IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA23-830
Filed 19 March 2025
Watauga County, Nos. 22 JA 41–42
IN THE MATTER OF: B.C., I.C.
Appeal by respondent-mother from orders entered 23 November 2022 by Judge
Rebecca Eggers-Gryder and 11 January 2023 by Judge Hal Harrison in Watauga
County District Court. Heard in the Court of Appeals 4 March 2025.
di Santi Capua & Garrett, PLLC, by Chelsea Bell Garrett, for petitioner- appellee Watauga County Department of Social Services.
Ellis & Winters LLP, by James M. Weiss and Madeline Pfefferle, for the guardian ad litem.
King Law Offices, P.C., by Patrick K. Bryan, Krista Peace, Erin McCoy, and Michael Ian Maddox, for respondent-appellant mother.
PER CURIAM.
Respondent-Mother challenges the adjudication of her minor children as
abused, neglected, and dependent juveniles and the subsequent disposition that the
district court entered for the children. After careful review, we affirm the adjudication
of the children as abused and neglected juveniles but vacate the adjudication of the
children as dependent. The disposition order is left undisturbed.
I. Factual Background and Procedural History IN RE: B.C. & I.C.
Opinion of the Court
This matter concerns “Ivy” and “Betty,”1 who were 11 and 10 years old
respectively, at the time of the adjudication hearing. The Watauga County
Department of Social Services (DSS) became involved after Respondent-Mother
reported to the Blowing Rock Police Department (BRPD) on 26 March 2021 that her
husband—the children’s father—had physically and sexually abused Ivy and Betty,
as well as Respondent-Mother. Specifically, Respondent-Mother told a BRPD
detective that upon discovering that Ivy and Betty had been masturbating, she
became worried about the girls sleeping and snuggling with the father.
DSS was contacted about Respondent-Mother’s report and Respondent-Mother
brought Ivy and Betty to the Child Advocacy Center (CAC) for forensic interviews.
During the interviews, neither child reported sexual abuse by the father, although
Ivy described the father as strict and sometimes accidentally hurting her, while Betty
stated that the father did not do anything that made her sad or mad. The girls did
not report sexual abuse or domestic violence to the DSS Child Protective Services
(CPS) investigator, who formed an opinion that Respondent-Mother’s report was not
credible. Nevertheless, DSS assisted Respondent-Mother in obtaining a domestic
violence protective order (DVPO), asked the father to leave the family home, and
entered into a safety plan with Respondent-Mother.
Shortly after making the initial BRPD report, Respondent-Mother made an
1 Pseudonyms are utilized to protect the privacy of the juveniles. N.C.R. App. P. 42(b).
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audio recording of herself talking to the children about the allegations against the
father. When Respondent-Mother played the recording for the DSS CPS investigator,
he became concerned that Respondent-Mother was coaching Ivy and Betty, and he
advised her not to ask them leading questions about any abuse lest the DSS
investigation be compromised. Between 31 March and 18 April 2021, however,
Respondent-Mother took video recordings of Ivy and Betty masturbating, which she
showed to DSS staff members, and then requested another forensic interview of Ivy,
claiming that Ivy had disclosed additional abuse by the father. The DSS CPS
investigator declined to conduct such an interview, noting that the interview process
itself could be traumatic for a child. Regardless, Respondent-Mother took Ivy and
Betty to their pediatrician’s office to discuss the alleged abuse, which ultimately
resulted in a referral to DSS for medical examinations and additional forensic
interviews with the children.
On 20 April 2021, during an examination by a nurse practitioner, both children
reported their belief that the examination was a result of their parents getting a
divorce and denied being touched inappropriately by anyone. Ivy, however, stated
that the father would sometimes “rub his private[s]” while she was sleeping with him
and that she had begun to sometimes do the same, referring to masturbation. Betty
reported that the father sometimes punched or hit her but did not report any sexual
acts by herself or the father. For her part, Respondent-Mother denied any physical
aggression by the father or other domestic violence in the home, despite a DVPO being
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in effect.
During its investigation, DSS received materials documenting Respondent-
Mother’s communications with and payment to a “spiritual advisor” named Tatum
Sawyer. Sawyer told Respondent-Mother that Ivy and Betty had been sexually
abused in their past lives and advised that the resulting trauma could only be relieved
through orgasm. Those communications took place less than six months before
Respondent-Mother’s initial report that her children were masturbating, which in
turn caused Respondent-Mother to believe that they had been sexually abused by the
father.
