In re Cecilie Ann T.

101 Misc. 2d 472, 421 N.Y.S.2d 167, 1979 N.Y. Misc. LEXIS 2705
CourtNew York Surrogate's Court
DecidedOctober 17, 1979
StatusPublished
Cited by2 cases

This text of 101 Misc. 2d 472 (In re Cecilie Ann T.) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Cecilie Ann T., 101 Misc. 2d 472, 421 N.Y.S.2d 167, 1979 N.Y. Misc. LEXIS 2705 (N.Y. Super. Ct. 1979).

Opinion

OPINION OF THE COURT

Bertram R. Gelfand, S.

Upon this application for the adoption of a nonmarital child petitioners have requested the court to dispense with the service of process upon the putative father. It is argued by [473]*473petitioners that in this matter the putative father has had no substantial contact with the infant so that Caban v Mohammed (441 US 380) does not confer upon him the status of a necessary party to the proceedings upon whom process must be served. The question presented is whether when it is contended that a putative father has had no substantial contact with the infant this may be accepted ex parte as a basis for concluding that Caban v Mohammed (supra) does not mandate such putative father being joined as a necessary party to the proceedings, or must he be made a party so that he may have the opportunity to be heard on the issue of "substantial contract” or "abandonment” before any such issue is determined.

The thrust of petitioners’ position apparently flows from focusing upon the following language in the majority opinion of the United States Supreme Court in Caban v Mohammed (441 US, at p 392, supra): "When the adoption of an older child is sought, the State’s interest in proceeding with adoption cases can be protected by means that do not draw such an inflexible gender-based distinction as that made in § 111. In those cases where the father never has come forward to participate in the rearing of his child, nothing in the Equal Protection Clause precludes the State from withholding from him the privilege of vetoing the adoption of that child. Indeed, under the statute as it now stands the surrogate may proceed in the absence of consent when the parent whose consent otherwise would be required never has come forward or has abandoned the child. See, e.g., In re Orlando F., 40 N.Y.2d 103, 386 N.Y.S.2d 64, 351 N.E.2d 711 (1976). But in cases such as this, where the father has established a substantial relationship with the child and has admitted his paternity, a State should have no difficulty in identifying the father even of children born out of wedlock.” (Emphasis added; footnotes deleted.)

In the instant matter the infant was born on September 29, 1973. She has remained in the custody of her natural mother since birth. Petitioners are the natural mother and her spouse. The mother submits that after a brief acquaintance with the putative father she learned that she was pregnant in January, 1973. She advised him of this fact and he acknowledged paternity in writing, albeit this acknowledgement was preceded by a threat that the immigration authorities would be advised that the putative father was in the United States [474]*474illegally. He thereafter disappeared, never to be seen again by her or anyone with whom she is acquainted. Petitioner contends that she has absolutely no knowledge whatsoever as to the putative father’s whereabouts. She even doubts whether the name under which she knew him is his true name. The statements in the petition and papers in support thereof indicate that not only did the putative father never have any substantial contacts with the infant, he has had absolutely no contact whatsoever with the infant.

The material submitted sustains the further conclusions that the putative father is a person whose whereabouts cannot be ascertained by reasonable diligence. Thus, if he is entitled to the same notice of the proceeding that a mother would receive if her whereabouts were unknown, process must be served upon the putative father by publication (SCPA 307, subd 2, par [a], cl [iv]).

The arguments that such a necessity is an expensive and sterile act which will achieve no pragmatic goal of importance to anyone are persuasive. Nevertheless, the court is bound to carry out the mandate of existing law. In the absence of a legal basis for the relief sought by petitioners, as practical as it may seem, if its result is a jurisdictional defect, it cannot be allowed.

The court has most carefully examined the law as to the status and rights of putative fathers in proceedings relative to the adoption of their children in a search for an avenue that would facilitate practicality and legality traveling the same road. This has necessitated a review of the relatively radical and rapid evolution that has affected the status of nonmarital fathers in adoptions. The New York statutes clearly and explicitly have long provided that a mother has an absolute right to veto the adoption of her child provided she has not forfeited this right by abandonment, binding surrender, displacement by a guardian appointed pursuant to section 384-b of the Social Services Law, deprivation of civil rights, or mental illness or mental retardation under certain circumstances, whether the child is a marital or nonmarital child. (Domestic Relations Law, § 111.) New York statutes have provided with equal clarity that consent of the father to the adoption of a nonmarital child is not required (see Domestic Relations Law, § 111). He accordingly did not by statute possess the same right to veto an adoption possessed by the mother. The first assault upon this long standing statutory [475]*475scheme came after the decision of the United States Supreme Court in Stanley v Illinois (405 US 645) whose import initially appeared to be limited to the conclusion that a nonmarital father had the right "to be heard” in a proceeding involving the custody of his children before his rights, if any, were extinguished (see Matter of Malpica-Orsini, 36 NY2d 568; Matter of "Male F.”, 97 Misc 2d 505).

In response to Stanley v Illinois (supra), the 1976 Legislature enacted section 111-a of the Domestic Relations Law to provide that every putative father must receive "notice” of a proceeding for the adoption of his child. This section reflected a deep sensitivity to the biological reality that the identity of nonmarital fathers was not as easily discernible as that of nonmarital mothers. The procedures for serving this notice on nonmarital fathers also reflected a sensitivity to the reality that in the multitude of cases involving totally disinterested putative fathers, their present whereabouts were even more difficult to determine than their identity. The 1977 amendment to section 111-a of the Domestic Relations Law provides that where personal service of the "notice” of adoption could not be completed with "reasonable effort”, notice could be completed by the necessary papers being mailed to the putative father at his "last known address”, even if it was known that his association with this address had long ago terminated or if, with the passage of time, the address had evolved into being an abandoned building or a vacant lot (see Matter of Monique J., NYLJ, March 21, 1979, p 13, col 5). The statute specifically states that publication is not required when the whereabouts of such putative father are unknown (Domestic Relations Law, § 111-a, subd 4). Clearly, under this statutory scheme, in an effort to be practical, the constitutional mandate of notice was being satisfied by a statutorily authorized procedure which, in most cases, was devoid of even the remote possibility of actual notice that flows from service by publication. The challenge of Stanley v Illinois (supra) was thus met by a legislatively sanctioned procedure that in many cases was startlingly akin to "sewer service”.

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Related

In re Carmen Lydia S.
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Bluebook (online)
101 Misc. 2d 472, 421 N.Y.S.2d 167, 1979 N.Y. Misc. LEXIS 2705, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-cecilie-ann-t-nysurct-1979.