In re Baxter

656 F.2d 679, 210 U.S.P.Q. (BNA) 795, 1981 CCPA LEXIS 186
CourtCourt of Customs and Patent Appeals
DecidedJuly 30, 1981
DocketAppeal No. 80-574
StatusPublished
Cited by22 cases

This text of 656 F.2d 679 (In re Baxter) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Baxter, 656 F.2d 679, 210 U.S.P.Q. (BNA) 795, 1981 CCPA LEXIS 186 (ccpa 1981).

Opinion

MILLER, Judge.

This is an appeal from the decision of the Patent and Trademark Office (“PTO”) Board of Appeals (“board”) sustaining the examiner’s rejections of: claims 1 and 6 under 35 U.S.C. § 103 as obvious from either Hogan et al. (“Hogan”),1 Field ’647,2 or Field ’452; 3 claim 1 under 35 U.S.C. § 132 for containing new matter; and claims 7 and 8 on the ground of interference estop-pel. We affirm in part and reverse in part.

BACKGROUND

Subject Matter of the Application

The appealed claims relate to interpolym-ers of ethylene and propylene formed by the use of catalysts formed by mixing certain organometal compounds with certain other metal compounds such as titanium salts. All claims remaining in the application are reproduced below:

1. Normally solid ethylene-propylene interpolymer characterized by consisting essentially of linear macromolecules and in that it is a crystalline thermoplastic, has an inherent viscosity of at least one, as measured in decahydronaphthalene and a methyl content in the range of 0.7 to 3 methyls per 100 carbon atoms, as determined by infrared, said interpolymer being obtained by polymerization of propylene and ethylene in the presence of a catalyst comprising divalent titanium, said catalyst comprising the mixture obtained by reducing a titanium compound having titanium at a valence greater than two with a reducing agent in which there is a hydrocarbon radical directly attached to metal atom.
6. Interpolymers of propylene and ethylene which consist essentially of linear copolymers of propylene and ethylene which are partially crystalline at the X-rays, contain from about 0.7 to 3 methyl groups per 100 carbon atoms in the copo-lymer molecules as shown by their infrared spectra and have a molecular weight in the range of 50,000-100,000 as determined by inherent viscosity.
7. A process which comprises interpo-lymerizing monomers comprising ethylene and propylene in the presence of a polymerization catalyst formed by mixing an organometal compound consisting of a metal alkyl or metal aryl of a metal selected from the group consisting of metals of Groups II and III of the Periodic System, zinc metal and metals above zinc in the electromotive series with a compound, other than the oxide, of a metal selected from the group consisting of titanium, zirconium, vanadium, tantalum, chromium, molybdenum, and tungsten, and recovering the solid polymer formed.
8. Process according to Claim 7 in which said organometal compound is an organo-aluminum compound.

The Prior Art

The board, in its opinion, states:

Hogan is relevant only as to those portions of the disclosure of the patent which are carried forward from its parent application, Serial No. 33,576 [s/c 333,576], [681]*681filed January 27, 1953, as recognized by both the Examiner and appellants!4!

The 1953 application discloses preparation of monoalkylethylene polymer products utilizing certain chromium oxide catalysts to achieve a range of tacky, semi-solid, and solid polymers. Its specification, with 20 working examples, discloses a range of preparations of polymeric materials including polyethylene and polypropylene. In the discussion of unsaturation in polymer samples studied by infrared spectroscopy, it is stated that “[t]he same type of unsaturation is found in all of our polymers including copolymers such as ethylene-propylene copolymer.”

Both Field references disclose the production of high molecular weight, normally solid polymers. Field ’647 specifically contemplates the copolymerization of ethylene with propylene, the conversion process comprising contacting the olefins with an oxide of chromium, molybdenum, tungsten, or uranium and an alkali metal at certain reaction temperatures. Field ’452 employs as a catalyst for copolymerization a modification of that of Field ’647, replacing the alkali metal activator with a hydride of certain metals.

Procedural History

Appellants’ application Serial No. 708,718, filed January 22, 1968, is a divisional application of Serial No. 556,548, filed December 30, 1955. The latter is involved in Interference No. 90,833 (“ ’833”), declared January 22, 1960, among appellants Baxter et al. (“Baxter”) and three other parties.5 The civil action that evolved from that interference is pending in the United States District Court for the District of Columbia under an order to stay pending the outcome of Interference No. 89,634 involving the subject matter of crystalline polypropylene as a composition of matter. The appeal from the civil action that evolved from Interference No. 89,634 is pending before the United States Court of Appeals for the Third Circuit.

During the period for motions before the primary examiner in Interference No. 90,-833, Baxter filed a motion to add count A,6 drawn to a process for polymerizing propylene. After consideration of the motions, the examiner denied Baxter’s motion to add count A and on his own motion substituted a new count drawn to a process for homopo-lymerizing propylene.7

[682]*682In his request for reconsideration8 *filed October 22, 1962, Baxter, with respect to the new count substituted sua sponte by the examiner, stated:

BAXTER’S principal concern is that at least one count of this interference be sufficiently broad to permit BAXTER to introduce his best evidence, and secondarily, that the count be sufficiently broad to permit a complete resolution of all the potential issues which can be considered as arising from the disclosures of the parties here involved. In this connection therefore it is respectfully urged that if the Examiner disagrees, on reconsideration, with any of the particulars discussed in the preceding paragraphs relating to the proposed broader BAXTER count and for these reasons feels impelled to deny again the addition of this count to the existing issue, it is respectfully urged that in his discretion he consider the addition of a count sufficiently broadened in comparison to the existing count to permit BAXTER to present his best evidence and secondly to resolve as far as possible all the fundamental issues here involved.

In a reconsideration of decision on motions dated July 15, 1964, the examiner reviewed Baxter’s contention that the count should be broadened to include trivalent titanium and organometallic reducing agents (count A) but said—

that at the time the invention was made due to the unpredictability of catalytic activity trivalent and tetravalent titanium and all of the organometallic reducing agents do not constitute one invention. Since the compounds encompassed by the broadened count do not constitute one invention all of the parties must support the count. As noted in the Decision on Motions all of the parties do not support this broadened count.

Just prior to filing his request for reconsideration, Baxter had also filed motions to amend the issue, stating:

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Bluebook (online)
656 F.2d 679, 210 U.S.P.Q. (BNA) 795, 1981 CCPA LEXIS 186, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-baxter-ccpa-1981.