TO BE PUBLISHED
Supreme Court of Kentucky 2024-SC-0261-KB
IN RE: CHRISTOPHER JAMES MILLS
IN SUPREME COURT
OPINION AND ORDER
Christopher James Mills moves this Court, pursuant to Supreme Court
Rule (SCR) 3.480(2), to impose a negotiated sanction of a probated suspension
with conditions for his violation of the Rules of Professional Conduct. The
Kentucky Bar Association (KBA) has no objection to Mill’s motion. For the
following reasons, the motion is granted, and the following sanctions imposed.
I. FACTS Mills was admitted to the practice of law in this Commonwealth on May 1,
2009. His KBA membership number is 92926. His bar roster address is listed as
201 Court Square, PO Box 568, Barbourville, Kentucky 40906.
In early May of 2021, Summer Valladares Williams, a Florida resident,
hired Mills to help with resolving ownership of a piece of property in Knox County
that had belonged, in part, to her late father who died intestate. Mills suggested
filing a quiet title action. They agreed to a fee of $4,000.00 for the quiet title
action, which Williams paid him on June 1, 2021. Mills performed a title search
and visited the property before realizing that Williams had not probated her
father’s estate, which he advised her to do. They agreed on a fee of $1,000.00 for the probate actions to be paid in installments. Mills prepared probate forms and
emailed them to Williams. On July 2, 2021, Williams traveled to Kentucky from
Florida to visit the property and found an oil well. Mills and Williams exchanged
several emails that month, resulting in her signing probate documents for her
father’s estate.
On August 17, 2021, Williams paid Mills the first installment of $250.00
towards the cost of the probate action. Williams emailed Mills on August 18,
2021, and asked him to check the property for squatters because she was
concerned that someone was illegally removing minerals from the property.
Movant visited the property a second time on September 11, 2021, and saw no
squatters but he did not see the oil well.
Mills filed the probate actions on December 12, 2021. In April of 2022,
Williams emailed him twice asking for updates but did not receive a response.
On April 28, 2022, Mills emailed Williams asking her to sign documents so that
he could proceed with the Master Commissioner’s sale of her late father’s
property. Williams responded that she did not want the property sold and wanted
to proceed with the quiet title action as soon as possible. Mills continued with
the probate action by preparing affidavits of descent and a deed but never filed
a quiet title action.
Williams emailed Mills on July 14, 24, and 26, 2022. She received a
response on July 27, 2022. Williams also emailed Mills on August 24, 2022;
September 1, 6, 15, and 23, 2022; and October 3, 2022, without receiving a
response.
2 On October 4, 2022, Mills attended court to finalize the probate of
Williams’ father’s estate. The following day, Williams executed a deed conveying
the property from the estate to herself. Mills recorded the deed and the affidavits
of descent on October 13, 2022, and mailed copies to Williams. She emailed Mills
asking for a tracking number for the documents Mills had mailed to her. Mills
did not respond. Williams emailed Mills again on January 5, 2023, asking for a
refund for the quiet title actions that Mills never filed.
Prior to filing the complaint, Williams attempted to reach a resolution with
Mills. Williams emailed him on January 5, 2023, asking Mills to refund
$3,250.00 of the amount she paid for the quiet title action and giving him
permission to apply $750.00 of the amount she paid to the unpaid balance she
owed for the probate action. Mills did not respond. Williams filed a bar complaint
on January 25, 2023. In Mills’ response, he referred to an email dated April 28,
2022, from Williams wherein she agreed that she would not owe him any
additional money.
In Williams’ supplemental comments, she attached her original April 28,
2022, email. There were several significant alterations to the copy which Mills
sent to the Office of Bar Counsel. Mills added (1) language indicating that he and
Williams previously discussed proceeding with a Master Commissioner’s sale
and (2) language indicating that Williams would not owe him anything further.
Mills also deleted the language regarding the $4,000.00 payment for the quiet
title action and changed the language regarding who discovered the oil well on
the property.
3 As a result of the ensuing Bar complaint, the KBA Inquiry Commission
charged Mills with violations of SCR 3.130(1.3) (failure to act with diligence and
promptness); SCR 3.130(1.4)(a) (failure to keep his client reasonably informed
and failure to comply with reasonable requests for information); SCR
3.130(1.16)(d) (failure to return unearned fees when the representation
terminated); and SCR 3.13(3.3)(a) (knowingly making a false statement of fact
to a tribunal or offering evidence which the lawyer knows to be false).
