In re Bergen

18 Mills Surr. 402, 99 Misc. 174
CourtNew York Surrogate's Court
DecidedFebruary 15, 1917
StatusPublished
Cited by1 cases

This text of 18 Mills Surr. 402 (In re Bergen) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Bergen, 18 Mills Surr. 402, 99 Misc. 174 (N.Y. Super. Ct. 1917).

Opinion

Ketcham, S.

S.The paragraph of the -will requiring construction is the following:

“All the rest, residue and remainder * * * I direct my executors to divide into two equal parts and one of said parts I give to my executors in trust to hold and invest and keep invested, and to collect the rents, issues and profits thereof and to pay the same semi-annually to my son John W. Bogert during his life, and from and after his death, I give the principal and any accumulated income of said trust Bind to the descendants of my son John W. Bogert per stirpes and not per capita. In making division of my remainder of said trust fund after the death of my said son John, I direct that it shall be so divided that the share of my grandson, Andrew F. Bogert, shall be less than the shares of the other children of my said son John by the amount then due upon a loan of five thousand six hundred and fifty dollars made by me to my said grandson and now unpaid.”

The next paragraph of the will, referred to only for its reflex effect upon the provision requiring attention, gives the other one-half of the residuary estate in the same form of words employed in the 5th paragraph to a daughter, Mary, for life, and to her descendants per stirpes.

At the time of the testator’s death, the son named in the 5th paragraph had three children, and the daughter named in the 6th paragraph had four children. Neither of the testator’s two children was childless at the time when the will was made.

[404]*404The life beneficiary named in the 5th paragraph died after the testator’s death, leaving him surviving two of his children, Andrew and Kitty. The life tenant had another child, Charles, who, after the testator’s death and before the death of his father, died without issue.

The administratrix of Charles claims the share of the trust fund to which Charles, if living, would have been entitled. The two surviving children of the life tenant claim the whole fund.

Whatever may be the normal meaning of the word “ descendants,” one thing clearly shown in this will is that in the bright lexicon of the testator this word is so defined as to include the children of the life tenant and the grandchildren of the testator. It is equally clear that the word descendants ” not only stood in the mind of the testator for the children of the life beneficiary but was extended by the use of the words per stirpes to the children of deceased children. That the gift over primarily contemplated children of the life tenant appears in the sentence with which the 5th paragraph closes. “ In making division * * * the share of my grandson Andrew shall be less than the shares of the other children of my son John,” etc. The interpretation must be as if the testator said: “ When I make a gift to John’s descendants, I want that gift to go in the first instance, if possible, to the kind of his descendants who are known as his children.”

As stated supra both of the children who were named as primary beneficiaries had children at the time when the will was made.

The testator, therefore, must have contemplated the instant existence of two classes of John’s descendants, viz., his children and his more remote descendants.

Where a testator so impressed makes a gift to his descendants qualifying the word by the addition “ per stirpes,” it would seem that the gift was consciously designated for such descendants as might be of equal degree or in the event of the death of any one of them was with equal intention passed on [405]*405to such descendants as would take the place of the deceased one, representing him by stock and taking that which he otherwise would have taken.

This interpretation so far as it is affected by the qualification “ per stirpes ” is aptly supported by the decision in Matter of Weinholz, 94 Mise. Rep. 56. There the language of the will, after disposition of a life estate to a son, was as follows: “Upon his "(the life tenant’s) death, I give and devise said real and personal property to the lawful issue of my said son, to be divided among said issue per stirpes,” and there Mr. Surrogate Fowler, in an opinion interesting in its brevity and precision, held that the word “ issue ” was used in its primary sense of descendants generally, that the direction for the disposition among such issue per stirpes showed that the testatrix contemplated a possible decease of some of the children of her son, the life tenant, before the time of distribution should arrive, and intended by the use of these words (per stirpes) that the share of the child so dying should go to his or her children, and that the direction for disposition among the issue' per stirpes manifested an intention that the issue of any of the children of the life tenant who died before him should take the parent’s share.

In Staples v. Mead, 152 App. Div. 745, there was a trust to pay the income to the testator’s wife and others during the life of the wife, and upon the death of the wife to pay the income, one-half to a daughter and one-half “ unto my grandchildren living at my death and to the issue of any grandchildren who may have died leaving issue, share and share alike, * * * and upon the death of my said daughter * * * unto my grandchildren and to the issue of any grandchild who may-have died leaving issue equally per stirpes and not per capita share and share alike.”

A grandchild, one of eleven children of the testator’s daughter, died during the life of the testator’s wife, without issue. Thereafter, during the life of the daughter question arose between the representatives of the deceased grandchild and the [406]*406surviving grandchildren as to the disposition of the income which had been payable to the deceased grandchild. It was held that all the grandchildren took vested remainders, that the death of a grandchild before his mother, leaving issue, was a contingency upon which his estate might be diverted and vested in his issue, but that this was not an overt event upon which the vesting in him depended, and that since the only event upon which his estate could be divested did not come to pass his gift Avas not defeated but remained vested. The court thereupon determined that the whole income upon the share (so called) of the deceased grandchild belonged to his executors. This result was reached in the absence of any provision in the Avill for the payment of the income in dispute to any person or persons whatever upon the death of a grandchild without issue. It rested solely upon the finding that the grandchild died possessed of a vested estate in' the principal fund, limited to him upon the death of the second life tenant, and that by reason of such vesting his estate in remainder passed to his representatives and the income thereof undisposed of in the will belonged to such representatives only as the persons presumptively entitled to the next eventual estate.

Ho distinction can be inserted between this decision and the case at bar. True, the subject matter there was the income, while here the principal in remainder is involved but, as shown supra, the award of the income in the case cited to the grandchild’s estate was based wholly upon the precedent adjudication that he died with a vested interest in the principal.

It is sought to divert the force of this authority by the suggestion that its rule controls gifts oyer to children, issue or descendants of the testator but has no relation to remainders limited to the lawful relatives of a life tenant.

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Related

In re the Estate of Jarvis
152 Misc. 252 (New York Surrogate's Court, 1934)

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Bluebook (online)
18 Mills Surr. 402, 99 Misc. 174, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-bergen-nysurct-1917.