In re Blumenstiel

248 A.D. 533, 290 N.Y.S. 935, 1936 N.Y. App. Div. LEXIS 6195
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 6, 1936
StatusPublished
Cited by8 cases

This text of 248 A.D. 533 (In re Blumenstiel) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Blumenstiel, 248 A.D. 533, 290 N.Y.S. 935, 1936 N.Y. App. Div. LEXIS 6195 (N.Y. Ct. App. 1936).

Opinion

Taylor, J.

This is an appeal by Cora Blumenstiel from an order of the Surrogate’s Court of Monroe county entered April 13, 1936, denying her motion to reopen a decree construing the will of Alexander M. Blumenstiel. The decree had been entered June 25, 1934.

Alexander M. Blumenstiel died April 6, 1933, leaving his widow, Cora Blumenstiel, and the following brothers and sister as his sole next of kin, to wit, Joseph, Asher, Samuel and Miriam Blumenstiel. His gross estate, consisting entirely of personal property, amounted to approximately $100,000 and included over $80,000 cash in banks, a bond and mortgage in the sum of $10,000 executed by his brother Samuel and three promissory notes aggregating $8,750, made by nephews and nieces.

The testator bequeathed specific legacies aggregating $1,000 to his godchildren and gave his insurance moneys, his automobile and personal effects to his widow. We find no inventory of the estate in the record, but it seems to be conceded that the value of the personal property bequeathed absolutely to the widow is in excess of $2,500. The testator bequeathed the entire residue of his estate to the Central Trust Company of Rochester as trustee, to pay the income to the widow for life, then to the brothers and sister in equal shares. Upon the death of the last surviving member of this group, three-fourths of the principal was bequeathed to the nephews Mervin and Monroe and the nieces Helen and Cora Adele, equally, unless some of them died prior to the time fixed for distribution. [536]*536leaving children, in which case their children took their share; or if there were no children, equally to the surviving nephews and nieces. The other fourth was bequeathed to two charitable institutions. There is no declaration in the will that the provisions in favor of the widow were made in lieu of all other claims against the estate.

In the spring and summer of 1934 negotiations were entered into between some of the next of kin of Alexander M. Blumenstiel and the charities, looking to a settlement of the claims of the latter under the will. An agreement was drawn up stating among other things that on the 25th day of May, 1934 (which was the date of the argument in court on the construction proceeding hereinafter alluded to) the terms of the proposed settlement were brought to the attention of all the parties interested in the estate. The agreement in substance provided that the charities were to receive one-eighth of the corpus of the estate instead of the one-fourth bequeathed to them. It was made subject to the approval of the surrogate. It was never signed by the widow.

On or about March 19, 1934, the brothers and sister of the testator filed a petition for construction of the will. In that proceeding the widow was not served with a citation. Nor did she waive service or appear personally in court or file a written notice of appearance. An attorney at law, Vincent J. Mulvey, filed a retainer and notice of appearance for her but his authority in writing to do so was never obtained or filed. There was thus a failure to comply with the provisions of sections 41 and 63 of the Surrogate’s Court Act.

In the proceeding for the probate of the will Mulvey had appeared as attorney for the executors Central Trust Company and Cora Blumenstiel, and also for Cora Blumenstiel, individually. When the construction petition was filed Mrs. Blumenstiel was in Florida, but she was in Rochester on April sixteenth, which was the return day of the citation and she remained in the city thereafter until long after the decree was entered. On April sixteenth Mulvey consulted with her about estate matters. He says that in the course of the consultation he told her that the construction proceeding had been begun by the relatives of Mr. Blumenstiel for the purpose of distributing the estate of her husband at her death, instead of waiting until the death of all of the brothers and sister; that Mrs. Blumenstiel had nothing to worry about in connection- with the proceeding because the ultimate result thereof would not affect her interest in the estate; that her life estate would not be affected; that so far as she was concerned it was simply a question of whether three-quarters of the residue would go to the nephews and nieces [537]*537or to the brothers and sister; that he would appear for her in the construction proceeding and make sure that her life estate was not affected. He further says that Mrs. Blumenstiel stated that she would leave the whole matter to him and Kitzel (an officer of the Central Trust Company) and that she was satisfied so long as she got the income.

Mulvey’s version of this interview is denied in part by Mrs. Blumenstiel. She claims that neither in that interview nor at any later time did she authorize Mulvey to act for her in the construction proceeding; that if the proceeding was discussed, it was discussed very briefly; that she received no intimation that her interests might be adversely affected and was assured that no rights of hers were involved.

Mulvey states that he examined into the question of whether or not the widow would take a share in the corpus of the trust fund in the event that the corpus was declared to be intestate property, and came to the conclusion that in such an event she would not be entitled to any share therein. He is still firmly of that opinion.

The surrogate states in his first opinion that on the return day of the citation (April sixteenth) Mulvey was requested to procure the written authorization of Mrs. Blumenstiel to act for her and that he promised to do so. The decree recites that the citation was duly and personally served upon the widow and that she appeared individually and as executor by Vincent J. Mulvey, attorney. The surrogate and the respondents well knew that the widow had not been served, personally or otherwise, and that the notice of appearance of Mulvey was defective. Nevertheless the proceeding was closed and a final decree entered without bringing her within the jurisdiction. No copy of the decree was ever served upon her.

The surrogate held that the trust estates subsequent to the widow’s life estate were invalid; that the remainders could not be accelerated, and that the testator died intestate as to the principal of the trust fund; that such principal vested as of the death of the testator in his next of kin subject to the life use of the widow; that such next of kin were Asher, Joseph, Samuel and Miriam Blumenstiel, brothers and sister of the deceased; that the widow had no interest in said principal except the life use thereof; that distribution of the remainder interests should be made among the persons entitled to the testator’s personal property under the Statute of Distribution in force on April 6, 1933, the day of his death.

The surrogate indicates that he refused to open this decree upon two principal grounds, namely:

[538]*5381. The widow is estopped from raismg the jurisdictional question.

2. A rehearing would not change the result.

I. The Alleged Estoppel.

The surrogate concedes that he never obtained initial or “ threshold ” jurisdiction of the widow, but that her conduct throughout the construction proceeding amounted to an estoppel from raising the question; that she actually retained an attorney and actually participated in the proceeding with full knowledge of the facts in such a way as to induce him to act in the premises in reliance thereon.

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Bluebook (online)
248 A.D. 533, 290 N.Y.S. 935, 1936 N.Y. App. Div. LEXIS 6195, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-blumenstiel-nyappdiv-1936.