In re Cole

208 Misc. 697, 145 N.Y.S.2d 748, 1955 N.Y. Misc. LEXIS 3839
CourtNew York Court of General Session of the Peace
DecidedAugust 24, 1955
StatusPublished
Cited by8 cases

This text of 208 Misc. 697 (In re Cole) is published on Counsel Stack Legal Research, covering New York Court of General Session of the Peace primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Cole, 208 Misc. 697, 145 N.Y.S.2d 748, 1955 N.Y. Misc. LEXIS 3839 (N.Y. Super. Ct. 1955).

Opinion

Capozzoli, J.

During the month of May, 1955, the Third Grand Jury for the May, 1955, Term initiated an investigation to determine whether certain public officers, employed by the New York State Liquor Authority, had entered into a conspiracy to receive, or had actually received, bribes for the improper performance of the duties imposed upon them by law as such public officers.

On May 10th and May 12th six employees of the State Liquor Authority, who are the subject of the proceedings now before this court, executed waivers of immunity and each appeared before said Grand Jury and was sworn as a witness. However, after some perfunctory questions asked of each witness, the Grand Jury, instead of continuing with the questioning, delivered to the witness a questionnaire, an exact copy of which has been submitted to this court and has been marked court exhibit “A”. Simultaneously with the delivery of the said questionnaire, the witness was directed by the Grand Jury to fill in answers to each and every question appearing in the questionnaire and to return same at a later date.

On the 31st day of May, 1955, as directed, the aforesaid witnesses returned before the Grand Jury. Bach witness asserted that he was ready and willing to submit himself to oral questioning, but emphatically refused to fill in answers to the questions listed in the aforesaid questionnaire.

As the result of the said refusal, Malcolm L. Cole, foreman of the said Grand Jury, appeared before this court on June 1, 1955, with an assistant district attorney, and through the assistant district attorney, informed the court of the above developments and specifically requested the court to order said six witnesses to fill in the answers contained in the questionnaire and return with same to a subsequent Grand Jury session.

Therefore, the question is presented for determination by this court as to whether the Grand Jury has the power to direct a witness to fill out the instant questionnaire away from the Grand Jury and submit it at a later session, as part of his sworn testimony.

At this point it is important to note that this court is not being asked to pass upon the power of the State, as an employer, through a duly authorized representative, to direct the answering of such a questionnaire by these witnesses, as the State’s [699]*699employees. Hence, in the determination of the particular issue raised by these proceedings, the court does not intend in any way that the conclusion reached by the court should affect the State in any rights it may have in questioning its employees.

Strange as it may seem, the fact is that, despite industrious research on the part of counsel and the court, no case has been found which has considered the specific question here presented.

The District Attorney argues, and the court agrees, that the Grand Jury, although an arm of the court, has completely independent powers to investigate into the willful and corrupt misconduct in office of public officers of every description.

The District Attorney then goes on to argue further that there are no well-defined limitations imposed by any law with respect to the methods which a grand jury may employ in conducting an investigation properly before it and, therefore, it may investigate by questionnaire if it so desires. In support of his contention that there are no limitations as to methods he cites the case of Application of Texas Co. (27 F. Supp. 847). However, while the language of the last-cited case would seem to give some support to this contention, the fact is that in that case the Federal court was discussing the grand jury system under the Federal law and not the grand jury system under the laws of the State of New York. The grand jury, as used in the Federal courts, has only such powers as are given to it by construing the Federal law under which the jury is set up. Reference to the grand jury in the Federal Constitution and statutes is to a grand jury having powers of a grand jury as known at common law. (United States v. Warren, 26 F. Supp. 333; United States v. Smyth, 104 F. Supp. 309.)

In the State of New York the formation, functioning, powers and limitations of a grand jury are regulated by legislative enactment, as found in the Code of Criminal Procedure (§§ 223-272). It is to these sections and the decisions construing them to which one must go in order to find the answer to the question presented by the case at bar.

The code provides that a grand jury, in investigating a charge, can receive only such evidence as is given by witnesses produced and sworn before them, or furnished by legal documentary evidence, or by the deposition of a witness in certain cases. In short, the grand jury can receive none but legal evidence. (Code Crim. Pro., §§ 255, 256.)

It has been well established in this State that evidence received before a grand jury must be competent legal evidence, such as is legal and proper before a petit jury, on the theory that the [700]*700rules which govern a trial also govern the proceedings before the grand jury. (People v. Budzinski, 159 Misc. 566.)

In the ease of People v. Brinkman (205 Misc. 337, revd. on other grounds, 286 App. Div. 889) the court said (p. 340): “it may receive only legal evidence * * * in the form of sworn testimony and legal documents * * * so that the individual grand juror’s knowledge may only be acted upon by the body when offered to it through his sworn testimony * * * It follows that there can be no lawful substitute for the actual hearing by each and every grand juror of the evidence adduced under the sanction of an oath or its equivalent.” Again, on page 341, there is the following: “ The statutory language seems unequivocal in requiring that a grand juror’s action in voting to indict must be based upon his personal hearing and evaluation of all of the evidence. Any effort to interpret that language as meaning something less than what is so plainly prescribed is discouraged by a review of the evolution of the present system.”

While a grand jury has power to fix its own methods of procedure, so far as they are discretionary, it may choose only those methods which do not violate established law. (People v. Blair, 33 N. Y. S. 2d 183.) Also see People v. Goldenberg (110 Misc. 556, 564) where the court said: “ We are aware that members of the grand jury at times of their own motion ask incompetent questions. It is the duty of the district attorney, under such circumstances, to explain to the jury that the law expressly prohibits the introduction of illegal evidence ”.

In the ease of Matter of Osborne (68 Misc. 597, 601) the court said: “ Thus the law, plainly expressed, is that a grand jury can act only in the manner prescribed by law ”. And, again, the court said (p. 604): “ The powers and duties of a grand jury are defined by law. No matter how respectable or eminent citizens may be who comprise the grand jury, they are not above the law, and the people have not delegated to them arbitrary or plenary powers to do that, under an ancient form, which they have not a legal right to do.”

The nearest precedent to the factual situation presented in the case at bar is to be found in Matter of Steingut v. Imrie (270 App. Div. 34).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Kelley
83 Misc. 2d 776 (Suffolk County Court, 1975)
People v. McAdoo
45 Misc. 2d 664 (Criminal Court of the City of New York, 1965)
Nelson v. Hand
23 Misc. 2d 1077 (New York Supreme Court, 1960)
People ex rel. Sillifant v. Sheriff
160 N.E.2d 890 (New York Court of Appeals, 1959)
In re the Second Additional Grand Jury
15 Misc. 2d 735 (New York County Courts, 1959)
In re Slipyan
208 Misc. 515 (New York Supreme Court, 1955)

Cite This Page — Counsel Stack

Bluebook (online)
208 Misc. 697, 145 N.Y.S.2d 748, 1955 N.Y. Misc. LEXIS 3839, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-cole-nygensess-1955.