Mills admits to all charges. Mills requests that this Court impose a thirty-
day suspension, probated for one year subject to conditions, including
successful completions of the Ethics and Professionalism Enhancement Program
(EPEP) offered by the KBA Office of Bar Counsel, and restitution in the amount
of $3,250.00 to Summer Valladares Williams.
II. ANALYSIS Pursuant to SCR 3.370(10), Mills and the KBA have agreed to a
negotiated sanction of a 30-day suspension, probated for one year subject to
conditions. As support for its negotiated sanction the KBA cites a number of
cases involving violations of some of the same provisions of the Rules of
Professional Conduct in which this Court has imposed similar discipline upon
attorneys.
In Kentucky Bar Ass’n v. Edwards, 123 S.W.3d 912 (Ky. 2004), this
Court issued a conditional public reprimand against an attorney for violating
SCR 3.130(1.3), SCR 3.130(1.4) (a) and (b), SCR 1.130(1.16)(d), and SCR
3.130(3.2). Id. at 913. The attorney failed to serve the defendant in a personal
4 injury case for over a year; failed to give his client timely notice of his
scheduled deposition; and failed to appeal the summary judgment against his
client or notify him of the adverse ruling until the time to file an appeal had
passed. Id. at 912-13. This Court’s order granted the Office of Bar Counsel
(OBC) permission to request that the sanction be converted to a 45-day
suspension if the attorney violated any of this Court’s conditions. Id. at 013-14.
Mills violated three of the same Rules as Edwards, although his conduct did
not cause the same degree of potential harm to his client; however, the fact
that Mills submitted false evidence to the Inquiry Commission requires a more
severe sanction than a public reprimand.
In Price v. Kentucky Bar Association, 677 S.W.3d 465 (Ky. 2023), this
Court imposed a thirty-day suspension, probated for one year, on an attorney
whose violations included SCR 3.130(1.3) and SCR 1.310(1.4)(a)(3). Id. at 468-
69. Price was also charged with violating SCR 3.130(8.4)(c) for
misrepresentations he made to his client, as well as to the Department of
Free access — add to your briefcase to read the full text and ask questions with AI
TO BE PUBLISHED
Supreme Court of Kentucky 2024-SC-0261-KB
IN RE: CHRISTOPHER JAMES MILLS
IN SUPREME COURT
OPINION AND ORDER
Christopher James Mills moves this Court, pursuant to Supreme Court
Rule (SCR) 3.480(2), to impose a negotiated sanction of a probated suspension
with conditions for his violation of the Rules of Professional Conduct. The
Kentucky Bar Association (KBA) has no objection to Mill’s motion. For the
following reasons, the motion is granted, and the following sanctions imposed.
I. FACTS Mills was admitted to the practice of law in this Commonwealth on May 1,
2009. His KBA membership number is 92926. His bar roster address is listed as
201 Court Square, PO Box 568, Barbourville, Kentucky 40906.
In early May of 2021, Summer Valladares Williams, a Florida resident,
hired Mills to help with resolving ownership of a piece of property in Knox County
that had belonged, in part, to her late father who died intestate. Mills suggested
filing a quiet title action. They agreed to a fee of $4,000.00 for the quiet title
action, which Williams paid him on June 1, 2021. Mills performed a title search
and visited the property before realizing that Williams had not probated her
father’s estate, which he advised her to do. They agreed on a fee of $1,000.00 for the probate actions to be paid in installments. Mills prepared probate forms and
emailed them to Williams. On July 2, 2021, Williams traveled to Kentucky from
Florida to visit the property and found an oil well. Mills and Williams exchanged
several emails that month, resulting in her signing probate documents for her
father’s estate.
On August 17, 2021, Williams paid Mills the first installment of $250.00
towards the cost of the probate action. Williams emailed Mills on August 18,
2021, and asked him to check the property for squatters because she was
concerned that someone was illegally removing minerals from the property.
Movant visited the property a second time on September 11, 2021, and saw no
squatters but he did not see the oil well.
Mills filed the probate actions on December 12, 2021. In April of 2022,
Williams emailed him twice asking for updates but did not receive a response.
On April 28, 2022, Mills emailed Williams asking her to sign documents so that
he could proceed with the Master Commissioner’s sale of her late father’s
property. Williams responded that she did not want the property sold and wanted
to proceed with the quiet title action as soon as possible. Mills continued with
the probate action by preparing affidavits of descent and a deed but never filed
a quiet title action.
