In re Baker

106 Misc. 2d 994, 436 N.Y.S.2d 833, 1981 N.Y. Misc. LEXIS 2042
CourtNew York City Family Court
DecidedMarch 4, 1981
StatusPublished

This text of 106 Misc. 2d 994 (In re Baker) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Baker, 106 Misc. 2d 994, 436 N.Y.S.2d 833, 1981 N.Y. Misc. LEXIS 2042 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

Anthony K. Pomilio, J.

This is a child neglect proceeding brought pursuant to article 10 of the Family Court Act. We are called upon to determine the constitutionality of subdivision (e) of section 1039 of that article.

The background is as follows. The petitioner filed a child neglect petition on September 7, 1979, alleging that respondent had neglected her daughter, Marie Baker. That petition was adjourned in contemplation of dismissal pursuant to section 1039 of the Family Court Act, for a period of one year, upon the consent of the petitioner, respondent, and Law Guardian.

The adjournment in contemplation of dismissal (ACD) [995]*995was subject to certain conditions, including a condition that the respondent co-operate with the petitioner.

On April 10,1980, petitioner filed a petition alleging that respondent had violated the conditions of the ACD by failing to co-operate with the petitioner: Petitioner requested that the child be removed from respondent.

Under subdivision (e) of section 1039, a finding that the respondent had violated that condition would be deemed to be a finding of child neglect. Such a finding would authorize the court to make any disposition it could make upon an actual finding that respondent had neglected her child, including removing the child from her parent.

Respondent has moved to dismiss the violation petition, contending that subdivision (e) of section 1039 is unconstitutional. She contends that the Constitution prohibits the court from removing her child from her custody merely because she violated the conditions of the ACD without an actual finding of neglect.

We reserved decision on the motion pending notification to the Attorney-General, pursuant to section 71 of the Executive Law, that the constitutionality of a statute was being challenged. Both parties and the Attorney-General have submitted memoranda of law in support of their positions.

We now decide respondent’s motion.

Section 1039 governs an ACD of a child protective proceeding. This section authorizes the court to ACD a child protective proceeding for a period not to exceed one year, with a view to ultimate dismissal in the interest of justice. This may be done prior to a fact-finding hearing.

While the order may include terms and conditions agreeable to the parties, it must include a condition that the child and the respondent be under the supervision of a child protective agency during the adjourned period. (Family Ct Act, § 1039, subd [b].)

Subdivision .(e) of section 1039 provides that if it is established that the respondent violated a condition set by the court or failed to co-operate with the child protective agency, then the respondent shall be deemed to have ne[996]*996glected the child. “Upon application of the petitioner *' * * made at any time during the duration of the order, the court may restore the matter to the calendar, if the court finds after a hearing that the respondent has failed substantially to observe the terms and conditions of the order or to cooperate with the supervising child protective agency. In such event, circumstances of neglect shall be deemed to exist, and the court may thereupon proceed to a dispositional hearing under this article and may, at the conclusion of such hearing, enter an order of disposition authorized pursuant to section one thousand fifty-two with the same force and effect as if a fact-finding hearing had been held and the child had been found to be an abused or a neglected child.” (Family Ct Act, § 1039, subd [e].)

Section 1052 among other dispositions authorizes the court to order the child removed from the respondent.

Thus, the following would be authorized under section 1039. A child neglect proceeding against a parent may be adjourned in contemplation of dismissal prior to a fact-finding hearing. Subsequently, if the court made a finding that the parent had failed to co-operate with a child protective agency, that finding would become a constructive finding of neglect, upon which the court could order that the child be removed from his parent.

Therefore, subdivision (e) of section 1039 permits a child to be removed from his parents without any actual finding of abuse or neglect, but merely upon a finding of non-co-operation with a child protective agency, when a child protective proceeding against such parent has been adjourned in contemplation of dismissal.

It is this application of section 1039 which petitioner seeks and of which respondent questions the constitutionality.

What are the constitutional rights of parents with respect to their children?

The leading case in the area of parents’ constitutional rights to the custody of their children is Matter of Bennett v Jeffreys (40 NY2d 543). That case interpreted parents’ constitutional rights to the custody of their children as follows:

[997]*997“To recapitulate: intervention by the State in the right and responsibility of a natural parent to custody of her or his child is warranted if there is first a judicial finding of surrender, abandonment, unfitness, persistent neglect, unfortunate or involuntary extended disruption of custody, or other equivalent but rare extraordinary circumstance which would drastically affect the welfare of the child. It is only on such a premise that the courts may then proceed to inquire into the best interest of the child and to order a custodial disposition on that ground” (supra, p 549). “Neither law, nor policy, nor the tenets of our society would allow a child to be separated by officials of the State from its parent unless the circumstances are compelling” (supra, p 552).

Thus, the Constitution prohibits a State from removing a child from his parents unless such is predicated upon a judicial finding of unfitness, persistent neglect, etc.

Is the constructive finding of neglect which is deemed to follow from the failure of a parent to abide by the required condition in an ACD, that he co-operate with a child protective agency, a sufficient premise upon which to constitutionally deprive a parent of the custody of his child?

Two decisions of the Appellate Division, Third Department, indicate that it is not.

In Matter of Paul “X” (57 AD2d 216), very similar to the present case, a child neglect proceeding had been adjourned in contemplation of dismissal. Thereafter, a violation petition was filed alleging that respondent had failed to co-operate with the child protective agency. The trial court made a finding that the parents had not co-operated with the agency, and ordered that the child be removed from his parents.

The Appellate Division reversed. It held that the trial court could not deprive a parent of the custody of his child without an actual finding of abuse or neglect.

“Mere proof of noncompliance with conditions of the ACD order, having at best an indirect bearing on the welfare of Paul ‘X’ does not by itself, as previously indicated, warrant a conclusion that either element of the two-pronged [998]*998test under Bennett is satisfied, let alone both of them.” (Matter of Paul “X”, 57 AD2d 216, 221, supra.)

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Related

Bennett v. Jeffreys
356 N.E.2d 277 (New York Court of Appeals, 1976)
In re Paul "X"
57 A.D.2d 216 (Appellate Division of the Supreme Court of New York, 1977)
In re Gary A.
60 A.D.2d 927 (Appellate Division of the Supreme Court of New York, 1978)

Cite This Page — Counsel Stack

Bluebook (online)
106 Misc. 2d 994, 436 N.Y.S.2d 833, 1981 N.Y. Misc. LEXIS 2042, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-baker-nycfamct-1981.