In July 2021, a forensic custody evaluation by Dr. Jennifer Cappelletty, a
licensed psychologist, was ordered in a separate civil custody case between
Respondent-Mother and the father. Cappelletty was able to complete a portion of the
evaluation, but Respondent-Mother refused to permit Ivy and Betty to participate in
a bonding assessment with the father. At that point, Cappelletty became concerned
that Respondent-Mother’s growing hostility and refusal to comply with the process
would taint Cappelletty’s ability to evaluate the family. As a result, in June 2022,
DSS referred the family for a Child and Family Evaluation which included interviews
with the family members by Shonnon Purcell, P.C.
The following month, July 2022, Purcell expressed concerns about the
consistency of the allegations of abuse made by Ivy, Betty, and Respondent-Mother,
and also about potential damage to the relationship between the children and the
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father resulting from Respondent-Mother’s actions. Later that month, DSS learned
of Respondent-Mother’s testimony in the civil custody case in which Respondent-
Mother described her video recording of Ivy and Betty masturbating as well as a
“ceremony” she conducted with the children in which photographs of the father were
burned. At that point, although the DSS investigation into the father’s alleged sexual
abuse remained ongoing, DSS was sufficiently concerned about Respondent-Mother’s
actions to file juvenile petitions on 25 July 2022 alleging that Ivy and Betty—who
had then been in the sole care of Respondent-Mother for a year—were abused,
neglected, and dependent juveniles. On the same date, DSS obtained nonsecure
custody of Ivy and Betty and placed the children with their paternal cousin.
An adjudication and disposition hearing on the juvenile petitions was held in
Watauga County District Court over eight days between August and November 2022.
On 23 November 2022, the court entered an order adjudicating both Ivy and Betty to
be 1) abused juveniles due to serious emotional damage created or allowed by
Respondent-Mother; 2) neglected juveniles due to an injurious living environment
created or allowed by Respondent-Mother; and 3) dependent juveniles in that the
parents were not able to care for or supervise them and lacked an appropriate
alternative child care option. The children remained in the legal custody of DSS and
in a kinship placement with their paternal cousin, with an interim plan of
reunification with both parents. On 11 January 2023, the court entered a disposition
order continuing legal and physical custody with DSS, the kinship placement,
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supervised visitation for Respondent-Mother, and a primary permanency plan of
reunification with both parents. Respondent-Mother timely filed notice of appeal from
the adjudication and disposition orders on 7 February 2023.
II. Analysis
On appeal, Respondent-Mother presents three arguments to this Court: 1) that
the district court erred in adjudicating the girls as abused, neglected, and dependent
juveniles because the findings of fact supporting the adjudication are improper; 2)
that the court violated her due process rights during the adjudication hearing; and 3)
that the court’s dispositional findings of fact and conclusions of law are erroneous
because they “are presupposed upon th[e] findings and conclusions in the
adjudication order.” As discussed below, we affirm the adjudication order as to abuse
and neglect but vacate as to dependency. We affirm the disposition order.
A. Standard of review
In an abuse, neglect, or dependency case, we review a district
court’s adjudication to determine whether the findings are supported by clear, cogent and convincing evidence and the findings support the conclusions of law. A trial court’s finding of an ultimate fact is conclusive on appeal if the evidentiary facts reasonably support the trial court’s ultimate finding of fact. Where no objection is made to a finding of fact by the trial court, the finding is presumed to be supported by competent evidence and is binding on appeal.
In re G.C., 384 N.C. 62, 65–66, 884 S.E.2d 658, 661 (2023) (cleaned up). We review
the court’s conclusions of law concerning adjudication de novo, that is, anew and
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without deference to the lower tribunal. Id. at 66, 884 S.E.2d at 661. Finally, where
some findings of fact are determined not to be supported by clear, cogent, and
convincing evidence, but “ample other findings of fact support an adjudication . . . ,
erroneous findings unnecessary to the determination do not constitute reversible
error.” In re T.M., 180 N.C App. 539, 547, 638 S.E.2d 236, 240 (2006).
B. Challenged findings of fact in the adjudication order
Respondent-Mother presents two contentions of error regarding the district
court’s findings of fact: 1) that the “court impermissibly delegated its fact[-]finding
duty” in that it “copy and paste[d]” sources and incorporated them into the findings
of fact; and 2) that the court “failed to employ a process of logical reasoning . . . . [or]
reconcile fundamental inconsistencies” in the evidence because many of the findings
are statements of what was alleged, believed, or testified to in the case. As explained
below, neither alleged flaw necessarily invalidates the findings of fact.
