In re Brandes

292 A.D.2d 129, 740 N.Y.S.2d 406, 2002 N.Y. App. Div. LEXIS 3655
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 8, 2002
StatusPublished
Cited by2 cases

This text of 292 A.D.2d 129 (In re Brandes) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Brandes, 292 A.D.2d 129, 740 N.Y.S.2d 406, 2002 N.Y. App. Div. LEXIS 3655 (N.Y. Ct. App. 2002).

Opinion

OPINION OF THE COURT

Per Curiam.

The respondent was served with a petition containing six charges of professional misconduct. In his answer, he admitted most, but not all, of the factual allegations contained in the petition and denied that he was guilty of any professional misconduct. At the hearing, the petitioner’s case consisted, of 120 exhibits and the testimony of two witnesses. The respondent testified on his own behalf, presented one character witness, and introduced seven exhibits into evidence. At the conclusion of the hearing, the Special Referee sustained all six charges. The petitioner now moves to confirm, and the respondent cross-moves to disaffirm, the Special Referee’s report.

All of the charges are based on the following factual allegations:

On May 14, 1990, the respondent commenced an action for a divorce in the Supreme Court, Nassau County, against his wife, Iris Brandes. On June 4, 1990, Mrs. Brandes retained the law firm of Ellenbogen & Goldstein of New York City to represent her in the matter. In November 1990, the respondent, Mrs. Brandes, and their respective counsel stipulated and agreed to discontinue the Nassau County action and to commence a new action for a divorce in Kings County with Mrs. Brandes as the plaintiff and the respondent as the defendant.

On October 30, 1991, the trial in the divorce action was commenced in the Supreme Court, Kings County, before the Honorable William Rigler. It was subsequently adjourned and resumed on January 6, 1992. It continued on successive business days until January 16, 1992, when it concluded. The court reserved its decision at that time.

On August 13, 1992, before the court rendered its decision, the respondent and Mrs. Brandes, upon the advice of their respective counsel, executed a 67-page stipulation settling the action and all of the issues between them. On August 26, 1992, a judgment of divorce was entered in Kings County which incorporated the stipulation by reference. Pursuant to the stipulation, the parties agreed to sell the marital home and distribute, in part, from their respective shares of the proceeds the following:

$25,000 from the respondent’s share to Ellenbogen [131]*131& Goldstein and Mrs. Brandes as his contribution to Mrs. Brandes’ legal fees.
$25,000 from Mrs. Brandes’ share to Ellenbogen & Goldstein for legal fees.
$6,750 from the respondent’s share to the financial experts employed by Mrs. Brandes at trial as his contribution to their fees.
$6,750 from Mrs. Brandes’ share to the financial experts employed by Mrs. Brandes at trial.
$35,000 from the respondent’s share to the respondent’s attorneys.

The stipulation further provided, in part, that, following the sale of the marital home, the respondent would pay Mrs. Brandes the sum of $961.54 per week for her support and maintenance and that the respondent’s responsibility for the payments would cease only in the event of either her death or remarriage, the respondent’s death, or August 1, 1999, whichever occurred first.

As of the date that the stipulation was executed in August 1992, Ellenbogen & Goldstein had rendered legal services and bills to Mrs. Brandes totaling approximately $112,000. However, in order to foster the settlement, Ellenbogen & Gold-stein agreed to reduce its fee to $50,000.

On February 18, 1993, the respondent and Mrs. Brandes directly negotiated and executed between themselves a modification agreement altering the terms of the stipulation. The modification, in part, deleted the terms of the stipulation that provided for the payment of $50,000 to Ellenbogen & Gold-stein and $13,500 to the financial experts from the proceeds of the sale of the marital home. The provision providing for the payment of $35,000 to the respondent’s attorney was not deleted.

In August 1993, Ellenbogen & Goldstein commenced an action against Mrs. Brandes in the Supreme Court, New York County, to recover $112,022.01 for legal services rendered to her in the matrimonial proceeding (hereinafter the fee action). On November 8, 1993, Mrs. Brandes retained the respondent to represent her in that action and executed a written fee agreement that was prepared by the respondent on his letterhead. The fee agreement states, in part, as follows:

“This will confirm your engagement of me and/or [132]*132my law firm to represent you in the above captioned action which has been commenced against you in the Supreme Court, New York County. It is understood by the two of us that because I am your former husband and the court may look unfavorably on my representation of you it may be [szc] not be in your best interests for me or my firm to be your attorney of record. Therefore, I will obtain counsel of record for you and will be responsible directly to counsel, as your attorney, for the legal fees and disbursements of that person or firm. You will pay us for the legal fees of outside counsel at the rate set forth below. If, at any time I deem it appropriate to do so, I or my law firm will become your attorney of record and you will sign whatever documents as are necessary so as to effectuate such a change * * * I will supervise all work on this matter.”

In November 1993, the respondent retained Jack Uram, then a partner in the firm of Blindman, Uram, Bordelon & Swords of New York City, to appear as attorney of record in the fee action. The respondent and Uram agreed that Uram would appear as the attorney of record and make all personal court appearances in the matter, but that the respondent would work jointly with him on all court papers and strategy. The respondent and Uram also agreed that the respondent’s role as attorney would be concealed from the court and opposing counsel.

In December 1993, Uram filed an answer in the fee action setting forth, inter alia, the affirmative defense of lack of personal jurisdiction. Ellenbogen & Goldstein then moved to dismiss that affirmative defense, and Uram cross-moved to dismiss on the grounds of lack of personal jurisdiction based on insufficient service of process. By order dated February 8, 1994, Justice Gangel-Jacob directed a hearing to resolve the motion.

On March 17, 1994, a hearing was conducted before Justice Gangel-Jacob. Ellenbogen & Goldstein arranged and paid for the process server who had served Mrs. Brandes to travel from Florida and testify at the hearing. Mrs. Brandes did not testify or appear at the hearing. In a decision issued from the bench immediately following the hearing, Justice Gangel-Jacob found that Mrs. Brandes had been personally served as required by law and granted the plaintiffs motion to dismiss the affirmative defense of lack of personal jurisdiction, with $250 costs to the plaintiff.

[133]*133On March 29, 1994, Uram filed a notice of appeal from the aforementioned order. On April 17, 1994, Mrs. Brandes retained the respondent to represent her in connection with the appeal and executed a written fee agreement prepared by the respondent on his letterhead. The fee agreement states, in part, as follows:

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Related

Matter of Brandes
2019 NY Slip Op 1595 (Appellate Division of the Supreme Court of New York, 2019)
The Matter of Joel R. Brandes v. Robert H. Cabble
65 N.E.3d 678 (New York Court of Appeals, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
292 A.D.2d 129, 740 N.Y.S.2d 406, 2002 N.Y. App. Div. LEXIS 3655, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-brandes-nyappdiv-2002.