In re Augar

39 Misc. 2d 936, 242 N.Y.S.2d 84, 1963 N.Y. Misc. LEXIS 1892
CourtNew York Supreme Court
DecidedJune 20, 1963
StatusPublished
Cited by5 cases

This text of 39 Misc. 2d 936 (In re Augar) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Augar, 39 Misc. 2d 936, 242 N.Y.S.2d 84, 1963 N.Y. Misc. LEXIS 1892 (N.Y. Super. Ct. 1963).

Opinion

A. David Benjamin, J.

The above-captioned proceedings are distinct and separate matters, each pertaining to the estate of a particular incompetent, and bearing no relationship one to the other. They are, however, considered here together for convenience, since in each of them a motion for reargument and renewal was made by counsel (the same one in all three proceedings), seeking identical relief in all three of these matters, to wit: an increase in the quantum of the fees allowed him on [937]*937three certain applications, one in each of these estates, as more fully hereinafter detailed. Counsel, as petitioner, when reargument and renewal was denied by this court, thereafter and in all three of these applications appealed to the Appellate Division, Second Department, from this court’s determinations. The Appellate Division in similar decisions (18 A D 2d 1097), remitted them to this court “ for a fuller statement of the reasons for the position taken by the Special Term, and for reconsideration and a determination de novo.”

In compliance with the decisions of the Appellate Division, petitioner counsel was offered an opportunity to file additional papers and to appear and argue the matter de novo. He thereafter advised the court by letter dated June 11, 1963 that he preferred to submit on the original papers and without further oral argument. He did provide the court with a copy of the brief supplied to the Appellate Division by him.

In view of the identity of the issues raised in all three of these applications, this decision is determinative of and applicable to all of them alike. However, separate orders properly encaptioned, embodying the terms of this decision, should be submitted.

None of the matters as originally presented to this court were in any sense controversial. The proceedings on the return dates of the applications were pro forma and took but little time.

The facts in each are as follows:

In the first-captioned matter, this attorney made a purely routine application, unopposed, on behalf of the committee, for leave to make certain payouts from the funds possessed by the incompetent. As was customary and usual in such a minor and simple everyday application, the attorney was granted a fee of $25. Fees in such matters customarily do not exceed $35. Dissatisfied, he moved for reargument and renewal asserting that his services were well worth $175. When reargument was denied, he appealed from this court’s determination, over the strenuous objections to such course by the committee for the incompetent, who opposed the appeal on the ground that it was without merit and against the best interests of the incompetent who, in fact, was this attorney’s' client.

In the second-captioned matter, counsel represented another committee, in an estate which consists solely of Totten trusts as set up by the incompetent prior to her adjudication as such, and of the approximate value of $8,000. That incompetent being in need of funds, this attorney in an application not complex, orthodox and usual in all respects, sought leave to invade the corpus of these tentative trusts for the stated purposes. On [938]*938the hearing before the court, the committee was permitted to withdraw only $1,000 from the Totten trust accounts in order to preserve the incompetent’s modest estate since this sum was presently sufficient, and a greater withdrawal, when not needed, would necessarily he prejudicial to the named beneficiary of the tentative trusts. For the routine services so rendered, the attorney was awarded $65. Again, counsel moved for reargument and renewal, claiming that his services were of the value of $250, regardless of the modest worth of the estate and the minor services provided. Here as well, upon denial of reargument, he appealed the quantum of the allowance made him, again ignoring the emphatic disapproval of that committee to the action taken by him.

In the last-captioned matter the attorney appeared for a third committee. For his services in preparing the annual inventory for that committee (it should be noted that the annual account such as the one here considered is frequently prepared by committees themselves without the aid of counsel) as examined by the Official Referee in incompetency, he was allowed the fee of $100, the usual and customary amount fixed in schedules set up for this express purpose, in effect for years, and of which schedules and the amounts therein set forth this counsel was well aware, as he was also aware of the fact that the order approving such annual inventories of committees is prepared by the Official Referee in incompetency and not by counsel. Again, dissatisfied with the fees allowed, he moved as heretofore in the other proceedings claiming that in this most typical of usual and routine accounts his services, were worth $275, far in excess of the amounts allotted in the schedules and regularly allowed and awarded in many hundreds of similar applications. Here, too, he appealed.

In the Appellate Division the committees were not represented by counsel inasmuch as this attorney appeared in that court only in furtherance of his own purposes. The record, however, does show that two of these committees communicated with the Appellate Division by letter advising the Justices thereof that the appeals so taken were unauthorized by them and were contrary to their express instructions. They also set forth their opinions that the. fees allowed by this court to this attorney were in all respects adequate.

The fees complained of were, as previously stated, fixed in amounts sufficient to compensate this attorney for the. routine services in these three ordinary and commonplace applications. The sums awarded were in the existing pattern and similar to [939]*939those allowed in many hundreds of other orders prior to and during this Justice’s assignment by the Appellate Division to this Special Term, and are generally in complete conformity with existing standards as heretofore fixed as well as presently applied, in all similar Special Terms throughout the Second Judicial Department for like services.

Since the Appellate Division in its decisions has asked this court to advise it of its rationale in fixing these fees, it becomes necessary to go beyond the foregoing in amplification of the basis for the making of these customary allowances.

Many counsel representing banks, trust companies, trustees, and committees generally apply for and receive like fees, without objection, and in many instances specifically request fees limited to such amounts and, indeed, often ask for lesser sums. Many other attorneys waive these minor fees entirely.

These adequate fees allowed on minor motions and commonplace ex parte applications are wholly peripheral to the mainstream of professional compensation in these incompetency estates and constitute no important factor of the professional economics involved in the administration of incompetents’ estates. The substantial fees allowed by this court in the administration of all of the estates over which it has jurisdiction stem from the mainstream of services rendered for them. These include fees paid on the origination of an estate where jury trials are had, fees paid upon intermediate and final accountings, fees paid in connection with a sale of real properties owned by incompetents, and most importantly, fees paid for bringing into these estates assets, previously diverted from them or resulting from legal actions brought for the benefit of the incompetents.

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Bluebook (online)
39 Misc. 2d 936, 242 N.Y.S.2d 84, 1963 N.Y. Misc. LEXIS 1892, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-augar-nysupct-1963.