Williams emailed Mills on July 14, 24, and 26, 2022. She received a
response on July 27, 2022. Williams also emailed Mills on August 24, 2022;
September 1, 6, 15, and 23, 2022; and October 3, 2022, without receiving a
response.
2 On October 4, 2022, Mills attended court to finalize the probate of
Williams’ father’s estate. The following day, Williams executed a deed conveying
the property from the estate to herself. Mills recorded the deed and the affidavits
of descent on October 13, 2022, and mailed copies to Williams. She emailed Mills
asking for a tracking number for the documents Mills had mailed to her. Mills
did not respond. Williams emailed Mills again on January 5, 2023, asking for a
refund for the quiet title actions that Mills never filed.
Prior to filing the complaint, Williams attempted to reach a resolution with
Mills. Williams emailed him on January 5, 2023, asking Mills to refund
$3,250.00 of the amount she paid for the quiet title action and giving him
permission to apply $750.00 of the amount she paid to the unpaid balance she
owed for the probate action. Mills did not respond. Williams filed a bar complaint
on January 25, 2023. In Mills’ response, he referred to an email dated April 28,
2022, from Williams wherein she agreed that she would not owe him any
additional money.
In Williams’ supplemental comments, she attached her original April 28,
2022, email. There were several significant alterations to the copy which Mills
sent to the Office of Bar Counsel. Mills added (1) language indicating that he and
Williams previously discussed proceeding with a Master Commissioner’s sale
and (2) language indicating that Williams would not owe him anything further.
Mills also deleted the language regarding the $4,000.00 payment for the quiet
title action and changed the language regarding who discovered the oil well on
the property.
3 As a result of the ensuing Bar complaint, the KBA Inquiry Commission
charged Mills with violations of SCR 3.130(1.3) (failure to act with diligence and
promptness); SCR 3.130(1.4)(a) (failure to keep his client reasonably informed
and failure to comply with reasonable requests for information); SCR
3.130(1.16)(d) (failure to return unearned fees when the representation
terminated); and SCR 3.13(3.3)(a) (knowingly making a false statement of fact
to a tribunal or offering evidence which the lawyer knows to be false).
Mills admits to all charges. Mills requests that this Court impose a thirty-
day suspension, probated for one year subject to conditions, including
successful completions of the Ethics and Professionalism Enhancement Program
(EPEP) offered by the KBA Office of Bar Counsel, and restitution in the amount
of $3,250.00 to Summer Valladares Williams.
II. ANALYSIS Pursuant to SCR 3.370(10), Mills and the KBA have agreed to a
negotiated sanction of a 30-day suspension, probated for one year subject to
conditions. As support for its negotiated sanction the KBA cites a number of
cases involving violations of some of the same provisions of the Rules of
Professional Conduct in which this Court has imposed similar discipline upon
attorneys.
In Kentucky Bar Ass’n v. Edwards, 123 S.W.3d 912 (Ky. 2004), this
Court issued a conditional public reprimand against an attorney for violating
SCR 3.130(1.3), SCR 3.130(1.4) (a) and (b), SCR 1.130(1.16)(d), and SCR
3.130(3.2). Id. at 913. The attorney failed to serve the defendant in a personal
4 injury case for over a year; failed to give his client timely notice of his
scheduled deposition; and failed to appeal the summary judgment against his
client or notify him of the adverse ruling until the time to file an appeal had
passed. Id. at 912-13. This Court’s order granted the Office of Bar Counsel
(OBC) permission to request that the sanction be converted to a 45-day
suspension if the attorney violated any of this Court’s conditions. Id. at 013-14.
Mills violated three of the same Rules as Edwards, although his conduct did
not cause the same degree of potential harm to his client; however, the fact
that Mills submitted false evidence to the Inquiry Commission requires a more
severe sanction than a public reprimand.
In Price v. Kentucky Bar Association, 677 S.W.3d 465 (Ky. 2023), this
Court imposed a thirty-day suspension, probated for one year, on an attorney
whose violations included SCR 3.130(1.3) and SCR 1.310(1.4)(a)(3). Id. at 468-
69. Price was also charged with violating SCR 3.130(8.4)(c) for
misrepresentations he made to his client, as well as to the Department of
Veterans Affairs’ Office of General Counsel which was pursuing a lien against
his client’s settlement proceeds. Id. at 467. This Court noted that Price, like
Mills, had no prior discipline; admitted to all counts of the charges against
him; took responsibility for his conduct; and cooperated with the consensual
discipline process. Id. at 468.