Our appellate courts have frequently been asked to address arguments
centered on the style and substance of findings of fact in orders entered pursuant to
Chapter 7B. As to Respondent-Mother’s first argument, in determining whether
factual findings taken verbatim (or nearly so) from juvenile petitions and other
sources are proper, this Court has held “that it is not per se reversible error for a trial
court’s findings of fact to mirror the wording of a party’s pleading . . . . [or to fail] to
eliminate unoriginal prose.” In re J.W., 241 N.C. App. 44, 45, 772 S.E.2d 249, 251,
disc. review denied, 368 N.C. 290, 776 S.E.2d 202 (2015). Instead, a reviewing court
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will examine whether the record of the proceedings demonstrates that the trial court, through processes of logical reasoning, based on the evidentiary facts before it, found the ultimate facts necessary to dispose of the case. If we are confident the trial court did so, it is irrelevant whether those findings appear cut-and-pasted from a party’s earlier pleading or submission.
Id. at 45–46, 772 S.E.2d at 251.
Likewise, as to Respondent-Mother’s second contention, our Supreme Court
has emphasized that “there is nothing impermissible about describing testimony, so
long as the court ultimately makes its own findings, resolving any material disputes.”
In re A.E., 379 N.C. 177, 185, 864 S.E.2d 487, 495 (2021) (cleaned up). In that case,
“[i]n addition to making findings of fact that recited the testimony of various
witnesses, the trial court made findings of fact that resolved a number of material
disputes in the record evidence.” Id. at 186, 864 S.E.2d at 496. “As a result, these
findings of fact [reciting evidence we]re appropriately considered in evaluating the
lawfulness of the trial court’s” order. Id.
In the instant case, in accordance with this precedent, we consider whether the
challenged findings reflect that the district court considered the evidence and made
findings consistent therewith. As an initial matter, we note that while Respondent-
Mother purports to challenge findings of fact 5–60 as not supported by clear and
convincing evidence, she presents specific arguments directly addressing only a
handful of these findings:
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Finding of fact 5—This lengthy finding, which includes 35 subparts, begins
with the court clarifying the allegation at the heart of the juvenile petitions: whether
Respondent-Mother was causing trauma to her daughters by her actions, rather than
whether allegations of sexual abuse of the children by the father were true.
Accordingly, a number of the subparts of finding of fact 5—a to g, i to y, and aa to ii—
are recitations of the allegations that DSS made in the juvenile petitions and related
aspects of the ongoing DSS investigation of the family. The district court included
explicit credibility determinations in subparts h and z; to wit, that Respondent-
Mother’s explanation of why she made the March 2021 audio recording of her leading
discussion with the children was “not credible” and that the court found “concerning”
Respondent-Mother’s responses to Cappelletty during the forensic evaluation,
including her statement that she was “keep[ing] an open mind” regarding the
possibility of her daughters having been sexually abused in past lives. In light of the
many independent findings made by the court in resolving disputed material facts as
discussed below, finding of fact 5 is proper and was appropriately considered by the
court. See id. at 186, 864 S.E.2d at 496.
Finding of fact 6—Respondent-Mother contends that this finding “is, in
actuality, a conclusion of law”: “the children are in an injurious and emotionally
abusive environment and . . . it is contrary to their welfare to remain in the custody
of either parent at this time.” We agree, but as discussed below, Cappelletty’s report
and expert opinion—as well as other findings of fact—support this conclusion.
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Finding of fact 7—Respondent-Mother contends that this finding, listing more
than 100 sources—including court orders, interviews with members of the family,
photographs, medical records, and affidavits—on which Cappelletty relied in
conducting her evaluation and forming her opinion is not proper for two reasons. She
maintains first that it is only a “copy and paste” of the list provided in Cappelletty’s
report, and second, that the sources themselves “were not before the trial court.” As
explained above, it is not error for a court to include verbatim portions of reports as
findings of fact, so long as the findings demonstrate the court’s logical reasoning in
making the necessary ultimate factual determinations. See J.W., 241 N.C. App. at
45–46, 772 S.E.2d at 251. Nor do the resources that an expert consulted in forming
her opinion need to be admitted or admissible at a hearing or trial. See N.C. Gen.
Stat. § 8C-1, Rule 703 (2023) (“The facts or data in the particular case upon which an
expert bases an opinion or inference may be those perceived by or made known to him
at or before the hearing.” Further, if the facts or data are “of a type reasonably relied
upon by experts in the particular field in forming opinions or inferences upon the
subject, the facts or data need not be admissible into evidence.”). Accordingly, finding
of fact 7 is a proper finding of fact.
Finding of fact 8—Respondent-Mother argues that this finding “offers nothing
more than the court’s ipse dixit2 assertion that ‘Dr. Cappelletty was thorough in
2 “Something asserted but not proved.” Ipse dixit, Black’s Law Dictionary (12th ed. 2024).
