IN RE: CHROMACODE LITIGATION

District Court, N.D. California·Decided July 22, 2025·No. 5:23-cv-04823·Unknown

Opinion

Case No. 23-cv-04823-EKL IN RE: CHROMACODE LITIGATION CLAIM CONSTRUCTION ORDER The patents asserted in this case relate to biochemical tests for detecting the presence of specific polynucleotide sequences within samples using fluorescent signals. The parties propose competing constructions of ten terms across five patents. The Court held a tutorial and a Markman hearing regarding the construction of the disputed terms, and ordered supplemental briefing. After considering the parties’ papers and evidence, the Court construes the terms as follows. On September 20, 2023, ChromaCode, Inc. (“ChromaCode”) filed the present action against Bio-Rad Laboratories, Inc. (“BioRad”), seeking a declaratory judgment of non- infringement as to U.S. Patent Nos. 9,222,128 (’128 Patent) and 9,921,154 (’154 Patent). ECF No. 1. BioRad asserted counterclaims for infringement of its ’128 Patent and ’154 Patent. ECF No. 27. The parties completed claim construction briefing for the ’128 and ’154 Patents on June 28, 2024. On October 5, 2023, ChromaCode filed suit against BioRad in the U.S. District Court for the Central District of California asserting claims for infringement of U.S. Patent Nos. 10,068,051 (’051 Patent) and 10,770,170 (’170 Patent). ECF No. 1.1 ChromaCode amended its complaint on October 13, 2023, to add the California Institute of Technology (“Caltech”) as a plaintiff. ECF No. 12. On December 11, 2023, the case was transferred to the Northern District. ECF No. 35. On March 27, 2024, ChromaCode and Caltech (together, “ChromaCode”) filed a second amended complaint adding a claim for infringement of U.S. Patent No. 11,827,921 (’921 Patent). ECF No. 54. The parties completed initial claim construction briefing for the ’051,’170, and ’921 Patents on August 9, 2024. On August 16, 2024, the two cases were consolidated for all purposes, with this case designated as the lead. ECF No. 71. On August 20, 2024, the consolidated action was reassigned to the undersigned. The Court held a tutorial on December 3, 2024, and a Markman hearing on December 12, 2024. ECF Nos. 92, 96. On January 10, 2025, the parties completed supplemental briefing ordered by the Court regarding its proposed construction of term 6. ECF Nos. 100, 102. BioRad and ChromaCode develop technology used in genetic analysis and diagnostic tools.2 One such tool is polymerase chain reaction (“PCR”), in which analytes (i.e., molecules of interest such as DNA sequences) are amplified (i.e., replicated) and combined with probes designed to hybridize (i.e., bind) to the analytes. The probes are equipped with fluorophores that emit light signals when excited, permitting detection and identification of the analytes present. Both parties’ patents address problems that arise with multiplexing PCR assays (i.e., attempting to detect multiple targets within samples) by using multiple colors of light, alone or in combination, to encode targets of interest. The parties’ respective patents are summarized below. A. The ’128 and ’154 Patents BioRad’s patents are directed to solving problems that arise with multiplexing by using

1 ECF citations for pleadings and claim construction briefing concerning the ’128 and ’154 Patents refer to the docket for the above captioned case. ECF citations regarding pleadings and claim construction briefing concerning the ’051, ’170, and ’921 Patents refer to the docket for ChromaCode Inc. v. Bio Rad Labs. Inc., No. 23-cv-06360-EKL (N.D. Cal.). 2 ChromaCode is Caltech’s exclusive licensee for the ’051,’170, and ’921 Patents. Sec. Am. multiple colors in combination to encode targets of interest. The ’128 Patent, titled “Multiplexed Digital Assays with Combinatorial Use of Signals,” was filed on March 19, 2012, and claims priority from provisional application no. 61/454,373 (“373 Application”), filed on March 18, 2011. ’128 Patent, ECF No. 51-1. Prior art methods for PCR multiplexing were inadequate for various reasons, including that the hardware required to detect multiple targets was complicated and expensive. See id. at 2:14-18. The ’128 Patent addresses this problem by allowing targets to be detected by more than one color signal. Id. at Fig. 8. The ’154 Patent was filed on December 6, 2013, as a continuation-in-part of the ’128 Patent, and also claims priority from the 373 Application. ’154 Patent, ECF No. 51-2. The ’154 Patent, titled “Multiplexed Digital Assays,” teaches multiplexing examples wherein two targets are detected in a sample using a single color signal. Id. at 4:51-56. BioRad asserts that Caltech’s high-definition PCR technology infringes the ’128 and ’154 Patents. BioRad Countercls. at 10-15, ECF No. 27. B. The ’051, ’170, and ’921 Patents The ChromaCode patents are continuations of one another and share the same title and specification. The ’051 Patent, titled “Signal Encoding and Decoding in Multiplexed Biochemical Assays,” was filed on August 5, 2014, as a continuation of application no. 13/756,760, filed on February 1, 2013. ’051 Patent, ECF No. 65-1. The ’170 Patent was filed on March 7, 2018. ’170 Patent, ECF No. 65-2. The ’921 Patent was filed on May 1, 2020. ’921 Patent, ECF No. 65-3. The ’051 and ’170 Patents recite the invention as a method, and the ’921 Patent is directed to an assay. ChromaCode’s patents attempt to solve the multiplexing problem by applying a nondegenerate encoding scheme, in which every unique potential combination of analytes corresponds unambiguously to a unique light signature. See, e.g., ’051 Patent at 18:34-20:21 & Table 5. In a degenerate encoding scheme, the same cumulative light signal could potentially correspond to more than one possible combination of analytes present. Id. In a nondegenerate corresponds to only one possible combination of analytes present. Id. The ’051 Patent teaches that the coding scheme can be used to detect the presence, or absence, of any analyte. Id. at Abstract. ChromaCode asserts that BioRad’s products, including the QX600 Droplet Digital PCR System, the QX ONE Droplet Digital PCR System, and the ddPCR Multiplex Supermix, infringe the ’051,’170, and ’921 Patents by practicing one or more claims of each of the patents. Sec. Am. Compl. ¶¶ 39-45. A. Claim Construction Claim construction is a matter of law to be determined by the court. Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995) (en banc). The “correct construction” is “[t]he construction that stays true to the claim language and most naturally aligns with the patent’s description of the invention[.]” Phillips v. AWH Corp., 415 F.3d 1303, 1316 (Fed. Cir. 2005) (quoting Renishaw PLC v. Marposs Societa’ per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998)). Claim terms “are generally given their ordinary and customary meaning.” Id. at 1312 (quoting Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)). “[T]he ordinary and customary meaning of a claim term is the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention, i.e., as of the effective filing date of the patent application.” Id. at 1313. The claims “must be read in view of the specification, of which they are a part.” Markman, 52 F.3d at 979. “[T]he specification ‘is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term.’” Phillips, 415 F.3d at 1315 (quoting Vitronics, 90 F.3d at 1582); see also Merck & Co. v. Teva Pharms. USA, Inc.,

IN RE: CHROMACODE LITIGATION, (N.D. Cal. 2025).

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