In re Borden

582 A.2d 1000, 121 N.J. 520, 1990 N.J. LEXIS 1404
CourtSupreme Court of New Jersey
DecidedOctober 16, 1990
StatusPublished

This text of 582 A.2d 1000 (In re Borden) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Borden, 582 A.2d 1000, 121 N.J. 520, 1990 N.J. LEXIS 1404 (N.J. 1990).

Opinion

ORDER

The Disciplinary Review Board having filed a report with the Court, recommending that HOWARD S. BORDEN, JR. of TOMS RIVER, who was admitted to the bar of this State in 1958, be suspended from the practice of law for six months for violations of DR 6-101(A), DR 7-101(A)(1), DR 9-102(B)(4), DR 1-102(A)(4), RPC 1.1(a), RPC 1.2(a), RPC 1.3, RPC 1.15(b), and RPC 8.4(c), and good cause appearing;

It is ORDERED that the report and recommendation of the Disciplinary Review are adopted and HOWARD S. BORDEN, JR. is hereby suspended for a period of six months, effective [521]*521November 5, 1990, and until the further Order of the Court; and it is further

ORDERED that the entire record of this matter be made a permanent part of respondent’s file as an attorney at law of this State; and it is further

ORDERED that respondent shall be restrained and enjoined from practicing law during the period of his suspension and that he shall comply with Regulation 23 of the Administrative Guidelines Governing Suspended Attorneys; and it is further

ORDERED that respondent shall reimburse the Ethics Financial Committee for appropriate administrative costs incurred in the prosecution of this matter.

APPENDIX

Decision and Recommendation of the Disciplinary Review Board

To the Honorable Chief Justice and Associate Justices of the Supreme Court of New Jersey.

This matter is before the Board based on a presentment filed by the District IIIA Ethics Committee.

Respondent has been a member of the New Jersey bar since 1958. In or about September 1987, respondent left the private practice of law. He is currently employed by the Ocean County Prosecutor’s Office as an assistant prosecutor.

On March 30, 1981, Eldora Brinkley, the grievant herein, retained respondent to file suit against a moving company, seeking damages for the unlawful sale of furniture belonging to grievant. At their initial meeting, it was verbally agreed that grievant would pay respondent the sum of $50.00 for costs of suit, and that respondent would receive a contingent fee of one-third of the amount recovered in grievant’s behalf. Thereafter, grievant paid the $50.00 sum to respondent.

[522]*522Respondent instructed grievant to leave her original documents in his possession, so they could be duplicated, and to contact respondent later to arrange for the return of these original documents. Among those documents was a signed contract between grievant and the moving company, requiring that all claims for damages be filed within one year.

A few weeks after their initial meeting, grievant went to respondent’s office to retrieve her documents. At that time, respondent informed her that “... the papers were being taken care of in court” (T10-15 to 16).1 For the next four months, grievant telephoned respondent every week to discuss the pickup of her papers; respondent invariably replied that “the case was being filed in court [sic] ... that the papers were being taken care of in the court” (T11-12 to 19).

Dissatisfied with respondent’s reports about the progress of the matter, grievant repeatedly asked respondent, over the course of the next three years, to “put in writing exactly what was being taken care of.” Finally, on June 7, 1984, respondent wrote the following letter to grievant:

The case in which I am representing you is being actively pursued. I have your papers and will keep you informed of the progress and trial dates. Any offers of settlement will be transmitted to you to be discussed with you.
Please don’t hesitate to contact me at any time. [Exhibit P-5 in evidence.]

On June 26, 1986, grievant asked respondent where the case had been filed. Respondent replied that it had been filed in Avenel. When grievant contacted the Superior Court Clerk’s office, she was informed that no complaint had been filed. Thereafter grievant retained new counsel and filed an ethics grievance against respondent.

Ultimately, respondent returned some of grievant’s papers, but not the contract between grievant and the moving company. Among those papers was an unsigned, unfiled copy of a com[523]*523plaint (Exhibit P-6 in evidence). Respondent also returned the $50.00 sum to grievant.

An attorney associated with the new law firm retained by grievant testified at the committee hearing. According to that attorney, respondent did not forward to the firm any papers, documents, or pleadings in connection with the Brinkley matter. On January 8, 1987, the firm filed a complaint in grievant’s behalf (Exhibit P-8 in evidence). The case was subsequently settled on July 24, 1989. In response to a question by the panel chair as to whether respondent’s failure to file a complaint had any effect on grievant’s ability to recover damages, the attorney testified as follows:

Well, the effect it had was that there was [sic] within the contract of the warehouse rules that in order to recover damages, there had to be a claim made within one year and I didn’t get the ease until 1986, which was well in excess of that one-year limitation within the contract itself.
Fortunately — well, I argued a summary judgment motion prior to the settlement of the case regarding that limitation and regarding the case itself, based upon the statutory law concerning warehouse liens, and I was successful in the summary judgment motion and the case was continued on to trial.
However, when it came down to the trial date, it was questioned whether or not I would be successful again at that time as to any motion put forth by the defendant regarding that limitation.
That, in turn, forced me to settle at an amount that I thought was reasonable based upon whether we would be successful if we continued to trial. [T23-15 to 24-11.]

At the hearing, the panel admitted into evidence a letter from the Assistant Supervisor, Index Unit, from the Superior Court Clerk’s Office, stating that there was no record of a complaint filed by respondent in the Brinkley matter (Exhibit P-9 in evidence).

Respondent neither answered the formal ethics complaint nor appeared at the committee hearing of August 9, 1989, despite having received notice of the hearing by certified mail. On the morning of the hearing, the presenter attempted to contact respondent at the Prosecutor’s office. He was advised that respondent could not be reached at that time. At the direction of the panel, the hearing began, albeit one-half hour after its [524]*524scheduled time. After the hearing was completed and while the panel was deliberating on the matter, respondent appeared and requested to be heard. The presenter and the witnesses, however, had already left. Accordingly, the panel directed respondent to file a formal request to reopen the matter and to serve a copy of the request on the presenter. At no time did respondent ever file such a request.

The committee concluded that respondent had engaged in unethical conduct by (1) failing to prosecute grievant’s claim as instructed, in violation of R.P.C. 1.2(a); (2) failing to act with reasonable diligence and promptness, in violation of R.P.C.

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Bluebook (online)
582 A.2d 1000, 121 N.J. 520, 1990 N.J. LEXIS 1404, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-borden-nj-1990.