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gathering all this information to formulate her report and the information supports
her opinions.’ ” We must reject her assertion that this finding “cannot be supported
by clear and convincing evidence as much of ‘the information’ referenced in the
Adjudication Order was never introduced or presented to the court in any substantive
capacity during the proceedings.”
As just noted, it was appropriate for Cappelletty, who was admitted as an
expert in the field of forensic psychology with a specialty in sexual abuse, to rely on
the sources cited by the court in finding of fact 7 in forming her opinion as to whether
the children were being traumatized by Respondent-Mother’s actions regardless of
whether those sources were admitted or admissible. See id. Moreover, the district
court, in its role as finder of fact, was charged with weighing the evidence and making
credibility determinations, and therefore its characterization of Cappelletty as
“thorough” was appropriate. See Nash Cty. Dep’t of Social Servs. v. Beamon, 126 N.C.
App. 536, 539, 485 S.E.2d 851, 852 (“[T]he trial court sat as fact[-]finder as well as
arbiter of the law. The fact[-]finder has the right to consider all, some or none of a
witness’[s] testimony; in addition, the fact[-]finder decides the appropriate weight to
place on the testimony.”), disc. review denied, 347 N.C. 268, 493 S.E.2d 655 (1997).
Finding of fact 10—Respondent-Mother takes issue with the court “cherry
pick[ing] parts of Dr. Cappelletty’s report” regarding the behavior and statements of
Ivy “in such a way that mischaracterizes the evidence in the record.” As just noted,
however, the district court was entitled to assess witness credibility and weigh the
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evidence before it, and then to include in this finding of fact the portions of the report
that it found credible and relevant. See id.
Finding of fact 11—Respondent-Mother first takes issue with the court
including “verbatim recitations of Dr. Cappelletty’s report,” yet she acknowledges the
introductory language in this finding in which the court stated that it was adopting
the doctor’s findings and recommendations. Such language indicates that the court
considered the evidence in the report, found it credible, and thus adopted the results.
This is a proper exercise of the court’s discretion as fact-finder. See id. Respondent-
Mother also characterizes as “circular” subpart d, incorrectly identified in her brief
as subpart a, which states that the “research is clear and, while ignoring a source of
trauma can be harmful to a child, treating a child for trauma [he or she] did not
actually experience also causes the child harm.” We perceive nothing “circular” about
this statement and, given that the allegations in the petitions largely concern
whether Respondent-Mother was traumatizing the children based upon her belief
that sexual abuse had occurred regardless of whether any such abuse had actually
taken place, the court’s fact-finding determination that “research is clear” on that
point is both relevant and supported by clear, cogent, and convincing evidence in the
form of Cappelletty’s testimony and report.
Finding of fact 32—Respondent-Mother characterizes this finding as an
impermissible delegation of the district court’s fact-finding duty, in that the court
“transpose[d]” Cappelletty’s third recommendation from the report—namely,
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that ‘the court consider that [Cappelletty] found evidence of significant parental alienation on the part of [Respondent-Mother] regarding systematic efforts to alienate [Ivy] and [Betty] from their father’. . . , into a finding of fact that, ‘[t]he recommendation of Dr. Cappelletty’s report provides evidence that Respondent[- ]Mother has systematically made efforts to alienate [Ivy] and [Betty] from [the f]ather.
Again, there is no error in using verbatim language from the report, given the
portion of finding of fact 11 in which the court, based on Cappelletty’s report,
specifically “f[ound] as fact . . . [t]hat there has been significant parental alienation
on the part of [Respondent-Mother] regarding systematic efforts to alienate [Ivy] and
[Betty] from their father.” See J.W., 241 N.C. App. at 45–46, 772 S.E.2d at 251.
Further, the court was entitled as fact-finder to determine that the report was
credible on the issue in question such that it “provide[d] evidence.” See Nash Cty., 126
N.C. App. at 539, 485 S.E.2d at 852.
Finding of fact 54— Respondent-Mother makes only a general argument that
“findings 12-60 do not demonstrate a ‘process of logical reasoning’ . . . as shown by
unreconciled inconsistencies of evidence and/or by plain failure of said findings to be
supported by clear and convincing evidence in the record.” (Quoting In re B.P., 257
N.C. App. 424, 432, 809 S.E.2d 914, 919 (2018)). Upon review, we agree that one
portion of finding of fact 54 is unsupported. This finding states:
Given the allegations of sex abuse by . . . the[ f]ather against the Juveniles, and the allegations that Respondent[-]Mother created an injurious and emotionally abusive environment, there was no other alternative but to
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place the Juveniles outside the home, with a neutral relative. The Juveniles are dependent in that both the Respondent[-]Parents are unable to provide for the Juveniles[’] care or supervision and lack appropriate alternative child care.
