In re Bruce W.

114 Misc. 2d 91, 450 N.Y.S.2d 734, 1982 N.Y. Misc. LEXIS 3440
CourtNew York Family Court
DecidedMay 25, 1982
StatusPublished

This text of 114 Misc. 2d 91 (In re Bruce W.) is published on Counsel Stack Legal Research, covering New York Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Bruce W., 114 Misc. 2d 91, 450 N.Y.S.2d 734, 1982 N.Y. Misc. LEXIS 3440 (N.Y. Super. Ct. 1982).

Opinion

OPINION OF THE COURT

Stanley Gartenstein, J.

A major systemic problem concerning the functioning of the Legal Aid Society and its relationship both to this court and to the criminal courts, the existence of which may conceivably threaten the validity of a substantial number of convictions in both forums has surfaced in two cases now before us.

the facts:

In the first case, three young men, one being tried as a juvenile in this court, the other two facing criminal charges as adults in the Criminal Court, were arrested and charged with the perpetration of an act of second degree robbery allegedly committed on January 19, 1982 in Queens County. The Juvenile Rights Division of the Legal Aid Society represents one alleged coperpetrator in this court. The Criminal Defense Division of the Legal Aid [92]*92Society represents one of the adult defendants in the Criminal Court, and assigned counsel under article 18-B of the County Law represents the other codefendant in that court.

On February 19, 1982, the two adult defendants who were then being held in lieu of bail appeared before the Honorable Allen Beldock in the Criminal Court. A felony hearing was held therein after which both defendants were held for action of the Grand Jury. Because neither of them appeared to be the prime perpetrator, both were paroled pending action of the Grand Jury.

On April 28,1982, the trial of the third alleged perpetrator as a juvenile was commenced before the undersigned. The testimony of the complainant was taken oh record after a statement by the Assistant Corporation Counsel that all discovery material had been served. At the conclusion of his testimony, counsel for respondent called for the production of the District Attorney’s writeup of the Criminal Court case which had not been served-by Corporation Counsel but which, according to a transcript of Criminal Court proceedings produced by him, was deemed discoverable therein, and in fact served upon counsel in those proceedings. It was at this point that the court.first became aware of the fact that the Legal Aid Society represented two of the three alleged coperpetrators of the in-concert crime at issue. The trial was recessed with appropriate admonitions to witnesses, and decision reserved first, on the threshold question of whether or not a conflict of interest existed, and if so, what effect it would have on the future conduct of these proceedings.

In the second case, respondent was arraigned on April 15,1982 for violation of sections 110,160.10, and 155.30 of the Penal Law, acts which if committed by an adult would constitute the crimes of attempted second degree robbery and attempted third degree grand larceny. It is alleged that on April 1, 1982 respondent, acting in concert with two others now before the Criminal Court, did attempt to forcibly steal certain property from the complainant. When the matter appeared before the undersigned, it was necessary to adjourn the trial owing to the fact that a reply to respondent’s omnibus motion was being prepared and, as a [93]*93consequence thereof, discovery was not complete. In view of the “in-concert” allegations of the petition, the court directed Corporation Counsel to make appropriate inquiry concerning representation of the defendants in Criminal Court. Upon ascertaining that the Legal Aid Society represented alleged coperpetrators of the same act, the Corporation Counsel in turn calendared the matter for the court’s consideration of an application to disqualify the society.

In the court’s experience, it has found that different offices of the Legal Aid Society follow divergent policies with regard to the danger of representing potentially conflicting interests. We have been unable to ascertain the existence of a uniform policy on this question and hence cannot speculate as to the ultimate practical impact of this decision on this motion. Nonetheless, the legal principles to be applied must remain the same.

