavily on factors over which he has no control as
long as he remains in confinement, e.g., the lack of intimate sexual relationships and the lack of
an employment history. Respondent asserts that, by denying him a hearing, the trial court
continued him in a “vicious circle of indefinite commitment with little, if any, chance for
conditional discharge or release.” For the following reasons, we disagree.
¶ 33 Respondent is correct that the 2017 report relied in part on matters that he could not change
while he was still confined. Of course, even if it had relied entirely on such criteria, that would
not prove that its conclusions were open to an evidentiary challenge. But it simply did not trap
respondent in a “vicious cycle” of annual recommitment. Although it did consider factors about
which respondent could do little, it also considered a crucial factor that was within his control—
sexual-offense-specific treatment. The report plainly stated, “[Respondent] has made progress and
is capable of the improvement necessary to achieve conditional release in the future.” Of course,
at the time of the report, respondent was still only about halfway through the treatment program,
so it is unsurprising that Louck Davis did not consider this factor sufficient to lower his risk to
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where he was no longer an SVP. The trial court read the report and drew the obvious and correct
conclusion. We find no merit in respondent’s first claim of error.
¶ 34 We turn to respondent’s second contention: that the trial court erred in refusing to appoint
an independent evaluator. He relies on section 55(a) of the Act, which, as pertinent here, reads,
“At the time of a reexamination under this Section, the person who has been committed may retain,
or, if he or she is indigent and so requests, the court may appoint a qualified expert or a professional
person to examine him or her.” 725 ILCS 207/55(a) (West 2016).
¶ 35 Respondent concedes that whether to appoint an independent evaluator was within the trial
court’s discretion. See People v. Botruff, 212 Ill. 2d 166, 176 (2004). He also recognizes that he
had the burden to prove the need for an independent evaluator. In re Commitment of Kirst, 2015
IL App (2d) 140532, ¶ 33. He notes that under Botruff an indigent respondent is entitled to the
appointment of an independent evaluator if the evaluator’s services are crucial to his case. Botruff,
212 Ill. 2d at 177. In contending that he met this prerequisite, respondent emphasizes what he sees
as the unique circumstances of his case, primarily that the sole predicate offense for the
adjudication as an SVP was one that he committed as a juvenile. Respondent again notes that he
cannot control several of the factors that are pertinent to whether the 2017 report and any future
report will conclude that he is still an SVP.
¶ 36 We cannot say that the trial court abused its discretion in refusing to appoint an independent
evaluator. Respondent did not show a crucial need. Whatever the validity of his criticisms of the
original adjudication that he was an SVP (to which he stipulated, in any event), they are irrelevant
to whether an independent evaluator was needed in the proceeding on appeal. That proceeding
was limited to determining whether, since the prior reexamination report that stated that respondent
was an SVP, circumstances had changed so substantially that he was no longer an SVP. See In re
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Commitment of Smego, 2017 IL App (2d) 160335, ¶ 24. The validity of the original adjudication
is irrelevant.
¶ 37 Further, insofar as respondent relies on the differences between juveniles and adults, we
note that (1) Louck Davis based her evaluation on methodologies that were designed to address
the situation of one who did not commit a qualifying offense as an adult; and (2) respondent was
an adult when he was adjudicated an SVP. The trial court correctly held that respondent’s request
for an independent evaluator was supported by nothing more than speculative hope. The court
thus did not abuse its discretion in refusing the request.
¶ 38 We turn to respondent’s final claim of error in the second judgment: that the court should
have held that, as applied to him, the Act imposes cruel and unusual punishment. Respondent
relies on Miller v. Alabama, 567 U.S. 460 (2012), which bars mandatory life imprisonment without
parole for juvenile offenders, and People v. Reyes, 2016 IL 119721, which invalidated mandatory
minimum sentencing schemes insofar as they result in de facto life sentences for juvenile
offenders.
¶ 39 Respondent’s argument fails. As he concedes, the eighth amendment applies only to a
statute that imposes a punishment or penalty. People v. Patterson, 2014 IL 115102, ¶ 101. Our
supreme court has held that involuntary confinement under the Act is not punishment and that,
more generally, proceedings under the Act are civil, not criminal. In re Detention of Samuelson,
189 Ill. 2d 548, 558-59 (2000). Respondent’s continued commitment is not punishment for his
original offense but a civil measure to protect the public from one who presently suffers a mental
disorder that makes him likely to pose a future danger to the public. See id. at 559 (citing Kansas
v. Hendricks, 521 U.S. 346, 369-71 (1997)).
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¶ 40 Also, respondent’s assertion that the Act imposes a “de facto life sentence” on him is
inaccurate, not merely because commitment is not a criminal sentence but equally because the Act
enables him to be discharged or conditionally released upon the required showing that he is no
longer an SVP. As Louck Davis’s recent reports stated, respondent can bring about this result by
successfully completing treatment. It is not a foregone conclusion or even a clear probability that
he will be confined for life.
¶ 41 For the foregoing reasons, the judgment of the circuit court of Lake County is affirmed.
¶ 42 Affirmed.
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