(Emphasis added).
No party has cited—and we have not independently located—any evidence
before the court at the adjudication hearing concerning either parent’s offer, or lack
thereof, of an “appropriate alternative child care” option for Ivy and Betty once they
were removed from the custody of Respondent-Mother. See N.C. Gen. Stat. § 7B-
101(9). Rather, the record indicates that the children were in a kinship placement
with their paternal cousin at the time of the adjudication hearings,3 and that
placement was continued in both the interim disposition set forth in the adjudication
order and later in the disposition order. Given the lack of any record evidence
regarding Respondent-Mother’s or the father’s ability to provide an appropriate
alternative child care option—including whether the kinship placement utilized was
offered by one or both of the parents—we cannot uphold the part of finding of fact 54
which states that the parents “lack appropriate alternative child care.”
Findings of fact 12 through 60—As previously observed, Respondent-Mother
makes a general argument that “findings 12-60 do not demonstrate a ‘process of
logical reasoning’ . . . as shown by unreconciled inconsistencies of evidence and/or by
3 The kinship placement appears to date from July 2022, when DSS obtained nonsecure custody of Ivy and Betty.
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plain failure of said findings to be supported by clear and convincing evidence in the
record.” (Quoting B.P., 257 N.C. App. at 432, 809 S.E.2d at 919). We do not find the
examples of purported inconsistencies cited by Respondent-Mother meritorious:
• Whether the BRPD or DSS “set up the forensic interview” conducted with the children on 26 March 2021 is a matter of no seeming relevance to the adjudications here. • The court’s failure to “demonstrate how [it] reconciled the inconsistent testimony” made by the children during the forensic interview is not error because a fact-finder is not required to provide such justifications, as evidenced by Respondent-Mother’s inability to cite authority for her proposition. • The court was entitled to make findings of fact based on some portions of a witness’s testimony but not on others. See Nash Cty., 126 N.C. App. at 539, 485 S.E.2d at 852. • The court was not inconsistent in making finding of fact 31—that “Dr. Cap[p]elletty’s report and her testimony really provides the entire picture, the entire history of what the Juveniles have endured”— without noting that DSS is still investigating the allegations against the father or that Cappelletty was not able to complete her evaluation. Omission of the former fact is not “inconsistent” as the petitions here concern Respondent-Mother’s allegedly traumatizing behavior and not any abuse by the father. The latter omission is not inconsistent given the court’s finding that Cappelletty’s inability to complete the evaluation was due to Respondent-Mother’s failure to cooperate with the process and her efforts to sabotage the DSS investigation. • Finding of fact 28—that the children were not traumatized by discussing with Cappelletty a bonding assessment at which the father would have been present but “became traumatized when they got home and talked to Respondent[-]Mother”—is supported by testimony elicited from Cappelletty on cross-examination. She explained that the children were not upset about the prospect of the bonding assessment when they left an appointment with her, but that Respondent-Mother told Cappelletty a few weeks later that Ivy and Betty were then experiencing “a great deal of distress” about the bonding assessment.
In sum, many of Respondent-Mother’s arguments purporting to challenge the
district court’s findings of fact as failing to resolve inconsistencies in the evidence
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appear to be requests that this Court reweigh the evidence or second-guess the
district court’s credibility determinations, which is not our role. See In re S.C.R., 198
N.C. App. 525, 531–32, 679 S.E.2d 905, 909 (“It is the duty of the trial judge to
consider and weigh all of the competent evidence, and to determine the credibility of
the witnesses and the weight to be given their testimony.” (cleaned up)), appeal
dismissed, 363 N.C. 654, 686 S.E.2d 676 (2009). Further, there is no error in the
findings of fact that use the wording of evidentiary materials, because “the trial court
employed a process of logical reasoning, which is evidenced through its having made
several independent findings of fact.” B.P., 257 N.C. App. at 432, 809 S.E.2d at 918–
19 (internal quotation marks omitted). However, we conclude that the portion of
finding of fact 54 addressing the parents’ ability to offer appropriate alternative child
care is not supported by clear, cogent, and convincing evidence.
C. Challenged conclusion of law in the adjudication order
We next turn to Respondent-Mother’s assertions that the district court’s proper
findings of fact did not support its conclusion of law that Ivy and Betty were abused,
neglected, and dependent juveniles.
