In Re Collins

286 S.W.3d 911, 52 Tex. Sup. Ct. J. 813, 2009 Tex. LEXIS 318, 2009 WL 1567175
CourtTexas Supreme Court
DecidedJune 5, 2009
Docket07-0737
StatusPublished
Cited by60 cases

This text of 286 S.W.3d 911 (In Re Collins) is published on Counsel Stack Legal Research, covering Texas Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Collins, 286 S.W.3d 911, 52 Tex. Sup. Ct. J. 813, 2009 Tex. LEXIS 318, 2009 WL 1567175 (Tex. 2009).

Opinion

Justice O’NEILL

delivered the opinion of the Court.

In this mandamus proceeding, we must decide whether the trial court abused its discretion by granting a protective order *913 barring the defendants, their attorneys, and any associated persons from having any ex parte contacts with any of the plaintiffs non-party medical providers. Because the plaintiff failed to establish that any of the providers she authorized to release medical information possessed irrelevant, privileged information, we hold that the trial court abused its discretion.

I. Background

Real party in interest Kelly Regian began seeing the relator, Dr. Lester Collins, for headaches in 2002. Over time, her symptoms worsened. More than two years later, her primary care physician ordered an MRI, which revealed nasophar-yngeal carcinoma. Regian was referred to the MD Anderson Cancer Center in Houston, where she was diagnosed with stage IV nasopharyngeal carcinoma. She and her husband later sued Collins and the ETMC Neurological Institute, a professional association with which Collins was affiliated, alleging that Collins’s negligence in failing to diagnose the condition allowed the cancer to progress from a curable to an incurable stage.

Several months before filing the suit, in compliance with section 74.051(a) of the Civil Practice and Remedies Code, the Re-gians sent Collins written notice of a health care liability claim arising from his alleged failure “to timely diagnose and refer Kelly Regian for treatment of naso-pharyngeal carcinoma.” Attached to the notice was the section 74.052 authorization form for release of protected health information that the Code requires a claimant to provide in order for a health care liability claim to proceed. Tex. Civ. Prac. & Rem.Code § 74.052(a). The Legislature prescribed the form’s precise language as part of the civil liability reforms instituted by its passage of House Bill 4 in 2003. Id. § 74.052(c).

In the form, Regian authorized Collins to obtain and disclose, within specified parameters, health information for the “specific purposes” of “faeilitatfing] the investigation and evaluation of the health care claim described in the accompanying Notice of Health Care Claim,” and “[d]e-fen[ding] ... any litigation arising out of the claim.” The authorization extended to “verbal as well as ... written” information. See id. It provided that the authorization would expire upon resolution of the claim asserted or at the conclusion of any litigation, and that “without exception, [Regian would] have the right to revoke th[e] authorization in writing,” subject to the consequences imposed by section 74.052 of the Code. 1 Id. In exhibit “A” attached to the form, Regian authorized the disclosure of information in the custody of a list of health care providers who had examined or treated Regian in connection with the injuries alleged to have been sustained as the result of Collins’s alleged negligence; all of the health care providers listed in this section were associated with the MD Anderson Cancer Center. In exhibit “B,” Regian authorized the release of information in the custody of health care providers who had treated her in the five years preceding the events leading to her claim against Collins. Finally, in exhibit “C,” the form designated “Excluded Health Information” — that is, information in the possession of health care providers “to which this authorization does not apply because [Regian] contend[s] that such health information is not relevant to the damages being claimed or to [Regian’s] physical, mental, or emotional condition.” *914 In this section, Regían listed seven health professionals, none of whom were listed in the previous sections. Although section 74.052(c) instructs claimants to designate “the inclusive dates of examination, evaluation, or treatment to be withheld from disclosure,” Regían listed only the health care providers’ names.

Several months after sending the notice and authorization form, the Regians filed the lawsuit underlying this mandamus proceeding. Within days of the defendants’ answers, the Regians sought a protective order prohibiting the defendants from engaging in ex parte communications with Kelly’s treating physicians. In them motion, the Regians complained that it was “common practice for a medical malpractice defendant’s lawyer to have ex parte communications with an injured claimant’s prior and subsequent treating physicians in order to obtain information that goes beyond what is contained in the plaintiff-patient’s medical records.” They contended that a defendant’s attorney might elicit opinion testimony not reflected in the health care provider’s written records that could be used to ambush the plaintiff at trial:

Typically, with a wink and a smile, the defense lawyer will start with a perfunctory “You’re under no obligation to talk to me, and I only want to discuss those things that are relevant to the issues in the lawsuit.” The treating physician may then be presented with a copy of the original petition and the defendant’s answer and affirmative defenses, with a comment along the lines of “[t]his is what the plaintiff alleges and this is what we are saying.” From there the discussion becomes a full-fledged fishing expedition for a non-retained expert, and a headlong foray into everything but the care and treatment provided to the plaintiff.

(Emphasis in original). The Regians further maintained that by filing suit, a health care liability claimant waives the physician-patient privilege only as to information relevant to a mental or physical condition of the patient that a party relies on as part of a claim or defense, and that only by prohibiting ex parte contacts can a court assure that irrelevant information is not disclosed. The motion did not identify any health care providers who possessed both relevant and irrelevant information. Collins opposed the motion. After a nonevi-dentiary hearing, the trial court granted the motion, 2 prohibiting the defendants, their lawyers, and all persons associated with them from having any ex parte contacts with any of Regian’s non-party treating physicians.

Collins then sought a writ of mandamus from the court of appeals. The court of appeals recognized that section 74.052(c) contemplates the verbal disclosure of protected health information, but concluded that the statute does not explicitly address whether verbal information may be obtained ex parte. 224 S.W.3d 798, 802. The court also concluded that “ex parte communications, in some instances, may be more practical, less time consuming, and less costly than formal discovery.” Id. at 803. Thus, the court reasoned, allowing ex parte communications would be consistent with the Legislature’s objectives in enacting the statute. Id. The court noted that the statute provides a mechanism to allow a claimant to protect irrelevant information by identifying health care providers *915 who possess information the claimant contends is irrelevant. Id.

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Cite This Page — Counsel Stack

Bluebook (online)
286 S.W.3d 911, 52 Tex. Sup. Ct. J. 813, 2009 Tex. LEXIS 318, 2009 WL 1567175, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-collins-tex-2009.