It is almost seminal that single representation of alleged coperpetrators of the same criminal transaction is prima facie suspect as a conflict situation within the Code of Professional Responsibility (EC 5-16; DR 5-101 [A]; DR 5-105 [B], [C]) and by judicial stare decisis (Ford v United States, 379 F2d 123 [presumed conflict exists in joint representation]). In Matter of Jeffrey M. (62 AD2d 858), an appeal successfully prosecuted by the very same Legal Aid Society which now seeks to represent alleged coperpetrators of the same criminal act, the Appellate Division, First Department, reversed a fact finding based upon the fact that both juveniles before the court were represented by a single attorney. The Jeffrey M. court stated (p 862): “The right to assistance of counsel may be substantially impaired if one lawyer simultaneously represents the conflicting interests of a number of persons charged with [the same] criminal act. While joint representation is not per se a denial of the effective assistance of counsel, the court should recognize that a juvenile may not perceive the existence of a confict of interest in the joint representation.” It has been held that where the slightest tinge of conflict appears, the court need not calculate the precise degree of prejudice to a defendant in order to find a violation of his Sixth Amendment rights (Glasser v United States, 315 US 60).

[94]*94Where presented with a potential conflict, viz., where the same attorney or law firm represents alleged coperpetrators, it is necessary that a court ascertain whether or not each defendant so represented exercised a knowing and informed waiver (People v Macerola, 47 NY2d 257; People v Hallett, 71 AD2d 815; People v De Leon, 77 Misc 2d 969). This duty of the trial court includes the obligation of fully explaining the ramifications of this situation to a defendant (People v Gomberg, 38 NY2d 307); and, where necessary, to conduct an evidentiary hearing on the question of whether or not a litigant really understood all the dangers inherent in a situation of this type (People v Rivera, 62 AD2d 767). These duties of the court, eminently clear in the case of adult defendants, are so much more compelling where a juvenile is concerned. “Consequently,” the Appellate Division wrote in Matter of Jeffrey M. (supra, pp 862-863) “the court should be satisfied where there is joint representation, that the juvenile’s decision is an informed decision. This requires a discerning, upon the record, of whether each juvenile has an awareness of the risks involved in such joint representation and has knowingly chosen it. At the minimum, there should have been some inquiry of the juveniles and the Law Guardian as to whether joint representation would result in a conflict of interest” (citing People v Gomberg, supra).

It is to be noted that any informed decision concerning joint representation must be that of both alleged coperpetrators so represented. The Appellate Division speaks in the plural. Both defendants so represented must be carefully admonished; they must both execute knowing waivers on record.

With these basic principles serving as a foundation, we next proceed to the status of the Legal Aid Society. In doing s'o, we are met with an argument that the society is a large public defense organization consisting of four separate and distinct divisions, each with its own attorney of record; that pursuant to People v Wilkins

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Related

United States v. Perez
22 U.S. 579 (Supreme Court, 1824)
Glasser v. United States
315 U.S. 60 (Supreme Court, 1942)
People v. Wilkins
268 N.E.2d 756 (New York Court of Appeals, 1971)
People v. Gomberg
342 N.E.2d 550 (New York Court of Appeals, 1975)
People v. Macerola
391 N.E.2d 990 (New York Court of Appeals, 1979)
Hall v. Potoker
403 N.E.2d 1210 (New York Court of Appeals, 1980)
Stream v. Beisheim
34 A.D.2d 329 (Appellate Division of the Supreme Court of New York, 1970)
Legal Aid Society of Nassau County v. Samenga
39 A.D.2d 912 (Appellate Division of the Supreme Court of New York, 1972)
Ernest H. v. Glasser
49 A.D.2d 907 (Appellate Division of the Supreme Court of New York, 1975)
People v. Rivera
62 A.D.2d 767 (Appellate Division of the Supreme Court of New York, 1978)
In re Jeffrey M.
62 A.D.2d 858 (Appellate Division of the Supreme Court of New York, 1978)
People v. Hallett
71 A.D.2d 815 (Appellate Division of the Supreme Court of New York, 1979)
People v. De Leon
77 Misc. 2d 969 (Criminal Court of the City of New York, 1974)

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Bluebook (online)
114 Misc. 2d 91, 450 N.Y.S.2d 734, 1982 N.Y. Misc. LEXIS 3440, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-bruce-w-nyfamct-1982.