1. Abuse and neglect
Pertinent to this case, the Juvenile Code defines an abused juvenile as one
whose parent “[c]reates or allows to be created serious emotional damage to the
juvenile[, as] . . . evidenced by [the] juvenile’s severe anxiety, depression, withdrawal,
or aggressive behavior toward himself or others.” N.C. Gen. Stat. § 7B-101(1)(e).
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Respondent-Mother contends that the findings of fact do not support the district
court’s conclusion that the children are abused juveniles in that Respondent-Mother
“create[d] or allow[ed] to be created serious emotional damage to” Ivy and Betty. Id.
A juvenile is neglected under the Code, inter alia, if her parent has “[c]reate[d]
or allow[ed] to be created a living environment that is injurious to the juvenile’s
welfare.” Id. § 7B-101(15)(e). To support a neglect adjudication, a “trial court must
find that there were ‘current circumstances’ that rendered [the juvenile]’s
environment unsafe.” In re D.S., 286 N.C. App. 1, 16, 879 S.E.2d 335, 345 (2022). “In
order to adjudicate a juvenile neglected, our courts have additionally required that
there be some physical, mental, or emotional impairment of the juvenile or a
substantial risk of such impairment as a consequence of the failure to provide proper
care, supervision, or discipline.” In re Stumbo, 357 N.C. 279, 283, 582 S.E.2d 255, 258
(2003) (cleaned up). Respondent-Mother maintains that the court’s factual findings
do not show that her actions caused any “physical, mental, or emotional impairment
of [Ivy and Betty] or a substantial risk of such impairment,” id. (citation omitted),
and that the district court failed to assess the “current circumstances.” D.S., 286 N.C.
App. at 16, 879 S.E.2d at 345.
In our view, the court’s conclusions of law and the resulting adjudications of
neglect and abuse are supported by its proper findings of fact that: Respondent-
Mother had, through systematic efforts, caused “significant parental alienation”
between the children and the father; the parental alienation had caused “significant
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emotional harm to” and “been detrimental to the well-being of” the children; “while
ignoring a source of trauma can be harmful to a child, treating a child for a trauma
[he or she] did not actually experience also causes the child harm”; during the year
in which the children were in the sole care of Respondent-Mother, “their emotional
distress ha[d] escalated” because Respondent-Mother was not “able or willing to
provide an environment that [wa]s conducive to her daughters[’] healing”;
Respondent-Mother had failed to cooperate with interested professionals, ignored
court orders regarding the evaluation by Cappelletty, and “actively sabotaged DSS’[s]
investigation”; Respondent-Mother coached the children regarding allegations of
abuse against the father and took actions which subjected them to unnecessary
evaluations about the alleged abuse; Respondent-Mother instigated the burning of
photographs of the father as part of a “ceremony” with the children, damaging any
potential future relationship with the father; Respondent-Mother attempted to record
the children masturbating and then discussed this private aspect of the children’s
behavior with “so many people” that it will be “emotionally scarring to them” if they
ever learn of her actions; Respondent-Mother’s demeanor indicated that she did not
appreciate the import of “what she ha[d] done” or the significance of her actions as
they affected the children; and “[w]hether the sexual abuse [alleged to have been
inflicted by the father] happened or not, [the children] have been traumatized by the
way that Respondent[-]Mother has handled the situation.”
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These findings show that Respondent-Mother either caused or escalated the
emotional distress and harm to and created potential emotional scarring of Ivy and
Betty. She sabotaged the investigation into the allegations she initiated. She refused
to follow the recommendations of professionals or comply with court orders. Her
agenda of alienating the children from their father, along with her poor judgment,
lack of truthfulness, and ongoing unwillingness or inability to understand the harm
to Ivy and Betty resulting from her actions—regardless of whether the sexual abuse
allegations regarding the father are true—continued up until the time of the hearing.
These factual findings meet the criteria set forth by statute and precedent regarding
the adjudication of children as abused and neglected juveniles. Accordingly, the
court’s conclusions of law to that effect are fully supported, and the resulting abuse
and neglect adjudications are affirmed.
2. Dependency
We do, however, find merit in Respondent-Mother’s argument that the district
court’s conclusion that Ivy and Betty are dependent juveniles cannot be upheld.
A dependent juvenile is defined as a child “in need of assistance or placement
because . . . the juvenile’s parent . . . is unable to provide for the juvenile’s care or
supervision and lacks an appropriate alternative child care arrangement.” N.C. Gen.
Stat. § 7B-101(9) (emphasis added). “Under this definition, the trial court must
address both (1) the parent’s ability to provide care or supervision, and (2) the
availability to the parent of alternative child care arrangements.” In re P.M., 169 N.C.
