In re Cavallito

282 F.2d 363, 48 C.C.P.A. 720, 127 U.S.P.Q. (BNA) 206, 1960 CCPA LEXIS 243
CourtCourt of Customs and Patent Appeals
DecidedJuly 6, 1960
DocketNo. 6508
StatusPublished
Cited by10 cases

This text of 282 F.2d 363 (In re Cavallito) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Cavallito, 282 F.2d 363, 48 C.C.P.A. 720, 127 U.S.P.Q. (BNA) 206, 1960 CCPA LEXIS 243 (ccpa 1960).

Opinion

Smith, Judge,

delivered the opinion of the court:

The issue in the present appeal arises from the affirmance by the Board of Appeals of the examiner’s rejection of claim 1 of appellants’ application Serial No. 344,677 filed March 25,1953, for Bis- (N-Hetero-carbocyclic) Alkanes.

Appealed claim 1 reads as follows:

An organic compound selected from the group consisting of (A) those comprising two N-heterocarbocyclic radicals, each radical containing between three and five fused rings joined by an alkylene bridge attached to a nitrogen of each of said radicals, at least three of said rings being composed solely of carbon and nitrogen in the ring, said alkylene bridge containing three to ten carbon atoms, inclusive, and (B) acid addition and quaternary ammonium salts of the foregoing compounds.

Six claims have been allowed. No prior art has been cited and no question is raised as to novelty, utility or unobviousness of the invention.

As described in the specification, the compounds embodying the invention claimed in rejected claim 1 have the general formula B-CnH2ll-K' “wherein B and B' are N-heterocarbocyclic radicals each of which contains between three and five fused rings, at least three of said rings being composed solely of carbon and nitrogen as ring-forming atoms * * The alkylene bridge (-CnH2n-) of the molecule is attached to the N-heterocyclic radicals through a ring nitrogen. B and B' may be the same radical or may be different radicals. However, appellants specify that the “heterocyclic moiety of the present invention must contain in at least three of the rings, carbon and nitrogen as the only ring-forming components.” There must also be three to five of the fused rings which “must be attached to the alkylene chain to form the compound of the present invention through a nitrogen of the ring radical.”

The invention also contemplates the acid addition salts and the quaternary ammonium salts of compounds having the general formula but only “where such compounds are possible because of the structure of the rings.”

The specification describes processes for producing the compounds having the chemical structure claimed in appealed claim 1 and discloses what are termed “representative” dihaloalkanes and “representative” N-heterocarbocyclic substances containing the required [723]*723three to five fused rings which contain carbon and nitrogen as the ring-forming components in at least three of the rings.

The specification contains 19 examples of illustrative procedures for producing compounds which it is asserted have the claimed chemical structure. The examiner has allowed claims to the specific compounds of certain of those examples and to the quaternary ammonium salts of compounds having the general formula R-CJERn-R and in which the N-heterocarbocyclic radical (R) is selected from a group of specified “unsubstituted carbolines, yohimbines, berberine, and hydrogenated and lower-alkyl-substituted carbolines, yohimbines and berberines.”

The position of the examiner which was affirmed by the Board of Appeals was that the specification “adequately supports claims to compounds having the carboline, yohimbine or berberine ring structure.” He rejected claim 1 as drawn to “a broad elastic formula” which he states was not supported by the specification.

The examiner and the Board of Appeals appear to have given great weight to the large number of possible compounds which would be embraced within the scope of claim 1. Testing this claim as to but one field of the asserted utility, the examiner and the Board of Appeals have rejected the claim as covering inoperative embodiments. In support of this ground of rejection, the Board of Appeals said:

A chemist will readily recognize that claim 1 is broad enough to cover at least several hundred thousand compounds. Measured against this are the nineteen compounds actually prepared. In our opinion this is insufficient to support such a claim (In re Oppenauer, 31 CCPA 1248; 1944 C.D. 587; 568 O.G. 393; 143 F. (2d) 974; 62 USPQ 297), * * *.

There are at least two grounds upon which this rejection is improper and cannot be sustained. (1) Appellant’s disclosure is not properly limited to the nineteen specific examples referred to and (2) it is the nature of the disclosure rather than the number of examples given which determines the sufficiency of the disclosure to support the appealed claim.

Appellants have disclosed, in addition to the nineteen illustrative examples referred to by the board, a large group of what are said to be representative dihaloalkanes and N-heterocarbocyclic substances which are suitable for use in the general process disclosed for producing compounds within the scope of claim 1. We think the proper evaluation of the disclosed support for claim 1 must be made with respect to the entire disclosure, and this is not limited to the nineteen specific examples.

The examiner and the board appear to have considered only the nineteen specific examples for the reason that these examples are [724]*724“tangible” disclosures of compounds Raving therapeutic properties. It is the position of the board that when the subject matter lies in the field of therapeutics, in which prediction is very limited, “* * * the scope of the claims should conform rather closely to the tangible disclosure.”

These observations of the board are not determinative of the issue here. Appellants disclosed as their invention chemical compounds having a novel structural configuration. These compounds as disclosed are asserted to be useful not only as “hypotensive agents” but also “as intermediates in the preparation of more complex organic compounds.”

Neither the examiner nor the board has raised any issue as to the sufficiency of these disclosures, so for purposes of this appeal, we are assuming, without passing upon the issue, that appellants disclosures when read by one of ordinary skill in this art would teach him how to use the claimed compounds either as the disclosed “hypotensive agents” or as the disclosed “intermediates.”

Under these circumstances, the examiner and the board should have considered appellants’ entire disclosure rather than just the nineteen specific examples to which reference is made in the board’s opinion.

The examiner and the Board of Appeals also rejected the appealed claim as “too broad in the definition of the heterocyclic radical since the definition leaves open to speculation the nature of the other two rings and the skeletal structure of the first three rings.” We do not agree with this rejection. The claimed invention resides in a compound which results from the hooking together of known kinds of N-hetero cyclic radicals in a particular way. That way, as specified in claim 1, is by use of an alkylene bridge “attached to the nitrogen of each of said radicals.” While the claim is broad in specifying the two N-heterocyclic radicals it is not indefinite in that it claims them in such a manner that an organic chemist having the ordinary skills of this phase of the chemical art, can tell whether any given compound is within or without the scope of the claim. Thus, the claimed limitations require that the N-heterocyclic radical must be:

1. N-heterocarboeyclic;
2. Contain 3, 4 or 5 fused rings;
3. At least 3 of the rings must have ring atoms solely of carbon and nitrogen; and
4.

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Bluebook (online)
282 F.2d 363, 48 C.C.P.A. 720, 127 U.S.P.Q. (BNA) 206, 1960 CCPA LEXIS 243, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-cavallito-ccpa-1960.