This Court has previously suspended attorneys who violated SCR
3.120(3.2)(a) as Mills did here. In Kentucky Bar Ass’n v. Orr, 350 S.W.3d 427,
(Ky. 2011), this Court imposed a 61-day suspension for violating SCR
5 3.130(3.3)(a)(2), SCR 3.130(3.3)(a)(3), and one count of engaging in conduct
involving dishonesty, fraud, deceit, or misrepresentation after Orr created and
filed fictitious credit counseling certificate without his client’s knowledge in a
bankruptcy case. Id. at 427. His fraud upon the court lasted for weeks before
he finally admitted that the Bankruptcy Trustee’s suspension of the false
document was well-grounded. Id. In his report to the Kentucky Bar Association
Board of Governors, the Trial Commissioner found that Orr’s conduct was of a
character which brings the legal profession into disrepute. Id. at 429.
Finally, in Kentucky Bar Association v. Smith, 671 S.W.3d 277 (Ky. 2023),
this Court accepted the Board’s recommendation of a three-year suspension,
retroactively applied to the date on which the Inquiry Commission issued the
charge, for violating SCR 3.130(3.3)(a)(1), SCR 3.310(3.3)(a)(2), SCR
3.130(8.4)(c), and SCR 3.130(3.4)(c). Id. at 281. In order to avoid suspension of
her law license for failure to earn enough continuing legal education, Smith
filed an Emergency Motion for Revocation of Suspension with this Court on
February 4, 2019. Id. at 278. She attached a falsified certificate of attendance
at a Kentucky Law Update to an equally fraudulent affidavit filed in support of
her motion. Id. In her Answer to the Inquiry Commission Charge, issued on
November 4, 2019, she denied any wrongdoing. Id.
Unlike the attorneys in Orr and Smith, Mills has admitted that his
sanctions violated the Kentucky Rule of Professional Responsibility; has
engaged with Office of Bar Counsel in negotiating a mutually acceptable
6 sanction; and has accordingly filed a motion asking this Court to impose said
negotiated sanction without objection.
Having reviewed the record and relevant caselaw, we agree that a 30-day
suspension, probated for one year subject to conditions is an appropriate
sanction.
ACCORDINGLY, IT IS HEREBY ORDERED THAT:
1. Mills has violated SCR 3.130(1.3), 1.130(1.4)(a), 1.31(1.16)(d), and
3.130(3.3)(a).
2. Mills will be suspended for a period of thirty (30) days, that
suspension to be probated for one year subject to the conditions
defined below.
3. Mills shall not commit any crimes, including misdemeanors or
felonies, or have any further disciplinary cases.
4. Mills shall timely pay his Kentucky Bar Association dues.
5. Mills shall satisfy all continuing legal education requirements.
6. Mills shall attend, at his expense, the Ethics and Professional
Enhancement Program (EPEP), separate and apart from his fulfillment
of any other continuing legal education requirements, within twelve
months after entry of this Order.
7. Mills shall complete EPEP by passing the exam given at the end of the
program.
8. Mills shall not attempt to claim any CLE credit for attending EPEP.
7 9. Mills shall pay restitution in the amount of $3,250.00 to Summer
Valladares Williams. He is directed to pay a minimum of $300.00
towards this total every month beginning thirty days (30) after entry of
this Order. Further, Mills shall provide contemporaneous proof, in the
form of copies of the payment instrument, to the Office of Bar
Counsel. Restitution must be paid in full prior to the termination of
the one-year probation period.
If Mills violates any of the terms of probation stated in this Order within
one year of the date of this Order, or receives a charge of professional
misconduct during the one-year probationary period, the Office of Bar Counsel
may file a motion with the Court requesting the issuance of a show-cause order
directing Mills to show cause, if any, as to why the thirty-day suspension
should not be imposed. If, at the expiration of the one-year probationary
period, Mills has complied with the above terms, the suspension and all terms
of his probation shall be terminated.
All sitting. VanMeter, C.J.; Bisig, Conley, Keller, and Nickell, JJ., concur.
Thompson, J., concurs in result only. Lambert, J., dissents without opinion.
ENTERED: AUGUST 22, 2024
CHIEF JUSTICE