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App. 423, 427, 610 S.E.2d 403, 406 (2005). As discussed above, the portion of finding
of fact 54 regarding an appropriate alternative child care arrangement is not
supported by any record evidence. The dependency adjudication as to Ivy and Betty
must therefore be vacated. See B.P., 257 N.C. App. at 435, 809 S.E.2d at 920.
D. Respondent-Mother’s due process rights
In her next argument, Respondent-Mother contends that her due process
rights were violated by the district court in two ways: that the court 1) “prohibit[ed
her] from presenting a full defense [and] relevant evidence during the adjudication
hearing,” and 2) “impermissibly relied on [the f]ather’s ‘stipulation’ as a basis for the
adjudication of abuse, neglect, and dependency.” As just noted, the dependency
adjudications are vacated. Regarding the abuse and neglect adjudications, however,
Respondent-Mother both misrepresents what occurred at the hearing and misreads
the adjudication order.
Respondent-Mother argues that she was not able to present “a full defense” in
that she was not able to present evidence that the father had sexually abused Ivy and
Betty such that her actions in light of that belief were justified, appropriate, and could
not have constituted abuse or neglect of the children. Yet, our review of the hearing
transcripts does not support Respondent-Mother’s representations that “throughout
the adjudication hearing, the trial court repeatedly prohibited [her] from presenting
evidence in any way related to alleged sexual abuse perpetrated by [the f]ather upon
the subject children.”
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In support of her position, Respondent-Mother cites four specific objections to
testimony at the hearing that were sustained by the court. The first occurred during
Respondent-Mother’s direct examination when her counsel asked why she made her
initial abuse report to law enforcement. Respondent-Mother was allowed to answer,
without objection: “Because of the concerns that I ha[d] of the girls’ masturbation,
because the sexual abuse that [the father] was doing to me. I ha[d] concerns, just not
the—what r[o]se up more about the masturbation of the girls [wa]s—[wa]s the fear
that they were having to the father.” However, when Respondent-Mother answered
a follow-up question about how she knew the children were fearful by saying, “They
always expressed fear to the[ir] father,” a general objection by the father’s counsel
was sustained. In context, the objection appears to have been sustained on hearsay
grounds, given that moments before, the court had sustained an explicit hearsay
objection to a question about what Ivy told Respondent-Mother about bruises she
received. In sustaining that objection, the court explained that if Ivy testified, she
could be asked, but Respondent-Mother could not repeat what Ivy told her. In this
light, it appears that Respondent-Mother was not prohibited from mentioning the
alleged abuse; rather, she was simply not allowed to give hearsay testimony about
what the children said.
On the second occasion cited, Respondent-Mother’s counsel asked her what
occurred just before she made the audio recording of the children that led to concerns
about coaching. The transcript reflects that the objection was sustained because the
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question was leading, not due to any reference to alleged sexual abuse by the father.
Moreover, once her counsel rephrased the question, Respondent-Mother was allowed
to testify regarding the conversations she had with Ivy and Betty both before and
during the audio recording.
The third point during the hearing where Respondent-Mother contends her
due process rights were violated involved testimony from one of her witnesses, the
director of a religious organization. He was asked by her counsel about his opinions
“with regard to the connection or any connection between . . . finding out whether the
children were actually sexually abused and doing the bonding assessment” and what
Respondent-Mother told him “about the bonding assessment and sexual abuse that
you already talked about.” The court sustained general objections to each question,
and in a brief discussion amongst counsel and the court, it was clarified that the
objection was on the ground that the question had been “asked and answered.”
Respondent-Mother’s counsel was then allowed to ask a rephrased version of
essentially the same question, without objection: “Can you please tell the [c]ourt
what—if my client talked to you about this, obviously, what, if anything, was the
connection that my client saw between the bonding assessment and finding out
whether the girls were actually sexually abused?” Thus, the issue of the father’s
alleged sexual abuse was not the basis of the objection, and the topic was not
prohibited.
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In the final instance identified by Respondent-Mother, the court sustained two
objections to questions as to whether Betty had disclosed sexual abuse on the basis
that the questions were leading. Once again, it was the form of the questions and not
their reference to alleged sexual abuse that led to the sustained objections. Further,
Respondent-Mother’s counsel chose not to return to the topic by asking non-leading
questions.
