In Re: Charles L. Dirks, III

224 So. 3d 346, 2017 WL 2836064, 2017 La. LEXIS 1386
CourtSupreme Court of Louisiana
DecidedJune 29, 2017
DocketNO. 2017-B-0067
StatusPublished

This text of 224 So. 3d 346 (In Re: Charles L. Dirks, III) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re: Charles L. Dirks, III, 224 So. 3d 346, 2017 WL 2836064, 2017 La. LEXIS 1386 (La. 2017).

Opinion

ATTORNEY DISCIPLINARY PROCEEDING

PER CURIAM

11 This disciplinary matter arises from formal charges filed by the Office of Disciplinary Counsel (“ODC”) against respondent, Charles L. Dirks, III, an attorney licensed to practice law in Louisiana.

UNDERLYING FACTS

In 2009, Sharon Landrum retained respondent to represent her in a claim for wrongful termination. Respondent initiated a complaint on Ms. Landrum’s behalf with the Equal Employment Opportunity Commission (“EEOC”) and obtained a right to sue letter from the EEOC.

During the discovery phase of the proceedings, in particular the depositions of Ms. Landrum and her former manager, respondent learned that. Ms. Landrum had not provided him with all the facts surrounding the case. Respondent advised Ms. Landrum that in his professional opinion, the case would likely be dismissed.

*347 Ms. Landrum’s employer then filed a motion for summary judgment in the case. Respondent did not file an opposition to the motion as he did not believe 'he had any evidence to contradict the admissions Ms. Landrum had made during her deposition. The motion was granted and the .case was dismissed in August 2013.

For approximately one year after the court dismissed her case, Ms. Landrum contacted respondent on numerous occasions to check on the status of her case. In text messages to Ms. Landrum, respondent routinely advised that he had not heard I ¡¡anything from the court about the case and indicated that he would check on it. In August 2014, Ms. Landrum looked into the matter herself and learned that her case had been-dismissed a year earlier.

Ms. Landrum filed a complaint against respondent with the ODC. In his Octobér 2014 response to the complaint, respondent specifically stated:

I did not see the ruling issued on this matter. Ms. Landrum asked me about the Motion for Summary Judgment many times, .1 checked my electronic notices each time and other times to see if I received a ruling. I have checked my notices several more times and do not see where I received an electronic notice, however, it is my responsibility regardless.

In the course of the ODC’s investigation, respondent gave a sworn statement in which he acknowledged that he had received the judgment dismissing Ms. Land-rum’s case “within a week, give or take” of when it was rendered by the court. By way of explanation for not telling Ms. Landrum that her case had been dismissed, respondent stated that he was upset with his client because she misled him about the true facts of the case, and he just “didn’t want to deal with it.”

DISCIPLINARY PROCEEDINGS

In October 2015, the ODC filed formal charges against respondent, alleging that hi's conduct as set forth above violated the following provisions of the Rules of Professional Conduct: Rules 1.4 (failure to communicate with a client) and 8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation). Respondent answered the formal charges and admitted his misconduct. The matter then proceed-*ed to a hearing in mitigation, which was conducted by the hearing committee in April 2016. Respondent was the only witness to testify before the committee.

Hearing Committee Report ■

| ¡¡After considering the testimony and evidence presented at the hearing, the hearing committee made factual findings consistent with the underlying facts set forth above. Based on these findings, the committee determined respondent violated the Rules 'of Professional Conduct as alleged in the formal charges.

The committee found- that respondent knowingly violated a duty owed to his client, the legal system, and the legal profession. His conduct had the potential to cause serious harm to his client. According to respondent, the information his client had failed to disclose dealt a serious blow to her case, from which it was. highly doubtful that she could recover; however, by intentionally failing to inform his. client of. the .dismissal of her. case in a timely manner, she was prevented from seeking appellate review of the trial court’s decision. After considering the ABA’s Standards for Imposing Lawyer Sanctions, the committee determined the. baseline sanction is suspension.

In aggravation, the committee found substantial experience in the practice of law (admitted 1998). In mitigation, the *348 committee found the absence of a prior disciplinary record and remorse.

Under these circumstances, the committee recommended respondent be suspended from the practice of law for sixty days. The committee further recommended respondent be assessed with all costs of these proceedings.

The ODC filed an objection to the hearing committee’s report, arguing that the recommended sanction was unduly lenient. The ODC later withdrew its objection and concurred in the sanction recommended by the committee.

Disciplinary Board Recommendation

After review, the disciplinary board determined that the hearing committee’s factual findings are supported by the record and are not manifestly erroneous. The | aboard also determined respondent violated the Rules of Professional Conduct as alleged in the formal charges.

The board determined respondent knowingly violated a duty owed to his client. His misconduct did not cause actual harm, as it appears very unlikely that his client had a viable cause of action. However, his misconduct deprived her of the ability to appeal the court’s ruling, which created the potential for harm. After considering the ABA’s Standards for Imposing Lawyer Sanctions, the board determined the baseline sanction is suspension.

In aggravation, the board found substantial experience in the practice of law, a dishonest or selfish motive, and the submission of false statements during the disciplinary process. In mitigation, the board found the absence of a prior disciplinary record and sincere remorse, noting that respondent candidly admitted the misconduct and did not attempt to offer excuses for same.

After further considering this court’s prior jurisprudence involving similar misconduct, the board recommended respondent be suspended from the practice of law for sixty days. The board further recommended respondent be assessed with all costs and expenses of this matter.

Respondent filed an objection to the disciplinary board’s recommendation. Pursuant to Supreme Court Rule XIX, § 11(G)(1)(b), the case was scheduled on our docket. Thereafter, the parties filed a joint motion seeking to waive oral argument. We granted the motion and now consider the case based upon the record and the briefs filed by the parties.

DISCUSSION

Bar disciplinary matters fall within the original jurisdiction of this court. La. Const, art. V, § 5(B). Consequently, we act as triers of fact and conduct an independent review of the record to determine whether the alleged misconduct has Lbeen proven by clear and convincing evidence. In re: Banks, 09-1212 (La. 10/2/09), 18 So.3d 57.

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In Re Caulfield
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Cite This Page — Counsel Stack

Bluebook (online)
224 So. 3d 346, 2017 WL 2836064, 2017 La. LEXIS 1386, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-charles-l-dirks-iii-la-2017.