Moreover, the allegations of sexual abuse by the father were referred to and
discussed throughout the hearing by virtually every witness, as shown by both
explicit and implicit references to those allegations in the majority of the findings of
fact in the adjudication order. The court further noted that those allegations were
still under investigation by DSS, despite Respondent-Mother’s hampering of that
process, and specifically found that “Respondent[-]Mother does not appear to
understand the nuances of what DSS’[s] investigation entailed and that DSS’[s] role
was to monitor and try to create a plan, whether [the f]ather has sexually abused these
children or not” and “[w]hether the sexual abuse happened or not, [Ivy and Betty] have
been traumatized by the way that Respondent[-]Mother has handled the situation
with [them].”
Respondent-Mother’s final due process contention is that the district court
erred in relying on the father’s stipulation that allegations of sexual abuse by the
father existed, although he strongly denied committing such abuse. She argues that
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“there was never a meaningful, or legally sufficient, stipulation” pursuant to N.C.
Gen. Stat. § 7B-807. We are not persuaded.
The relevant statute provides, inter alia:
If the court finds from the evidence, including stipulations by a party, that the allegations in the petition have been proven by clear and convincing evidence, the court shall so state. A record of specific stipulated adjudicatory facts shall be made by either reducing the facts to a writing, signed by each party stipulating to them and submitted to the court; or by reading the facts into the record, followed by an oral statement of agreement from each party stipulating to them.
Id. § 7B-807(a) (emphases added).
Adjudicatory finding of fact 5 states:
The issue raised in this [p]etition was not whether [the father] had sexually abused the Juveniles, but whether they were experiencing trauma at the hands of Respondent[-]Mother. At the commencement of the hearing, [the f]ather stipulated in open court, by and through his attorney of record, that the factual allegations set forth in the [p]etition are true—that there had been allegations of sexual abuse, but he did deny that the allegations themselves were true. . . . The stipulation of [the f]ather, the previous testimony of Respondent[- ]Mother, and the additional facts set forth hereinbelow, establish by clear, cogent and convincing evidence that the Juveniles are Abused, Neglected and Dependent Juveniles ....
The hearing transcript reveals that counsel for the father stated for the record
in open court that the father “stipulates to the facts as alleged in the petitions filed by
DSS, and I want to, again, clarify that we are not disputing the fact that allegations
have been made against [the father]. We do wholeheartedly and as vigorously as
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possible deny that those allegations are true.” These statements fully comport with
the requirements for stipulations set forth in N.C. Gen. Stat. § 7B-807(a), and
accordingly, the stipulation was legally sufficient.
Respondent-Mother maintains that “[t]his is not a stipulation that has any
credible meaning or value for purposes of an adjudication. Nevertheless, both DSS
and the trial court accepted it as a stipulation. This acceptance, naturally created
undue implications for the remainder of the proceedings and, ultimately, the
adjudication of” Ivy and Betty. Specifically, she asserts that the stipulation
“seemingly operated as a de facto alignment of the parties with DSS and the[ f]ather
on one side and Respondent[-]Mother on the other side” and “it apparently
relinquished the trial court of its duty to consider the evidence before it regarding
the[ f]ather’s actions as they related to the ‘existence or nonexistence of any of the
conditions alleged in a petition.’ N.C. Gen. Stat. § 7B-802.”
Respondent-Mother’s argument reflects her ongoing misapprehension of the
factual allegations in the petitions. As the petitions state, the DSS supervisor
testified, and the court found, the petitions were filed due to concerns that Ivy and
Betty were being harmed by Respondent-Mother’s poor judgment and her
noncompliance and interference with the DSS investigation and the related court
orders. Moreover, because Respondent-Mother’s noncompliance and interference
had—at the time of the hearing—prevented DSS from fully investigating and
resolving the truth or falsity of the allegations against the father, Respondent-
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Mother’s own actions prevented DSS from being able to file any potential petitions
based on abuse by the father. The meaning and value of the father’s stipulation was
to clarify the bases of the petitions and thus the focus of the adjudication hearing.
The district court did not err in relying on the father’s legally sufficient stipulation
for that purpose.
In sum, each of Respondent-Mother’s due process arguments are overruled.
E. Challenge to the disposition order
Respondent-Mother’s sole assignment of error as to the district court’s
disposition order is that the order was “premised and presupposed” upon the findings
of fact and conclusions of law in the adjudication order which Respondent-Mother
argued were erroneous and unsupported. As explained above, although we vacate the
dependency adjudications, we affirm the adjudications of Ivy and Betty as abused and
neglected juveniles. Accordingly, we leave the disposition order undisturbed.
III. Conclusion
We affirm the adjudications of Ivy and Betty as abused and neglected juveniles
but vacate the adjudications of the children as dependent juveniles. The disposition
order is affirmed.
AFFIRMED IN PART; VACATED IN PART.
Panel consisting of Chief Judge DILLON and Judges ZACHARY and FLOOD.
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